20 Feb 2018 11:08
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 19 February 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 451209 | 4.6238 GBP | 4.58100 GBP |
25p ordinary | Sell
| 580758 | 4.618726 GBP | 4.58100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 4427 | 4.625127 GBP |
25p ordinary | CFD
| Long | 62219 | 4.599 GBP |
25p ordinary | CFD
| Long | 5800 | 4.620984 GBP |
25p ordinary | CFD
| Long | 8300 | 4.624923 GBP |
25p ordinary | CFD
| Long | 227 | 4.62982378854626 GBP |
25p ordinary | CFD
| Long | 5779 | 4.62383803426198 GBP |
25p ordinary | CFD
| Long | 10994 | 4.62477351282518 GBP |
25p ordinary | CFD
| Long | 73717 | 4.632 GBP |
25p ordinary | CFD
| Long | 1312 | 4.628681 GBP |
25p ordinary | CFD
| Long | 17944 | 4.621796 GBP |
25p ordinary | CFD
| Long | 18490 | 4.622885 GBP |
25p ordinary | CFD
| Long | 195 | 7.571682 GBP |
25p ordinary | CFD
| Long | 33163 | 4.62173376 GBP |
25p ordinary | CFD
| Long | 10905 | 4.61993 GBP |
25p ordinary | CFD
| Long | 56 | 4.583685 GBP |
25p ordinary | CFD
| Long | 59 | 4.599362 GBP |
25p ordinary | CFD
| Long | 117 | 4.610538 GBP |
25p ordinary | CFD
| Long | 181 | 4.629456 GBP |
25p ordinary | CFD
| Long | 248 | 4.619893 GBP |
25p ordinary | CFD
| Long | 524 | 4.614509 GBP |
25p ordinary | CFD
| Long | 818 | 4.622411 GBP |
25p ordinary | CFD
| Long | 1126 | 4.621457 GBP |
25p ordinary | CFD
| Long | 1466 | 4.622227 GBP |
25p ordinary | CFD
| Long | 6646 | 4.604881 GBP |
25p ordinary | CFD
| Long | 76500 | 4.612624 GBP |
25p ordinary | CFD
| Long | 3518 | 4.62360716316089 GBP |
25p ordinary | CFD
| Long | 5524 | 4.631006 GBP |
25p ordinary | CFD
| Short | 62967 | 4.610783 GBP |
25p ordinary | CFD
| Short | 3327 | 4.61452359483018 GBP |
25p ordinary | CFD
| Short | 95 | 4.599579 GBP |
25p ordinary | CFD
| Short | 104 | 4.599615 GBP |
25p ordinary | CFD
| Short | 195 | 7.571682 GBP |
25p ordinary | CFD
| Short | 6496 | 4.606681 GBP |
25p ordinary | CFD
| Short | 429 | 4.6171 GBP |
25p ordinary | CFD
| Short | 12143 | 4.624332 GBP |
25p ordinary | CFD
| Short | 199 | 4.600069 GBP |
25p ordinary | CFD
| Short | 58432 | 4.605202 GBP |
25p ordinary | CFD
| Short | 1250 | 4.608 GBP |
25p ordinary | CFD
| Short | 770 | 4.6275 GBP |
25p ordinary | CFD
| Short | 900 | 4.593333 GBP |
25p ordinary | CFD
| Short | 500 | 4.586 GBP |
25p ordinary | CFD
| Short | 67249 | 4.61076105 GBP |
25p ordinary | CFD
| Short | 14907 | 4.6239632387469 GBP |
25p ordinary | CFD
| Short | 76 | 4.62473684210526 GBP |
25p ordinary | CFD
| Short | 37017 | 4.61148580381987 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 February 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.