30 Sep 2016 18:25
RNS Number : 4232L
HSBC Holdings PLC
30 September 2016
HSBC HOLDINGS PLC
30 September 2016
Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs
The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") took place on 28 September 2016.
Directors
Name | Price per Share / ADS1 | Shares acquired |
Kathleen Casey | US$35.50751 | 23 American Depositary Shares1 (representing 115 ordinary shares of US$0.50 each) |
Henri de Castries | US$7.1015 | 221 |
Douglas Flint | £5.7850 | 66 |
Stuart Gulliver | US$7.1015 | 44,302 |
Sam Laidlaw | US$7.1015 | 541 |
Iain Mackay | US$7.1015 | 20,465 |
Heidi Miller | US$35.50751 | 10 American Depositary Shares1 (representing 50 ordinary shares of US$0.50 each) |
Marc Moses | US$7.1015 | 24,702 |
Jackson Tai | US$35.50751 | 44 American Depositary Shares1 (representing 220 ordinary shares of US$0.50 each) |
Other PDMRs
Name | Price per Share | Shares acquired |
Samir Assaf | US$7.1015 | 27,932 |
Peter Boyles | US$7.1015 £5.7850 | 7,078 2,351 |
Patrick Burke | US$7.1015 £5.7850 | 6,542 1,624 |
John Flint | US$7.1015 | 8,778 |
Andy Maguire | US$7.1015 | 3,158 |
Paulo Maia | US$7.1015 £5.7850 £5.7793 | 3,225 1,844 4 |
Noel Quinn | US$7.1015 | 4,903 |
Antonio Simoes | US$7.1015 | 5,147 |
Peter Wong | US$7.1015 £5.7850 | 32,244 9,292 |
Persons closely associated ("CAP") with the PDMR
Name | Price per Share | Shares acquired |
Camay Wong (CAP of Peter Wong) | US$7.1015 | 315 |
1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Kathleen Casey |
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2 - Reason for the notification |
Position/status | Non-executive Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each | GB0005405286 | Outside a trading venue | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $35.51 | 23 | $816.67 | Aggregated | $35.508 | 23 | $816.67 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Henri de Castries |
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2 - Reason for the notification |
Position/status | Non-executive Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 221 | $1,569.43 | Aggregated | $7.102 | 221 | $1,569.43 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Douglas Flint |
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2 - Reason for the notification |
Position/status | Group Chairman |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | £5.79 | 66 | £381.81 | Aggregated | £5.785 | 66 | £381.81 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Stuart Gulliver |
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2 - Reason for the notification |
Position/status | Group Chief Executive |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 44,302 | $314,610.65 | Aggregated | $7.102 | 44,302 | $314,610.65 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Sam Laidlaw |
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2 - Reason for the notification |
Position/status | Non-executive Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 541 | $3,841.91 | Aggregated | $7.102 | 541 | $3,841.91 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Iain Mackay |
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2 - Reason for the notification |
Position/status | Group Finance Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 20,465 | $145,332.20 | Aggregated | $7.102 | 20,465 | $145,332.20 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Heidi Miller |
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2 - Reason for the notification |
Position/status | Non-executive Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. | GB0005405286 | Outside a trading venue | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $35.51 | 10 | $355.08 | Aggregated | $35.508 | 10 | $355.08 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Marc Moses |
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2 - Reason for the notification |
Position/status | Group Chief Risk Officer |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 24,702 | $175,421.25 | Aggregated | $7.102 | 24,702 | $175,421.25 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Jackson Tai |
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2 - Reason for the notification |
Position/status | Non-executive Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. | GB0005405286 | Outside a trading venue | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $35.51 | 44 | $1,562.33 | Aggregated | $35.508 | 44 | $1,562.33 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Samir Assaf |
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2 - Reason for the notification |
Position/status | Chief Executive, Global Banking and Markets |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 27,932 | $198,359.10 | Aggregated | $7.102 | 27,932 | $198,359.10 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Peter Boyles |
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2 - Reason for the notification |
Position/status | Chief Executive of Global Private Banking |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | £5.79 | 2,351 | £13,600.62 | Aggregated | £5.785 | 2,351 | £13,600.62 | | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 7,078 | $50,264.42 | Aggregated | $7.102 | 7,078 | $50,264.42 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Patrick Burke |
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2 - Reason for the notification |
Position/status | President and Chief Executive of HSBC US |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | £5.79 | 1,624 | £9,394.90 | Aggregated | £5.785 | 1,624 | £9,394.90 | | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 6,542 | $46,458.01 | Aggregated | $7.102 | 6,542 | $46,458.01 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | John Flint |
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2 - Reason for the notification |
Position/status | Chief Executive, Retail Banking and Wealth Management |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD -United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 8,778 | $62,336.97 | Aggregated | $7.102 | 8,778 | $62,336.97 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Andy Maguire |
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2 - Reason for the notification |
Position/status | Group Chief Operating Officer |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 3,158 | $22,426.54 | Aggregated | $7.102 | 3,158 | $22,426.54 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Paulo Maia |
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2 - Reason for the notification |
Position/status | Chief Executive, Latin America |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | £5.79 | 1,844 | £10,667.61 | Aggregated | £5.785 | 1,844 | £10,667.61 | | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | £5.78 | 4 | £23.12 | Aggregated | £5.779 | 4 | £23.12 | | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 3,225 | $22,902.34 | Aggregated | $7.102 | 3,225 | $22,902.34 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Noel Quinn |
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2 - Reason for the notification |
Position/status | Chief Executive, Global Commercial Banking |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 4,903 | $34,818.65 | Aggregated | $7.102 | 4,903 | $34,818.65 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Antonio Simoes |
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2 - Reason for the notification |
Position/status | Chief Executive, HSBC Bank plc |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 5,147 | $36,551.42 | Aggregated | $7.102 | 5,147 | $36,551.42 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Peter Wong |
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2 - Reason for the notification |
Position/status | Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | £5.79 | 9,292 | £53,754.22 | Aggregated | £5.785 | 9,292 | £53,754.22 | | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 32,244 | $228,980.77 | Aggregated | $7.102 | 32,244 | $228,980.77 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Camay Wong |
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2 - Reason for the notification |
Position/status | Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2016-09-28 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD -United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $7.10 | 315 | $2,236.97 | Aggregated | $7.102 | 315 | $2,236.97 | | | | | | | | | |
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For any queries related to this notification please contact: Nickesha Graham-Burrell, Senior Assistant Company Secretary on 020 7992 3633.
This information is provided by RNS
The company news service from the London Stock Exchange
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