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Holding(s) in Company

Tue, 5th Apr 2016 11:29

RNS Number : 2224U
British Empire Trust PLC
05 April 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

British Empire Trust Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to the notification obligation:

Lazard Asset Management LLC

4. Full name of shareholder(s) (if different from 3.):

J.P.Morgan Chase - SWIFT

Mellon Trust

Morgan Guaranty - Personal Custody

Northern Trust Co.

State Street Bank - Custodian - ETC

State Street Bank - Master Tr - ETC

State Street Bank - Custody Master Trust

5. Date of the transaction and date on which the threshold is crossed or reached:

4 April 2016

6. Date on which issuer notified:

5 April 2016

7. Threshold(s) that is/are crossed or reached:

Decrease from 6% to 5%

8. Notified details:

A: Voting rights attached to shares

Class/type of shares

if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

GB0001335081

7,877,413

7,762,562

5.930%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,762,562

5.930%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Lazard Asset Management LLC controls all the voting rights held of this issuer.

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:

Legal & Compliance Department

15. Contact telephone number:

0207 448 2165

This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLUVURRNNASRAR
Date   Source Headline
24th May 20193:17 pmRNSBritish Empire Trust - Change of Name
24th May 20191:40 pmRNSBritish Empire Trust - Net Asset Value(s)
24th May 20197:00 amRNSBritish Empire Trust - Half-year Report
23rd May 20191:32 pmRNSBritish Empire Trust - Net Asset Value(s)
22nd May 20191:04 pmRNSBritish Empire Trust - Net Asset Value(s)

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