7 Nov 2018 15:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Absa Group Limited | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | |||||
| LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 160,659,279 | 7.09% | 153,720,735 | 6.78% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 2,576,342 | 0.11% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 160,659,279 | 7.09% | 156,297,077 | 6.90% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| Ordinary NPV | Purchase | 211 | 9.3600 ZAR | ||||
| Ordinary NPV | Purchase | 453 | 9.4000 ZAR | ||||
| Ordinary NPV | Purchase | 754 | 9.4700 ZAR | ||||
| Ordinary NPV | Purchase | 1,134 | 9.4300 ZAR | ||||
| Ordinary NPV | Purchase | 1,374 | 8.8200 ZAR | ||||
| Ordinary NPV | Purchase | 1,523 | 9.3300 ZAR | ||||
| Ordinary NPV | Purchase | 1,594 | 9.3400 ZAR | ||||
| Ordinary NPV | Purchase | 1,810 | 9.3700 ZAR | ||||
| Ordinary NPV | Purchase | 1,910 | 9.4100 ZAR | ||||
| Ordinary NPV | Purchase | 2,400 | 9.0100 ZAR | ||||
| Ordinary NPV | Purchase | 3,749 | 9.3900 ZAR | ||||
| Ordinary NPV | Purchase | 6,000 | 8.9900 ZAR | ||||
| Ordinary NPV | Purchase | 7,727 | 9.1200 ZAR | ||||
| Ordinary NPV | Purchase | 8,693 | 9.3500 ZAR | ||||
| Ordinary NPV | Purchase | 8,908 | 8.9600 ZAR | ||||
| Ordinary NPV | Purchase | 10,281 | 9.3200 ZAR | ||||
| Ordinary NPV | Purchase | 11,210 | 9.2700 ZAR | ||||
| Ordinary NPV | Purchase | 11,230 | 9.3100 ZAR | ||||
| Ordinary NPV | Purchase | 12,301 | 8.8600 ZAR | ||||
| Ordinary NPV | Purchase | 12,658 | 9.2900 ZAR | ||||
| Ordinary NPV | Purchase | 14,571 | 9.3800 ZAR | ||||
| Ordinary NPV | Purchase | 19,674 | 8.8700 ZAR | ||||
| Ordinary NPV | Purchase | 19,739 | 8.9200 ZAR | ||||
| Ordinary NPV | Purchase | 24,701 | 8.9700 ZAR | ||||
| Ordinary NPV | Purchase | 25,722 | 9.0000 ZAR | ||||
| Ordinary NPV | Purchase | 26,247 | 9.0200 ZAR | ||||
| Ordinary NPV | Purchase | 29,110 | 8.9400 ZAR | ||||
| Ordinary NPV | Purchase | 29,731 | 8.9100 ZAR | ||||
| Ordinary NPV | Purchase | 31,501 | 9.0300 ZAR | ||||
| Ordinary NPV | Purchase | 32,157 | 8.9000 ZAR | ||||
| Ordinary NPV | Purchase | 35,139 | 8.9500 ZAR | ||||
| Ordinary NPV | Purchase | 43,053 | 9.1100 ZAR | ||||
| Ordinary NPV | Purchase | 43,273 | 8.8300 ZAR | ||||
| Ordinary NPV | Purchase | 45,686 | 9.2600 ZAR | ||||
| Ordinary NPV | Purchase | 48,509 | 8.9800 ZAR | ||||
| Ordinary NPV | Purchase | 49,308 | 9.2500 ZAR | ||||
| Ordinary NPV | Purchase | 50,301 | 9.3000 ZAR | ||||
| Ordinary NPV | Purchase | 50,635 | 9.0500 ZAR | ||||
| Ordinary NPV | Purchase | 54,045 | 9.2800 ZAR | ||||
| Ordinary NPV | Purchase | 55,663 | 8.8800 ZAR | ||||
| Ordinary NPV | Purchase | 58,027 | 9.1300 ZAR | ||||
| Ordinary NPV | Purchase | 65,604 | 9.1800 ZAR | ||||
| Ordinary NPV | Purchase | 66,056 | 9.1700 ZAR | ||||
| Ordinary NPV | Purchase | 66,451 | 9.0900 ZAR | ||||
| Ordinary NPV | Purchase | 71,013 | 9.0600 ZAR | ||||
| Ordinary NPV | Purchase | 71,206 | 9.1900 ZAR | ||||
| Ordinary NPV | Purchase | 74,057 | 8.9300 ZAR | ||||
| Ordinary NPV | Purchase | 75,158 | 9.1400 ZAR | ||||
| Ordinary NPV | Purchase | 78,194 | 9.2100 ZAR | ||||
| Ordinary NPV | Purchase | 98,885 | 9.0700 ZAR | ||||
| Ordinary NPV | Purchase | 103,640 | 9.2300 ZAR | ||||
| Ordinary NPV | Purchase | 104,479 | 9.2000 ZAR | ||||
| Ordinary NPV | Purchase | 116,331 | 8.8400 ZAR | ||||
| Ordinary NPV | Purchase | 119,871 | 9.0400 ZAR | ||||
| Ordinary NPV | Purchase | 126,322 | 9.2400 ZAR | ||||
| Ordinary NPV | Purchase | 131,943 | 8.8500 ZAR | ||||
| Ordinary NPV | Purchase | 136,854 | 9.1000 ZAR | ||||
| Ordinary NPV | Purchase | 142,791 | 9.2200 ZAR | ||||
| Ordinary NPV | Purchase | 147,019 | 9.1600 ZAR | ||||
| Ordinary NPV | Purchase | 147,366 | 9.1500 ZAR | ||||
| Ordinary NPV | Purchase | 167,596 | 9.0800 ZAR | ||||
| Ordinary NPV | Purchase | 860,755 | 8.8900 ZAR | ||||
| Ordinary NPV | Sale | 360 | 8.9800 ZAR | ||||
| Ordinary NPV | Sale | 680 | 8.9700 ZAR | ||||
| Ordinary NPV | Sale | 802 | 9.0300 ZAR | ||||
| Ordinary NPV | Sale | 1,859 | 8.9600 ZAR | ||||
| Ordinary NPV | Sale | 2,000 | 8.8700 ZAR | ||||
| Ordinary NPV | Sale | 2,500 | 9.2200 ZAR | ||||
| Ordinary NPV | Sale | 4,000 | 8.8500 ZAR | ||||
| Ordinary NPV | Sale | 4,800 | 8.8600 ZAR | ||||
| Ordinary NPV | Sale | 5,466 | 8.8400 ZAR | ||||
| Ordinary NPV | Sale | 5,722 | 9.1900 ZAR | ||||
| Ordinary NPV | Sale | 6,000 | 8.8100 ZAR | ||||
| Ordinary NPV | Sale | 6,134 | 8.8300 ZAR | ||||
| Ordinary NPV | Sale | 6,701 | 8.9500 ZAR | ||||
| Ordinary NPV | Sale | 7,317 | 9.1700 ZAR | ||||
| Ordinary NPV | Sale | 7,353 | 9.2000 ZAR | ||||
| Ordinary NPV | Sale | 8,822 | 9.1200 ZAR | ||||
| Ordinary NPV | Sale | 10,000 | 9.1000 ZAR | ||||
| Ordinary NPV | Sale | 14,096 | 9.1800 ZAR | ||||
| Ordinary NPV | Sale | 14,400 | 8.8200 ZAR | ||||
| Ordinary NPV | Sale | 17,061 | 9.2100 ZAR | ||||
| Ordinary NPV | Sale | 20,313 | 9.0800 ZAR | ||||
| Ordinary NPV | Sale | 27,034 | 9.3000 ZAR | ||||
| Ordinary NPV | Sale | 30,872 | 9.1300 ZAR | ||||
| Ordinary NPV | Sale | 37,764 | 9.1500 ZAR | ||||
| Ordinary NPV | Sale | 37,817 | 9.2300 ZAR | ||||
| Ordinary NPV | Sale | 38,515 | 9.1600 ZAR | ||||
| Ordinary NPV | Sale | 47,561 | 8.9900 ZAR | ||||
| Ordinary NPV | Sale | 60,503 | 9.1400 ZAR | ||||
| Ordinary NPV | Sale | 420,082 | 8.9994 ZAR |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 7 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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