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2 Feb 2023 13:29
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Β | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Β | |||||
Β | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DIGNITY PLC | |||||
Β | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Β | |||||
Β | offeror/offeree, state this and specify identity of | ||||||
Β | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 01 Feb 2023 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | No: | Β | Β | |||
Β | disclosures in respect of any other party to the offer? | CASTELNAU GROUP LTD | Β | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Β | |||||
Β | to which the disclosure relates following the dealing(if any) | Β | |||||
Class of relevant security: | 12 48/143p ordinary | ||||||
Β | Interests | Short Positions | |||||
Β | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Β | Β | Β | Β | ||
Β | and/or controlled: | Β | Β | 514,438 | 1.03% | 84,028 | 0.17% |
(2) | Cash-settled derivatives: | Β | Β | Β | Β | ||
Β | and/or controlled: | Β | Β | 187,851 | 0.38% | 477,669 | 0.95% |
(3) | Stock-settled derivatives (including options) | Β | Β | Β | Β | ||
Β | and agreements to purchase/sell: | Β | Β | 0 | 0.00% | 0 | 0.00% |
Β | Β | Β | Β | Β | Β | Β | Β |
Β | TOTAL: | Β | Β | 702,289 | 1.40% | 561,697 | 1.12% |
(b) | Rights to subscribe for new securities (including directors and other executive | Β | |||||
Β | options) | Β | Β | Β | Β | Β | Β |
Class of relevant security in relation to | Β | Β | Β | Β | |||
which subscription right exists | Β | Β | Β | Β | |||
Details, including nature of the rights | Β | Β | Β | Β | |||
concerned and relevant percentages: | Β | Β | Β | Β | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Β | Β | Β | Β | Β | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Β | securities | Β | ||||
12 48/143p ordinary | Purchase | 129 | 5.4297 GBP | ||||
12 48/143p ordinary | Purchase | 804 | 5.4411 GBP | ||||
12 48/143p ordinary | Purchase | 1,855 | 5.4451 GBP | ||||
12 48/143p ordinary | Purchase | 2,545 | 5.4440 GBP | ||||
12 48/143p ordinary | Purchase | 2,686 | 5.4500 GBP | ||||
12 48/143p ordinary | Purchase | 2,865 | 5.4404 GBP | ||||
12 48/143p ordinary | Purchase | 3,334 | 5.4400 GBP | ||||
12 48/143p ordinary | Purchase | 6,953 | 5.4437 GBP | ||||
12 48/143p ordinary | Purchase | 8,641 | 5.4403 GBP | ||||
12 48/143p ordinary | Sale | 435 | 5.4300 GBP | ||||
12 48/143p ordinary | Sale | 2,038 | 5.4450 GBP | ||||
12 48/143p ordinary | Sale | 7,003 | 5.4408 GBP | ||||
12 48/143p ordinary | Sale | 7,177 | 5.4412 GBP | ||||
12 48/143p ordinary | Sale | 28,252 | 5.4400 GBP | ||||
Β | Β | Β | Β | Β | Β | Β | Β |
(b) | Cash-settled derivative transactions | Β | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Β | reference | unit | |||
security | Β | Β | securities | Β | |||
12 48/143p ordinary | SWAP | Short | 1,855 | 5.4451 GBP | |||
12 48/143p ordinary | SWAP | Short | 2,686 | 5.4500 GBP | |||
12 48/143p ordinary | SWAP | Short | 6,953 | 5.4437 GBP | |||
Β | Β | Β | Β | Β | Β | Β | Β |
(c) | Stock-settled derivative transactions (including options) | Β | |||||
(i) | Writing, selling, purchasing or varying | Β | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Β | date | money |
relevant | Β | selling, | securities | per unit | Β | Β | paid/ |
security | Β | varying etc | to which | Β | Β | Β | received |
Β | Β | Β | option | Β | Β | Β | per unit |
Β | Β | Β | relates | Β | Β | Β | Β |
Β | Β | Β | Β | Β | Β | Β | Β |
Β | Β | Β | Β | Β | Β | Β | Β |
(ii) | Exercising | Β | Β | Β | Β | Β | Β |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Β | Β | securities | unit | |||
Β | Β | Β | Β | Β | |||
Β | Β | Β | Β | Β | Β | Β | Β |
(d) | Other dealings (including subscribing for new securities) | Β | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Β | Β | applicable) | ||||
Β | Β | Β | Β | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Β | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Β | Β | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Β | Β | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Β | ||||||
to the offer or any person acting in concert with a party to the offer: | Β | Β | Β | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Β | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Β | Β | |||||
the person making the disclosure and any other person relating to: | Β | Β | |||||
(i) the voting rights of any relevant securities under any option; or | Β | Β | Β | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Β | Β | |||||
any derivative is referenced: | Β | Β | Β | Β | Β | Β | |
NONE | |||||||
(c) | Attachments | Β | Β | Β | Β | Β | Β |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Feb 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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