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Jane Street Fin Ltd - Form 8.3 - [Lonmin plc /Sibanye Gold Limited]

Thu, 28th Mar 2019 15:26

RNS Number : 3753U
Jane Street Financial Limited
28 March 2019
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Jane Street Financial Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Jane Street Group, LLC

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Lonmin plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

NA

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

2019-03-26

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES Sibanye Gold Limited

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

154920

0.0548%

 

0

 

0

(2) Cash-settled derivatives:

 

2691

0.0010%

36615

0.0129%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

0

 

 

0

 

 

0

 

 

0

 

     TOTAL:

157611

0.0557%

36615

0.0129%

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

NA

Details, including nature of the rights concerned and relevant percentages:

NA

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary Share

Purchase

7650108

0.794 GBP

Ordinary Share

Purchase

8391348

0.79 GBP

Ordinary Share

Sale

5873688

0.8025 GBP

Ordinary Share

Purchase

9820152

0.795 GBP

Ordinary Share

Purchase

846036

0.7935 GBP

Ordinary Share

Purchase

3148992

0.7975 GBP

Ordinary Share

Purchase

5181012

0.7985 GBP

Ordinary Share

Sale

5526072

0.798 GBP

Ordinary Share

Purchase

6543360

0.805 GBP

Ordinary Share

Sale

5876244

0.8045 GBP

Ordinary Share

Purchase

1316340

0.796 GBP

Ordinary Share

Purchase

5983596

0.7895 GBP

Ordinary Share

Sale

6505020

0.797 GBP

Ordinary Share

Purchase

6055164

0.8 GBP

Ordinary Share

Sale

23014224

15.47 ZAR

Ordinary Share

Purchase

6080724

0.799 GBP

Ordinary Share

Purchase

5797008

0.7885 GBP

Ordinary Share

Purchase

10183104

0.7955 GBP

Ordinary Share

Sale

5809788

0.802 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Share

CFD

Closing

885660

0.797 GBP

Ordinary Share

CFD

Opening

814668

0.7895 GBP

Ordinary Share

CFD

Closing

3133392

15.47 ZAR

Ordinary Share

CFD

Opening

824412

0.8 GBP

Ordinary Share

CFD

Opening

827892

0.799 GBP

Ordinary Share

CFD

Opening

1386432

0.7955 GBP

Ordinary Share

CFD

Opening

789264

0.7885 GBP

Ordinary Share

CFD

Opening

115188

0.7935 GBP

Ordinary Share

CFD

Opening

1337016

0.795 GBP

Ordinary Share

CFD

Closing

799704

0.8025 GBP

Ordinary Share

CFD

Closing

791004

0.802 GBP

Ordinary Share

CFD

Closing

752376

0.798 GBP

Ordinary Share

CFD

Opening

705396

0.7985 GBP

Ordinary Share

CFD

Opening

179220

0.796 GBP

Ordinary Share

CFD

Closing

800052

0.8045 GBP

Ordinary Share

CFD

Opening

890880

0.805 GBP

Ordinary Share

CFD

Opening

1142484

0.79 GBP

Ordinary Share

CFD

Opening

1041564

0.794 GBP

Ordinary Share

CFD

Opening

428736

0.7975 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

NA

NA

NA

NA

NA

NA

NA

NA

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

NA

NA

NA

NA

NA

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

NA

NA

 

NA

NA

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

NA

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NA

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

2019-03-28

Chris Milsted

+442037873373

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETLLFFEVVITFIA
Date   Source Headline
12th Jun 20192:46 pmBUSForm 8.3 - Lonmin
11th Jun 20193:36 pmBUSForm 8.3 - LONMIN AMENDMENT
11th Jun 201912:13 pmBUSForm 8.3 - LONMIN PLC
11th Jun 201911:35 amRNSJPMorgan Sec.Plc - Form 8.5 (EPT/RI)- Lonmin plc
10th Jun 20193:24 pmBUSForm 8.3 - Lonmin plc

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