15 Sep 2020 10:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 14 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 13,345,151 11,422
15,548,069 11,422 | 1.8275 GBP 14.5823 DKK
1.8275 GBP 14.5823 DKK | 1.4490 GBP 14.5823 DKK
1.4500 GBP 14.5823 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 14,629 33,399 24,036 225,361 239,355 331,294 79,406 29,808 10,569 22,375 53,550 12,499 114,004 651,009 167,637 496,876 114,002 651,013 59,869 177,459 46,607 46,600 3,560 11,100 91,433 522,094 164,390 69,861 7,438 30,303 6,759 282,976 34,200 7,065 3,666 1,768 610 6,530 904 49 5,495 435,395 376,468 15,431 5,629 941 312,707 92,867 2,747 11,543 28,256 94,956 6,866 1,796
5,501 12,026 2,776 2,310 6,552 45,000 3,903 8,410 5,694 5,200 31,314 486,435 250,000 700,000 245,000 158,490 45,000 39,201 300,000 15,000 6,586 5,129 323,449 14,362 24,192 60,239 172,500 32,786 19,895 32,047 6,354 2,215 36,687 18,832 285,018 2,990 75,000 200,000 2,328 94,525 110,426 300,000 | 1.4682 GBP 1.6102 GBP 1.6804 GBP 1.6904 GBP 1.7005 GBP 1.7415 GBP 1.7626 GBP 1.7651 GBP 1.7704 GBP 1.7727 GBP 1.7750 GBP 1.7824 GBP 1.7825 GBP 1.7826 GBP 1.7830 GBP 1.7831 GBP 1.7833 GBP 1.7834 GBP 1.7835 GBP 1.7836 GBP 1.7842 GBP 1.7850 GBP 1.7868 GBP 1.7869 GBP 1.7910 GBP 1.7911 GBP 1.7925 GBP 1.7990 GBP 1.7998 GBP 1.8005 GBP 1.8046 GBP 1.8056 GBP 1.8072 GBP 1.8085 GBP 1.8092 GBP 1.8100 GBP 1.8105 GBP 1.8155 GBP 1.8164 GBP 1.8165 GBP 1.8177 GBP 1.8179 GBP 1.8187 GBP 1.8188 GBP 1.8215 GBP 1.8224 GBP 1.8231 GBP 1.8244 GBP 1.8245 GBP 1.8249 GBP 1.8252 GBP 1.8256 GBP 1.8257 GBP 1.8270 GBP
1.4490 GBP 1.4625 GBP 1.4632 GBP 1.4634 GBP 1.4693 GBP 1.5381 GBP 1.5922 GBP 1.6302 GBP 1.6306 GBP 1.7518 GBP 1.7535 GBP 1.7693 GBP 1.7809 GBP 1.7858 GBP 1.7886 GBP 1.7933 GBP 1.7959 GBP 1.7961 GBP 1.8033 GBP 1.8059 GBP 1.8067 GBP 1.8110 GBP 1.8125 GBP 1.8128 GBP 1.8130 GBP 1.8131 GBP 1.8139 GBP 1.8147 GBP 1.8154 GBP 1.8159 GBP 1.8161 GBP 1.8163 GBP 1.8166 GBP 1.8169 GBP 1.8170 GBP 1.8198 GBP 1.8207 GBP 1.8212 GBP 1.8219 GBP 1.8240 GBP 1.8245 GBP 1.8258 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 September 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.