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4 Feb 2009 11:16
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FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Cape plc
Class of relevant security to which theΒ Common
dealings being disclosed relate
Date of dealing 03/02/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities sold Highest price received Lowest price received
26,000 GBP 0.33 GBP 0.33
(b) Derivatives transactions (other than options)
Β Product name,Β Β Short/Long Β Number of securities Β Price per unitΒ
eg. CFD
Β Β Β Β
(c) Options transactions in respect of existing securities
Product name Writing,Β Number ofΒ ExerciseΒ Type, e.g.Β ExpiryΒ Option money
selling, securities underΒ priceΒ American,Β date
eg call option purchasing,Β option European etc paid/receivedΒ
varying etc. Β per unitΒ
Β Β Β Β Β Β Β
(ii) Exercising
Product name Β Number of securities underΒ Exercise priceΒ
eg call option option
Β Β Β
Β Β 3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 04/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Cape plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in OJSC Polyus Gold (OR) ADR.
Class of relevant security to which theΒ ADR
dealings being disclosed relate
Date of dealing 03/02/2009
2. DEALINGS
(a) Purchases and sales
Total number of securitiesΒ Highest price paid Lowest price paid
purchased
7,595 USD 16.80 USD 16.00
(b) Derivatives transactions (other than options)
Β Product name,Β Β Short/Long Β Number of securities Β Price per unitΒ
eg. CFD
Β Β Β Β
(c) Options transactions in respect of existing securities
Product name Writing,Β Number ofΒ ExerciseΒ Type, e.g.Β ExpiryΒ Option money
selling, securities underΒ priceΒ American,Β date
eg call option purchasing,Β option European etc paid/receivedΒ
varying etc. Β per unitΒ
Β Β Β Β Β Β Β
(ii) Exercising
Product name Β Number of securities underΒ Exercise priceΒ
eg call option option
Β Β Β
Β Β 3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 04/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected KazakhGold Group Limited
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in OJSC Polyus Gold
Class of relevant security to which theΒ Common
dealings being disclosed relate
Date of dealing 03/02/2009
2. DEALINGS
(a) Purchases and sales
Total number of securitiesΒ Highest price paid Lowest price paid
purchased
642 USD 1,175.00 USD 1,175.00
Total number of securities sold Highest price received Lowest price received
1,000 USD 32.90 USD 32.90
(b) Derivatives transactions (other than options)
Β Product name,Β Β Short/Long Β Number of securities Β Price per unitΒ
eg. CFD
Β Β Β Β
(c) Options transactions in respect of existing securities
Product name Writing,Β Number ofΒ ExerciseΒ Type, e.g.Β ExpiryΒ Option money
selling, securities underΒ priceΒ American,Β date
eg call option purchasing,Β option European etc paid/receivedΒ
varying etc. Β per unitΒ
Β Β Β Β Β Β Β
(ii) Exercising
Product name Β Number of securities underΒ Exercise priceΒ
eg call option option
Β Β Β
Β Β 3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 04/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected KazakhGold Group Limited
Nature of connection # Advisor
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