18 Apr 2019 15:46
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,350,000 TO 3,036,580
INCREASED EQUITY SALES BY 9,154 TO 7,114,997
ADDED EQUITY SWAP PURCHASES OF 11,154
ADDED EQUITY SWAP SALES OF 1,350,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Adviser and Corporate Broker to G4S plc |
(d) Date dealing undertaken: | 12 April 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share
| Purchase
Sale
| 3,036,523 57
7,110,420 4,577 | 2.2920 GBP 18.6775 DKK
2.2920 GBP 19.3100 DKK | 2.1580 GBP 18.6775 DKK
2.1570 GBP 18.6775 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 4,537,000 12,884 7,307 1,561 915 10,558 26,855 14,025 3,607 16,577 53,599 51,860 35,268 88,653 815 46,551 382,600 5,592 2,401 9,154 160,745 165,000 22,000 3,972 6,107 2,727 72,697 211,604 25,763 148,443 35,075 632 1,888 2,000 2,000
361 33,898 8,703 76,097 2,394 12,759 20,175 459 90,839 3,233 17,792 12,478 28,930 37,000 31,688 19,076 18,500 1,350,000 1,439 14,879 335,585 71,759 | 2.0700 GBP 2.2297 GBP 2.2316 GBP 2.2320 GBP 2.2340 GBP 2.2361 GBP 2.2376 GBP 2.2404 GBP 2.2413 GBP 2.2418 GBP 2.2431 GBP 2.2447 GBP 2.2454 GBP 2.2490 GBP 2.2495 GBP 2.2506 GBP 2.2513 GBP 2.2541 GBP 2.2551 GBP 2.2602 GBP 2.2623 GBP 2.2625 GBP 2.2626 GBP 2.2638 GBP 2.2679 GBP 2.2858 GBP 2.2861 GBP 2.2916 GBP 2.2918 GBP 2.2919 GBP 2.2920 GBP 18.6775 DKK 18.8579 DKK 19.2531 DKK 19.2550 DKK
2.1802 GBP 2.1989 GBP 2.2067 GBP 2.2102 GBP 2.2160 GBP 2.2166 GBP 2.2205 GBP 2.2206 GBP 2.2228 GBP 2.2258 GBP 2.2295 GBP 2.2304 GBP 2.2438 GBP 2.2524 GBP 2.2647 GBP 2.2721 GBP 2.2742 GBP 2.2753 GBP 2.2775 GBP 2.2815 GBP 2.2918 GBP 2.2920 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
Date of disclosure: | 18 April 2019 |
Contact name: | Alwyn Basch |
Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.