Last checked at 9 Dec 2020 15:30
Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL NSX share code: IVD BSE share code: INVESTEC ISIN: ZAE000081949 | Investec plc Incorporated in England and Wales Registration number 3633621 LSE share code: INVP JSE share code: INP ISIN: GB00B17BBQ50 |
As part of the dual listed company structure, Investec plc and Investec Limited (together "Investec") notify both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of (i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the Disclosure Guidance, Transparency Rules and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.
TRANSACTION BY A DIRECTOR IN INVESTEC PLC ORDINARY SHARES
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ciaran Whelan | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| Take up of shares on vesting of conditional shares | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
41,666
GBP1.94 | ||||
e)
| Date of the transaction
| 08 December 2020 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listing Requirements we disclose the following additional information:
Volume weighted average price | GBP1.94 |
Total value of transaction | GBP81,227.87 |
Highest price | N/A |
Lowest price | N/A |
Nature of interest | Direct beneficial |
TRANSACTION BY A PDMR IN INVESTEC PLC ORDINARY SHARES
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ruth Leas | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On market sale of shares to cover taxation pursuant to the take up of conditional shares following vesting | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
9,419
GBP1.93 | ||||
e)
| Date of the transaction
| 08 December 2020 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listing Requirements we disclose the following additional information:
Volume weighted average price | GBP1.93 |
Total value of transaction | GBP18,266.27 |
Highest price | GBP1.96 |
Lowest price | GBP1.91 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ruth Leas | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| Off market take up of shares on vesting of conditional shares | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
10,581
GBP1.93 | ||||
e)
| Date of the transaction
| 08 December 2020 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listing Requirements we disclose the following additional information:
Volume weighted average price | GBP1.93 |
Total value of transaction | GBP20,519.73 |
Highest price | N/A |
Lowest price | N/A |
Nature of interest | Direct beneficial |
TRANSACTION BY A PDMR IN INVESTEC PLC ORDINARY SHARES
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Marc Khan | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| On market sale of shares to cover taxation pursuant to the take up of conditional shares following vesting | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
11,774
GBP1.93 | ||||
e)
| Date of the transaction
| 08 December 2020 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listing Requirements we disclose the following additional information:
Volume weighted average price | GBP1.93 |
Total value of transaction | GBP22,833.32 |
Highest price | GBP1.96 |
Lowest price | GBP1.91 |
Nature of interest | Direct beneficial |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Marc Khan | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Investec plc | ||||
b)
| LEI
| 2138007Z3U5GWDN3MY22 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002 each
GB00B17BBQ50
| ||||
b)
| Nature of the transaction
| Off market take up of shares on vesting of conditional shares | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
13,226
GBP1.93 | ||||
e)
| Date of the transaction
| 08 December 2020 | ||||
f)
| Place of the transaction
| London | ||||
In compliance with Rules 3.63 - 3.74 of the JSE Listing Requirements we disclose the following additional information:
Volume weighted average price | GBP1.93 |
Total value of transaction | GBP25,649.18 |
Highest price | N/A |
Lowest price | N/A |
Nature of interest | Direct beneficial |
Clearance was obtained for the above dealings in securities.
Johannesburg and London
09 December 2020
Sponsor:
Investec Bank Limited