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HSBC BANK PLC - Form 8.5 (EPT/RI) - Lonmin Plc

Mon, 1st Apr 2019 11:13

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: HSBC BANK PLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Lonmin Plc
(c) Name of the party to the offer with which exempt principal trader is connected: Sibanye Gold Ltd
(d) Date dealing undertaken: 29 March 2019
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? If it is a cash offer or possible cash offer, state “N/A” Yes – Sibanye Gold Ltd

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received (GBP) Lowest price per unit paid/received (GBP)
Ordinary Shares Purchase 3,000 74.000 p 73.800 p
Ordinary Shares Sale 4,589 74.000 p 73.000 p

(b) Derivatives transactions (other than options)

Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit (ZAR)
Ordinary Shares Swap Increasing a Short Position 25 1413.273 c

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description e.g. call option Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Date of disclosure: 01 April 2019
Contact name: Dhruti Singh
Telephone number: 0207 088 2000

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Date   Source Headline
12th Jun 20192:46 pmBUSForm 8.3 - Lonmin
11th Jun 20193:36 pmBUSForm 8.3 - LONMIN AMENDMENT
11th Jun 201912:13 pmBUSForm 8.3 - LONMIN PLC
11th Jun 201911:35 amRNSJPMorgan Sec.Plc - Form 8.5 (EPT/RI)- Lonmin plc
10th Jun 20193:24 pmBUSForm 8.3 - Lonmin plc

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