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Form 8.5 (EPT/RI) - Balfour Beatty Plc

Thu, 31st Jul 2014 10:57

RNS Number : 8676N
Morgan Stanley Securities Limited
31 July 2014

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FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

BALFOUR BEATTY PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

CARILLION PLC

(d) Date dealing undertaken:

30 JULY 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

50P ORDINARY

PURCHASES

427,513

2.5360 GBP

2.4890 GBP

50P ORDINARY

SALES

565,296

2.5380 GBP

2.4880 GBP

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

50P ORDINARY

CFD

LONG

723

2.4960 GBP

50P ORDINARY

CFD

LONG

8,018

2.5006 GBP

50P ORDINARY

CFD

LONG

281

2.5010 GBP

50P ORDINARY

CFD

LONG

9

2.5011 GBP

50P ORDINARY

CFD

LONG

25,908

2.5089 GBP

50P ORDINARY

CFD

LONG

7,782

2.5089 GBP

50P ORDINARY

CFD

LONG

404

2.5150 GBP

50P ORDINARY

CFD

LONG

47

2.5150 GBP

50P ORDINARY

CFD

LONG

517

2.5151 GBP

50P ORDINARY

CFD

LONG

480

2.5167 GBP

50P ORDINARY

CFD

LONG

1,900

2.5168 GBP

50P ORDINARY

CFD

LONG

118,623

2.5172 GBP

50P ORDINARY

CFD

LONG

373

2.5179 GBP

50P ORDINARY

CFD

LONG

1,532

2.5190 GBP

50P ORDINARY

CFD

LONG

6,489

2.5190 GBP

50P ORDINARY

CFD

LONG

146

2.5190 GBP

50P ORDINARY

CFD

LONG

76,343

2.5204 GBP

50P ORDINARY

CFD

LONG

6,125

2.5209 GBP

50P ORDINARY

CFD

LONG

3,626

2.5210 GBP

50P ORDINARY

CFD

LONG

57,992

2.5216 GBP

50P ORDINARY

CFD

LONG

28

2.5239 GBP

50P ORDINARY

CFD

LONG

3,434

2.5270 GBP

50P ORDINARY

CFD

LONG

4,826

2.5270 GBP

50P ORDINARY

CFD

LONG

5,644

2.5270 GBP

50P ORDINARY

CFD

LONG

5,951

2.5270 GBP

50P ORDINARY

CFD

LONG

1,247

2.5270 GBP

50P ORDINARY

CFD

LONG

2,399

2.5270 GBP

50P ORDINARY

CFD

SHORT

9

2.5033 GBP

50P ORDINARY

CFD

SHORT

10,040

2.5087 GBP

50P ORDINARY

CFD

SHORT

148

2.5100 GBP

50P ORDINARY

CFD

SHORT

175

2.5100 GBP

50P ORDINARY

CFD

SHORT

148,690

2.5139 GBP

50P ORDINARY

CFD

SHORT

13,239

2.5139 GBP

50P ORDINARY

CFD

SHORT

18,700

2.5176 GBP

50P ORDINARY

CFD

SHORT

1,582

2.5192 GBP

50P ORDINARY

CFD

SHORT

4

2.5220 GBP

50P ORDINARY

CFD

SHORT

95

2.5220 GBP

50P ORDINARY

CFD

SHORT

4,664

2.5221 GBP

50P ORDINARY

CFD

SHORT

5,500

2.5237 GBP

50P ORDINARY

CFD

SHORT

14,514

2.5253 GBP

50P ORDINARY

CFD

SHORT

2

2.5253 GBP

50P ORDINARY

CFD

SHORT

84

2.5261 GBP

50P ORDINARY

CFD

SHORT

9,515

2.5270 GBP

50P ORDINARY

CFD

SHORT

4,451

2.5200 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii) Exercising

Class of relevant security

Product description e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

31 JULY 2014

Darren Wickert

+44 (0)20 7425 6578

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
END
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