24 Apr 2019 15:04
AMENDMENT
INCREASED EQUITY PURCHASES BY 8,653 TO 809,508
ADDED EQUITY SWAP SALES OF 8,653
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Adviser and Corporate Broker to G4S plc |
(d) Date dealing undertaken: | 16 April 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share
| Purchase
Sale | 809,158 350
1,040,509 | 2.3561 GBP 20.1100 DKK
2.3700 GBP | 2.2970 GBP 20.1100 DKK
2.2732 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 2 7,645 494 1 5,242 4,175 1,034 86 1,438 9,433 358 2,114 5,096 40,480 48,413 2,751 3,973 9,241 688 21,640 15 18,738 11,726 13,787 91,191 35,865 1,073 12,380 2,224 1,340 1 380,756 13,585 62,231 6,333 130,079 569 5,666 11
25 5,545 15,374 1,576 20,078 4,994 170 37,500 6,877 5,091 13,094 2,908 1,586 983 1,165 9,883 2,395 721 60 31,981 18,400 687 8,935 22,033 5,484 39,441 768 2,884 350,483 17,436 1,367 24,266 4,350 350 | 2.3040 GBP 2.3132 GBP 2.3170 GBP 2.3180 GBP 2.3200 GBP 2.3224 GBP 2.3225 GBP 2.3227 GBP 2.3232 GBP 2.3235 GBP 2.3236 GBP 2.3239 GBP 2.3246 GBP 2.3248 GBP 2.3250 GBP 2.3263 GBP 2.3268 GBP 2.3295 GBP 2.3299 GBP 2.3305 GBP 2.3307 GBP 2.3319 GBP 2.3334 GBP 2.3339 GBP 2.3340 GBP 2.3344 GBP 2.3354 GBP 2.3357 GBP 2.3360 GBP 2.3379 GBP 2.3380 GBP 2.3384 GBP 2.3388 GBP 2.3389 GBP 2.3390 GBP 2.3392 GBP 2.3405 GBP 2.3464 GBP 2.3510 GBP
2.2974 GBP 2.3075 GBP 2.3092 GBP 2.3099 GBP 2.3107 GBP 2.3117 GBP 2.3122 GBP 2.3143 GBP 2.3155 GBP 2.3191 GBP 2.3195 GBP 2.3207 GBP 2.3231 GBP 2.3232 GBP 2.3236 GBP 2.3265 GBP 2.3279 GBP 2.3289 GBP 2.3292 GBP 2.3293 GBP 2.3311 GBP 2.3312 GBP 2.3315 GBP 2.3329 GBP 2.3335 GBP 2.3349 GBP 2.3364 GBP 2.3365 GBP 2.3390 GBP 2.3393 GBP 2.3421 GBP 2.3517 GBP 2.3561 GBP 20.1100 DKK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
Date of disclosure: | 24 April 2019 |
Contact name: | Alwyn Basch |
Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.