27 Jun 2017 15:37
HaloSource, Inc.
("HaloSource" or the "Company")
Grant of Options
27 June 2017
HaloSource Inc. (HAL.LN, HALO.LN), the global clean water technology company traded on London's AIM, announces the grant of nil cost stock options to Executive Directors of the Company at an exercise price of $0.03, pursuant to the Company's Equity Incentive Plan:
Stock Options | Interests following grant (shares/options) | |
James Thompson | 1,000,000 | 3,738,395 shares / 1,734,940 options |
Craig Crowell | 500,000 | 353,333 shares / 605,000 options |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities/person closely associated
| |||||
a) | Name
| James Thompson | ||||
2 | Reason for the notification
| |||||
a) | Position/status
| PDMR | ||||
b) | Initial notification/ Amendment
| Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a) | Name
| HaloSource, Inc. | ||||
b) | LEI
| 549300M4SG1283IE5387 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a) | Description of the financial instrument, type of instrument
Identification code
| Common share of no par value each
ISIN: USU4063G1077 | ||||
b) | Nature of the transaction
| Award of option to purchase common shares of the Company. Following the transaction, Mr. Thompson holds 3,738,395 common shares and 1,734,940 options to purchase common shares. | ||||
c) | Price(s) and volume(s)
|
| ||||
d) | Aggregated information
- Aggregated volume
- Price
|
1,000,000
n/a | ||||
e) | Date of the transaction
| 26 June 2017 | ||||
f) | Place of the transaction
| London Stock Exchange, AIM | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated
| |||||
a) | Name
| Craig Crowell | ||||
2 | Reason for the notification
| |||||
a) | Position/status
| PDMR | ||||
b) | Initial notification/ Amendment
| Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a) | Name
| HaloSource, Inc. | ||||
b) | LEI
| 549300M4SG1283IE5387 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a) | Description of the financial instrument, type of instrument
Identification code
| Common share of no par value each
ISIN: USU4063G1077 | ||||
b) | Nature of the transaction
| Award of option to purchase common shares of the Company. Following the transaction, Mr Crowell holds 353,333 common shares and 605,000 options to purchase common shares. | ||||
c) | Price(s) and volume(s)
|
| ||||
d) | Aggregated information
- Aggregated volume
- Price
|
500,000
n/a | ||||
e) | Date of the transaction
| 26 June 2017 | ||||
f) | Place of the transaction
| London Stock Exchange, AIM | ||||