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Form 8.3 - Jardine Lloyd Thompson Group PLC

Wed, 30th Jan 2019 11:08

LONDON--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BYA PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORERule 8.3 of the Takeover Code (the “Code”)

1.   KEY INFORMATION
 
(a)   Full name of discloser:   Massachusetts Financial Services Company
(b)   Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c)   Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  JARDINE LLOYD THOMPSON GROUP PLC
(d)   If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e)   Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  29 January 2019
(f)   In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

  NO
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 
Class of relevant security:   Common Stock (GB0005203376)
  Interests   Short Positions
    Number   %   Number   %
(1)   Relevant securities owned and/or controlled:   11,523,252*   5.26 %        
(2)   Cash-settled derivatives:                
(3)   Stock-settled derivatives (including options) and agreements to purchase/sell:                
    Total   11,523,252*   5.26 %        
*Massachusetts Financial Services Company does not have discretion regarding voting decisions in respect of 766,889 shares that are included in the total above
 
All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 
 
(b) Rights to subscribe for new securities (including directors’ and other employee options)
 
Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:    
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales
 
Class of relevant security   Purchase/sale   Number of securities   Price per unit
Common Stock (GB0005203376)   Purchase   5,177   19.0319 GBP
Common Stock (GB0005203376)   Purchase   3,950   19.0361 GBP
Common Stock (GB0005203376)   Purchase   1,195   19.0400 GBP
 
 
(b) Cash-settled derivative transactions
 

Class ofrelevant security

 

Product descriptione.g. CFD

 

Nature of dealinge.g. opening/closing along/short position,increasing/reducing along/short position

  Number of reference securities   Price per unit
                 
 
(c) Stock-settled derivative transactions (including options)
 
(i) Writing, selling, purchasing or varying
 

Class ofrelevant security

 

Product descriptione.g. call option

 

Writing, purchasing,selling, varying etc.

 

Number of securitiesto which option relates

  Exercise price per unit  

Typee.g. American,European etc.

  Expiry date  

Option money paid/received per unit

                             
 
(ii) Exercise
 

Class ofrelevant security

 

Product descriptione.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit
                 
 
(d) Other dealings (including subscribing for new securities)
 

Class ofrelevant security

 

Nature of dealinge.g. subscription, conversion

  Details  

Price per unit(if applicable)

             
 
4. OTHER INFORMATION
 
(a) Indemnity and other dealing arrangements
 
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None
 
(b) Agreements, arrangements or understandings relating to options or derivatives
 
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None
 
(c) Attachments
 
Is a Supplemental Form 8 (Open Positions) attached?   NO
 
Date of disclosure   30 January 2019
Contact name   Robert R. Flaherty
Telephone number   617-954-5814

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190130005324/en/

Massachusetts Financial Services Company

Source: Massachusetts Financial Services Company

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