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Form 8.5 (EPT/RI) - Sibanye Gold Limited

Fri, 5th Jan 2018 11:44

RNS Number : 1130B
UBS AG (EPT)
05 January 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Sibanye Gold Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

Lonmin plc

(d) Date dealing undertaken:

04 January 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

If it is a cash offer or possible cash offer, state "N/A"

YES

Lonmin plc

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary npv

Buy

681746

16.41000 ZAR

16.02000 ZAR

Ordinary npv

Sell

1002846

16.37000 ZAR

15.99000 ZAR

ADR

Buy

5774

5.38000 USD

5.37884 USD

ADR

Sell

2887

5.38000 USD

5.37884 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary npv

CFD

Long

10726

16.2461 ZAR

Ordinary npv

CFD

Long

58227

16.32154945 ZAR

Ordinary npv

CFD

Long

3750

16.13 ZAR

Ordinary npv

CFD

Long

10876

16.21312891 ZAR

Ordinary npv

CFD

Long

5004

16.2387 ZAR

Ordinary npv

CFD

Long

256425

16.1497 ZAR

Ordinary npv

CFD

Long

2456

16.03 ZAR

Ordinary npv

CFD

Short

2456

16.03 ZAR

Ordinary npv

CFD

Short

10876

16.21312891 ZAR

Ordinary npv

CFD

Short

10726

16.2461 ZAR

Ordinary npv

CFD

Short

3750

16.13 ZAR

Ordinary npv

CFD

Short

5004

16.2387 ZAR

Ordinary npv

CFD

Short

256425

16.1497 ZAR

Ordinary npv

CFD

Short

58227

16.32154945 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

05 January 2018

Wendy Dent

+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
END
FERFKPDQDBKDBDK
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