1 May 2009 09:52
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | INTERMEDIATE CAPITAL GROUP PLC |
2. Reason for notification (yes/no) | |
An acquisition or disposal of voting rights | |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An event changing the breakdown of voting rights | |
Other (please specify):______________ON MARKET TRANSFER BETWEEN DIRECT AND INDIRECT FUNDS | X |
3. Full name of person(s) subject to notification obligation: | AVIVA PLC AND ITS SUBSIDIARIES |
4. Full name of shareholder(s) (if different from 3): | REGISTERED HOLDER: BNY NORWICH UNION NOMINEES LIMITED 863,171* CHASE GA GROUP NOMINEES LIMITED 4,093,309* CHASE NOMINEES LIMITED 230,271* CUIM NOMINEE LIMITED 516,607* *DENOTES DIRECT INTEREST CHASE NOMINEES LTD 2,718,752 VIDACOS NOMINEES LTD 4,709,076 |
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 29 APRIL 2009 |
6. Date on which issuer notified: | 01 MAY 2009 |
7. Threshold(s) that is/are crossed or reached: | 7% TO 6% CHANGE AT DIRECT INTEREST LEVEL |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
ORDINARY SHARES GB0004564430 | 13,105,577 | 13,105,577 | 5,703,358 | 5,703,358 | 7,427,828 | 6.61% | 8.60% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
13,131,186 | 15.21% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
THE VOTING RIGHTS ARE MANAGED AND CONTROLLED BY AVIVA INVESTORS GLOBAL SERVICES LIMITED, WITH THE FOLLOWING CHAIN OF CONTROLLED UNDERTAKINGS: AVIVA INVESTORS GLOBAL SERVICES LIMITED:
- AVIVA PLC (PARENT COMPANY) - AVIVA GROUP HOLDINGS LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA PLC) - AVIVA INVESTORS HOLDINGS LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA GROUP HOLDINGS LIMITED - AVIVA INVESTORS GLOBAL SERVICES LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA INVESTORS HOLDINGS LIMITED) |
Proxy Voting: | |
10. Name of proxy holder:
| SEE SECTION 4 |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | FIGURES ARE BASED ON A TOTAL NUMBER OF VOTING RIGHTS OF 86,341,058 |
14 Contact name: | NEIL WHITTAKER |
15. Contact telephone number: | 01603 684420 |
For notes on how to complete form TR-1 please see the FSA website.