2 Feb 2009 10:27
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
INTERMEDIATE CAPITAL GROUP PLC
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2. Reason for notification (yes/no) | |
An acquisition or disposal of voting rights | X
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An event changing the breakdown of voting rights | |
Other (please specify):______________ |
3. Full name of person(s) subject to notification obligation: | PRUDENTIAL PLC GROUP OF COMPANIES
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4. Full name of shareholder(s) (if different from 3): |
SEE SCHEDULE BELOW
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
29 JANUARY 2009
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6. Date on which issuer notified: | 30 JANUARY 2009
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7. Threshold(s) that is/are crossed or reached: |
SEE ITEM 13
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8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
GB0004564430 | 6,043,157 | 6,043,157 | 5,730,566 | 5,730,566 | 6.64% |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
5,730,566 | 6.64% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
PRUDENTIAL PLC (PARENT COMPANY)
M&G GROUP LIMITED (WHOLLY OWNED SUBSIDIARY OF PRUDENTIAL PLC)
M&G LIMITED (WHOLLY OWNED SUBSIDIARY OF M&G GROUP LIMITED
M&G INVESTMENT MANAGEMENT LIMITED (WHOLLY OWNED SUBSIDIARY OF M&G LIMITED)
THE PRUDENTIAL ASSURANCE COMPANY LIMITED (WHOLLY OWNED SUBSIDIARY OF PRUDENTIAL PLC)
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Proxy Voting: | |
10. Name of proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | AS PER 5.1.2, THE NON-EXEMPT HOLDINGS FOR THE PRUDENTIAL ASSURANCE COMPANY LIMITED (WHOLLY OWNED SUBSIDIARY OF PRUDENTIAL PLC) HAVE GONE BELOW 4% TRIGGERING THIS NOTIFICATION.
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14 Contact name: | DIPESH VARSANI M&G INVESTMENT MANAGEMENT LIMITED
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15. Contact telephone number: | 020 7548 3261 |
For notes on how to complete form TR-1 please see the FSA website.