Last checked at 16 Apr 2018 11:02
FORM 8.5 (EPT/NON-RI) - AMENDMENT TO 2(A) (1)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
| (b) | Name of offeror/offeree in relation to whose | INFORMA PLC | |||
| relevant securities this form relates: | |||||
| (c) | Name of the party to the offer with which exempt | INFORMA PLC | |||
| principal trader is connected | |||||
| (d) | Date position held/dealing undertaken: | 17 January 2018 | |||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||
| trader making disclosures in respect of any other party to the offer? | UBM PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.1p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,947,925 | 0.72% | 4,027,704 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 67,261 | 0.01% | 3,568,808 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 6,015,186 | 0.73% | 7,596,512 | 0.92% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||
| security | securities | paid/received | paid/received | ||||||
| 0.1p ordinary | Purchase | 1,999,268 | 7.1106 GBP | 6.764 GBP | |||||
| 0.1p ordinary | Sale | 1,702,087 | 7.0482 GBP | 6.8 GBP | |||||
| ADR | Purchase | 4,903 | 19.6678 USD | 19.6023 USD | |||||
| ADR | Sale | 4,903 | 19.6678 USD | 19.6023 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 0.1p ordinary | SWAP | Long | 27 | 6.9366 GBP | |||||
| 0.1p ordinary | SWAP | Long | 60 | 6.9460 GBP | |||||
| 0.1p ordinary | SWAP | Long | 163 | 6.9930 GBP | |||||
| 0.1p ordinary | CFD | Long | 205 | 6.8273 GBP | |||||
| 0.1p ordinary | CFD | Long | 264 | 6.8793 GBP | |||||
| 0.1p ordinary | CFD | Long | 396 | 6.9673 GBP | |||||
| 0.1p ordinary | CFD | Long | 456 | 7.0083 GBP | |||||
| 0.1p ordinary | CFD | Long | 604 | 6.7653 GBP | |||||
| 0.1p ordinary | SWAP | Long | 872 | 7.0256 GBP | |||||
| 0.1p ordinary | SWAP | Long | 875 | 7.0223 GBP | |||||
| 0.1p ordinary | CFD | Long | 916 | 6.9273 GBP | |||||
| 0.1p ordinary | CFD | Long | 1,000 | 6.9753 GBP | |||||
| 0.1p ordinary | SWAP | Long | 1,246 | 7.0316 GBP | |||||
| 0.1p ordinary | CFD | Long | 4,400 | 7.0472 GBP | |||||
| 0.1p ordinary | CFD | Long | 6,973 | 7.0494 GBP | |||||
| 0.1p ordinary | CFD | Long | 7,563 | 6.8711 GBP | |||||
| 0.1p ordinary | CFD | Long | 8,022 | 6.8278 GBP | |||||
| 0.1p ordinary | SWAP | Long | 9,476 | 7.0914 GBP | |||||
| 0.1p ordinary | SWAP | Long | 11,747 | 7.0919 GBP | |||||
| 0.1p ordinary | SWAP | Long | 15,673 | 6.8891 GBP | |||||
| 0.1p ordinary | CFD | Long | 17,124 | 6.8275 GBP | |||||
| 0.1p ordinary | SWAP | Long | 17,545 | 7.0500 GBP | |||||
| 0.1p ordinary | CFD | Long | 20,502 | 6.9479 GBP | |||||
| 0.1p ordinary | CFD | Long | 22,435 | 6.9365 GBP | |||||
| 0.1p ordinary | CFD | Long | 24,967 | 7.0335 GBP | |||||
| 0.1p ordinary | CFD | Long | 29,205 | 6.8260 GBP | |||||
| 0.1p ordinary | SWAP | Long | 31,464 | 6.8733 GBP | |||||
| 0.1p ordinary | SWAP | Long | 68,812 | 6.8130 GBP | |||||
| 0.1p ordinary | CFD | Long | 69,783 | 7.0482 GBP | |||||
| 0.1p ordinary | CFD | Long | 101,381 | 6.9412 GBP | |||||
| 0.1p ordinary | SWAP | Long | 246,700 | 7.0354 GBP | |||||
| 0.1p ordinary | CFD | Long | 257,385 | 6.9510 GBP | |||||
| 0.1p ordinary | SWAP | Long | 279,753 | 6.8894 GBP | |||||
| 0.1p ordinary | CFD | Short | 342 | 7.0326 GBP | |||||
| 0.1p ordinary | CFD | Short | 501 | 6.8086 GBP | |||||
| 0.1p ordinary | CFD | Short | 920 | 6.9586 GBP | |||||
| 0.1p ordinary | CFD | Short | 974 | 6.7826 GBP | |||||
| 0.1p ordinary | CFD | Short | 1,069 | 6.8006 GBP | |||||
| 0.1p ordinary | CFD | Short | 1,506 | 6.8558 GBP | |||||
| 0.1p ordinary | CFD | Short | 1,792 | 6.8135 GBP | |||||
| 0.1p ordinary | CFD | Short | 3,079 | 6.8455 GBP | |||||
| 0.1p ordinary | CFD | Short | 5,006 | 7.0228 GBP | |||||
| 0.1p ordinary | CFD | Short | 5,625 | 6.9337 GBP | |||||
| 0.1p ordinary | CFD | Short | 7,387 | 6.8666 GBP | |||||
| 0.1p ordinary | SWAP | Short | 7,573 | 7.0363 GBP | |||||
| 0.1p ordinary | CFD | Short | 9,294 | 6.9062 GBP | |||||
| 0.1p ordinary | CFD | Short | 14,469 | 7.0383 GBP | |||||
| 0.1p ordinary | SWAP | Short | 15,620 | 6.8711 GBP | |||||
| 0.1p ordinary | CFD | Short | 17,642 | 6.8567 GBP | |||||
| 0.1p ordinary | SWAP | Short | 23,962 | 6.9698 GBP | |||||
| 0.1p ordinary | CFD | Short | 26,988 | 6.8431 GBP | |||||
| 0.1p ordinary | CFD | Short | 26,988 | 6.8783 GBP | |||||
| 0.1p ordinary | SWAP | Short | 28,876 | 6.9815 GBP | |||||
| 0.1p ordinary | SWAP | Short | 31,899 | 7.0372 GBP | |||||
| 0.1p ordinary | CFD | Short | 32,266 | 7.0315 GBP | |||||
| 0.1p ordinary | CFD | Short | 32,931 | 6.8479 GBP | |||||
| 0.1p ordinary | CFD | Short | 37,180 | 6.7640 GBP | |||||
| 0.1p ordinary | CFD | Short | 37,895 | 6.8958 GBP | |||||
| 0.1p ordinary | SWAP | Short | 46,433 | 6.9639 GBP | |||||
| 0.1p ordinary | CFD | Short | 50,000 | 6.8011 GBP | |||||
| 0.1p ordinary | CFD | Short | 53,977 | 6.7802 GBP | |||||
| 0.1p ordinary | CFD | Short | 58,140 | 6.9780 GBP | |||||
| 0.1p ordinary | CFD | Short | 59,475 | 6.9114 GBP | |||||
| 0.1p ordinary | SWAP | Short | 66,924 | 7.0370 GBP | |||||
| 0.1p ordinary | SWAP | Short | 87,300 | 6.9652 GBP | |||||
| 0.1p ordinary | SWAP | Short | 112,933 | 6.9628 GBP | |||||
| 0.1p ordinary | CFD | Short | 120,756 | 6.8530 GBP | |||||
| 0.1p ordinary | SWAP | Short | 128,472 | 6.8704 GBP | |||||
| 0.1p ordinary | SWAP | Short | 194,000 | 6.9226 GBP | |||||
| 0.1p ordinary | CFD | Short | 222,998 | 7.1106 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 16 Apr 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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