Our latest Investing Matters Podcast episode with QuotedData's Edward Marten has just been released. Listen here.

Less Ads, More Data, More Tools Register for FREE

Pin to quick picksCharter Court Regulatory News (CCFS)

  • There is currently no data for CCFS

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Form 8.5 (EPT/NON-RI) - CHARTER COURT FINANCIAL SERVICES GROUP PLC

24 May 2019 11:42

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CHARTER COURT FINANCIAL SERVICES GR
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ONESAVINGS BANK PLC
principal trader is connected
(d) Date position held/dealing undertaken: 23 May 2019
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? ONESAVINGS BANK PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 374,774 0.16% 371,865 0.16%
(2) Cash-settled derivatives:
392,774 0.16% 410,773 0.17%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 767,548 0.32% 782,638 0.33%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 26,422 3.4000 GBP 3.3098 GBP
1p ordinary Sale 20,337 3.4000 GBP 3.31 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 469 3.3100 GBP
1p ordinary CFD Long 547 3.3947 GBP
1p ordinary SWAP Long 654 3.3570 GBP
1p ordinary SWAP Long 2,409 3.3249 GBP
1p ordinary SWAP Short 100 3.3650 GBP
1p ordinary SWAP Short 470 3.3200 GBP
1p ordinary SWAP Short 816 3.4050 GBP
1p ordinary SWAP Short 855 3.3600 GBP
1p ordinary SWAP Short 1,304 3.3380 GBP
1p ordinary SWAP Short 1,756 3.3548 GBP
1p ordinary SWAP Short 4,863 3.3572 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 May 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190524005125/en/

Copyright Business Wire 2019

Date   Source Headline
7th Oct 20193:20 pmRNSForm 8.3 - Charter Court Financial Svs Grp plc
7th Oct 20193:11 pmRNSForm 8.3 - Charter Court Fin. Services Group Plc
7th Oct 20192:56 pmRNSForm 8.3 - OneSavings Bank plc
7th Oct 20192:55 pmGNWForm 8.3 - AXA INVESTMENT MANAGERS: Charter Court Financial Services Group plc
7th Oct 20192:50 pmRNSForm 8.3 - Charter Court Financial Srvc Group plc
7th Oct 20192:47 pmRNSForm 8.3 - Charter Court
7th Oct 201911:17 amRNSForm 8.5 (EPT/RI) Charter Court
7th Oct 201911:16 amRNSForm 8.5 (EPT/NON-RI) Charter Court
7th Oct 201910:22 amBUSForm 8.5 (EPT/NON-RI) - CHARTER COURT FINANCIAL SERVICES GR
7th Oct 20199:49 amPRNForm 8.3 - Charter Court Financial Services Group PLC
4th Oct 20196:20 pmRNSScheme becomes effective
4th Oct 20196:20 pmRNSSuspension of dealings in Charter Court shares
4th Oct 20194:22 pmRNSBlock listing Interim Review
4th Oct 20194:22 pmRNSRule 2.9 Announcement
4th Oct 20193:15 pmBUSForm 8.3 - Charter Court Financial Services Group PLC
4th Oct 20193:03 pmRNSForm 8.3 - Charter Court Fin. Services Group Plc
4th Oct 20192:33 pmRNSForm 8.3 - [OneSavings Bank plc]
4th Oct 20192:29 pmRNSForm 8.3 - [Charter Court Financial Srvcs Grp plc]
4th Oct 20191:11 pmBUSFORM 8.5 (EPT/NON-RI) - CHARTER COURT FINANCIAL SERVICES GROUP PLC
4th Oct 201911:27 amRNSForm 8.5 (EPT/RI) Charter Court
4th Oct 201911:22 amRNSForm 8.5 (EPT/NON-RI) Charter Court
4th Oct 20199:22 amPRNForm 8.3 - Charter Court Financial Services Group PLC
3rd Oct 20193:20 pmRNSForm 8.3 - Charter Court Financial Svs Grp plc
3rd Oct 20193:00 pmRNSScheme sanctioned by Court
3rd Oct 20192:43 pmRNSForm 8.3 - Charter Court Fin. Services Group Plc
3rd Oct 20191:42 pmEQSForm 8.3 - The Vanguard Group, Inc.: Charter Court Financial Services plc
3rd Oct 20191:33 pmRNSForm 8.3 -Charter Court Financial Services Grp plc
3rd Oct 201912:55 pmPRNForm 8.3 - Charter Court Financial Services Group PLC
3rd Oct 201911:52 amBUSForm 8.5 (EPT/NON-RI) - CHARTER COURT FINANCIAL SERVICES GROUP
3rd Oct 201911:20 amRNSForm 8.5 (EPT/RI) Charter Court
2nd Oct 20195:30 pmRNSOnesavings Bank
2nd Oct 201911:41 amBUSForm 8.5 (EPT/NON-RI) - CHARTER COURT FINANCIAL SERVICES GROUP
2nd Oct 201910:55 amRNSForm 8.5 (EPT/RI) Charter Court
2nd Oct 20199:21 amPRNForm 8.3 - Charter Court Financial Services Group PLC
1st Oct 20193:37 pmRNSForm 8.3 - OneSavings Bank plc
1st Oct 20193:20 pmRNSForm 8.3 - Charter Court Financial Svs Grp plc
1st Oct 20192:54 pmEQSForm 8.3 - The Vanguard Group, Inc.: Charter Court Financial Services plc
1st Oct 201912:33 pmRNSForm 8.3 -Charter Court Financial Services Grp plc
1st Oct 201911:46 amBUSForm 8.5 (EPT/NON-RI) - Charter Court Financial Services Group PLC
1st Oct 201910:46 amRNSForm 8.5 (EPT/RI) Charter Court
1st Oct 201910:40 amRNSForm 8.5 (EPT/NON-RI) Charter Court
1st Oct 20199:45 amPRNForm 8.3 - Charter Court Financial Services Group PLC
30th Sep 20195:30 pmRNSOnesavings Bank
30th Sep 20194:27 pmRNSApplication for Block Listing
30th Sep 20193:34 pmRNSForm 8.3 - OneSavings Bank plc
30th Sep 201911:22 amBUSForm 8.5 (EPT/NON-RI) - Charter Court Financial Services Group PLC
30th Sep 201910:46 amRNSForm 8.5 (EPT/RI) Charter Court
27th Sep 20193:20 pmRNSForm 8.3 - Charter Court Financial Svs Grp plc
27th Sep 20192:41 pmRNSForm 8.3 - Charter Court
27th Sep 20191:45 pmBUSFORM 8.5 (EPT/NON-RI) - CHARTER COURT FINANCIAL SERVICES GROUP PLC

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.