18 Feb 2015 17:53
FORM 8.3 AMENDMENT - 3 (a) sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | GREENE KING PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 February 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SPIRIT PUB CO PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,282,916 | 0.59% | 1,643,112 | 0.75% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,233,938 | 0.56% | 207,964 | 0.09% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 2,516,854 | 1.15% | 1,851,076 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 4 | 8.5200 GBP | ||||
| ORD | Purchase | 9 | 8.5900 GBP | ||||
| ORD | Purchase | 167 | 8.6000 GBP | ||||
| ORD | Purchase | 264 | 8.5100 GBP | ||||
| ORD | Purchase | 447 | 8.5950 GBP | ||||
| ORD | Purchase | 460 | 8.5150 GBP | ||||
| ORD | Purchase | 579 | 8.4900 GBP | ||||
| ORD | Purchase | 897 | 8.4650 GBP | ||||
| ORD | Purchase | 1,123 | 8.5331 GBP | ||||
| ORD | Purchase | 1,301 | 8.5000 GBP | ||||
| ORD | Purchase | 1,325 | 8.4850 GBP | ||||
| ORD | Purchase | 1,343 | 8.4950 GBP | ||||
| ORD | Purchase | 2,006 | 8.5221 GBP | ||||
| ORD | Purchase | 2,591 | 8.4617 GBP | ||||
| ORD | Purchase | 2,874 | 8.4375 GBP | ||||
| ORD | Purchase | 3,109 | 8.4552 GBP | ||||
| ORD | Purchase | 4,980 | 8.5009 GBP | ||||
| ORD | Purchase | 6,673 | 8.4971 GBP | ||||
| ORD | Purchase | 7,791 | 8.5117 GBP | ||||
| ORD | Purchase | 9,150 | 8.4623 GBP | ||||
| ORD | Purchase | 9,571 | 8.4465 GBP | ||||
| ORD | Purchase | 14,762 | 8.4249 GBP | ||||
| ORD | Purchase | 23,660 | 8.5316 GBP | ||||
| ORD | Purchase | 34,901 | 8.4561 GBP | ||||
| ORD | Sale | 2 | 8.5350 GBP | ||||
| ORD | Sale | 8 | 8.5200 GBP | ||||
| ORD | Sale | 26 | 8.5250 GBP | ||||
| ORD | Sale | 42 | 8.5300 GBP | ||||
| ORD | Sale | 49 | 8.4970 GBP | ||||
| ORD | Sale | 82 | 8.5290 GBP | ||||
| ORD | Sale | 167 | 8.6000 GBP | ||||
| ORD | Sale | 264 | 8.5100 GBP | ||||
| ORD | Sale | 447 | 8.5950 GBP | ||||
| ORD | Sale | 486 | 8.5150 GBP | ||||
| ORD | Sale | 579 | 8.4900 GBP | ||||
| ORD | Sale | 773 | 8.5893 GBP | ||||
| ORD | Sale | 897 | 8.4650 GBP | ||||
| ORD | Sale | 1,325 | 8.4850 GBP | ||||
| ORD | Sale | 1,333 | 8.5000 GBP | ||||
| ORD | Sale | 1,495 | 8.4950 GBP | ||||
| ORD | Sale | 1,738 | 8.4311 GBP | ||||
| ORD | Sale | 1,974 | 8.5232 GBP | ||||
| ORD | Sale | 2,424 | 8.4868 GBP | ||||
| ORD | Sale | 3,104 | 8.4282 GBP | ||||
| ORD | Sale | 3,460 | 8.4448 GBP | ||||
| ORD | Sale | 4,156 | 8.4537 GBP | ||||
| ORD | Sale | 4,200 | 8.4375 GBP | ||||
| ORD | Sale | 4,595 | 8.5520 GBP | ||||
| ORD | Sale | 5,803 | 8.5262 GBP | ||||
| ORD | Sale | 7,568 | 8.4197 GBP | ||||
| ORD | Sale | 9,886 | 8.5028 GBP | ||||
| ORD | Sale | 12,609 | 8.5500 GBP | ||||
| ORD | Sale | 16,253 | 8.4969 GBP | ||||
| ORD | Sale | 41,212 | 8.4200 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 82 | 8.5289 GBP | |||||
| ORD | SWAP | Long | 604 | 8.5908 GBP | |||||
| ORD | CFD | Long | 677 | 8.5795 GBP | |||||
| ORD | SWAP | Long | 800 | 8.5862 GBP | |||||
| ORD | CFD | Long | 1,602 | 8.5240 GBP | |||||
| ORD | CFD | Long | 1,747 | 8.4508 GBP | |||||
| ORD | SWAP | Long | 3,376 | 8.4568 GBP | |||||
| ORD | SWAP | Long | 3,383 | 8.5772 GBP | |||||
| ORD | CFD | Long | 3,877 | 8.5817 GBP | |||||
| ORD | CFD | Long | 6,009 | 8.4519 GBP | |||||
| ORD | SWAP | Long | 14,015 | 8.5578 GBP | |||||
| ORD | CFD | Short | 380 | 8.5905 GBP | |||||
| ORD | SWAP | Short | 3,400 | 8.4574 GBP | |||||
| ORD | SWAP | Short | 3,968 | 8.4758 GBP | |||||
| ORD | SWAP | Short | 3,991 | 8.4631 GBP | |||||
| ORD | SWAP | Short | 6,034 | 8.4564 GBP | |||||
| ORD | SWAP | Short | 9,571 | 8.4465 GBP | |||||
| ORD | SWAP | Short | 11,114 | 8.4601 GBP | |||||
| ORD | CFD | Short | 20,864 | 8.4506 GBP | |||||
| ORD | CFD | Short | 23,660 | 8.5316 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 18 Feb 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015