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Form 8.5 (EPT/RI) - Carillion Plc

Tue, 29th Jul 2014 11:12

RNS Number : 6082N
Morgan Stanley Securities Limited
29 July 2014

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

CARILLION PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

CARILLION PLC

(d) Date dealing undertaken:

28 JULY 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

50P ORDINARY

PURCHASES

431,924

3.6460 GBP

3.5770 GBP

50P ORDINARY

SALES

528,612

3.6510 GBP

3.5760 GBP

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

50P ORDINARY

CFD

LONG

3

3.5810 GBP

50P ORDINARY

CFD

LONG

19

3.5810 GBP

50P ORDINARY

CFD

LONG

434

3.5960 GBP

50P ORDINARY

CFD

LONG

419

3.5980 GBP

50P ORDINARY

CFD

LONG

81

3.5990 GBP

50P ORDINARY

CFD

LONG

4,182

3.6000 GBP

50P ORDINARY

CFD

LONG

4,961

3.6007 GBP

50P ORDINARY

CFD

LONG

169,409

3.6007 GBP

50P ORDINARY

CFD

LONG

1,168

3.6010 GBP

50P ORDINARY

CFD

LONG

830

3.6017 GBP

50P ORDINARY

CFD

LONG

890

3.6020 GBP

50P ORDINARY

CFD

LONG

964

3.6020 GBP

50P ORDINARY

CFD

LONG

124

3.6020 GBP

50P ORDINARY

CFD

LONG

19,878

3.6025 GBP

50P ORDINARY

CFD

LONG

899

3.6030 GBP

50P ORDINARY

CFD

LONG

1,958

3.6040 GBP

50P ORDINARY

CFD

LONG

262

3.6040 GBP

50P ORDINARY

CFD

LONG

4,556

3.6044 GBP

50P ORDINARY

CFD

LONG

15,167

3.6044 GBP

50P ORDINARY

CFD

LONG

43,431

3.6052 GBP

50P ORDINARY

CFD

LONG

600

3.6070 GBP

50P ORDINARY

CFD

LONG

859

3.6080 GBP

50P ORDINARY

CFD

LONG

908

3.6106 GBP

50P ORDINARY

CFD

LONG

464

3.6120 GBP

50P ORDINARY

CFD

LONG

410

3.6130 GBP

50P ORDINARY

CFD

LONG

104,976

3.6140 GBP

50P ORDINARY

CFD

LONG

454

3.6140 GBP

50P ORDINARY

CFD

LONG

441

3.6140 GBP

50P ORDINARY

CFD

LONG

441

3.6140 GBP

50P ORDINARY

CFD

LONG

241

3.6140 GBP

50P ORDINARY

CFD

LONG

241

3.6140 GBP

50P ORDINARY

CFD

LONG

337

3.6160 GBP

50P ORDINARY

CFD

LONG

393

3.6510 GBP

50P ORDINARY

CFD

SHORT

167,401

3.5969 GBP

50P ORDINARY

CFD

SHORT

393

3.5980 GBP

50P ORDINARY

CFD

SHORT

33,300

3.6021 GBP

50P ORDINARY

CFD

SHORT

2,113

3.6040 GBP

50P ORDINARY

CFD

SHORT

7,035

3.6040 GBP

50P ORDINARY

CFD

SHORT

7,619

3.6057 GBP

50P ORDINARY

CFD

SHORT

7,720

3.6057 GBP

50P ORDINARY

CFD

SHORT

5,670

3.6058 GBP

50P ORDINARY

CFD

SHORT

340

3.6058 GBP

50P ORDINARY

CFD

SHORT

3,105

3.6060 GBP

50P ORDINARY

CFD

SHORT

2,455

3.6061 GBP

50P ORDINARY

CFD

SHORT

1,402

3.6110 GBP

50P ORDINARY

CFD

SHORT

2,275

3.6110 GBP

50P ORDINARY

CFD

SHORT

149

3.6140 GBP

50P ORDINARY

CFD

SHORT

454

3.6140 GBP

50P ORDINARY

CFD

SHORT

11,252

3.6460 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii) Exercising

Class of relevant security

Product description e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

29 JULY 2014

Darren Wickert

+44 (0)20 7425 6578

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
END
FERQKCDDKBKDKOB
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