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Holding(s) in Company

16 May 2018 16:22

RNS Number : 3291O
BlueRock Diamonds PLC
16 May 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

BlueRock Diamonds plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

X

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Claire Sutton

City and country of registered office (if applicable)

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:

04/04/2018

6. Date on which issuer notified (DD/MM/YYYY):

07/05/2018

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

4.62%

4.62%

173,157,575

Position of previous notification (if

applicable)

0

0

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

8,000,000

4.62%

SUBTOTAL 8. A

8,000,000

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

 

Place of completion

London

Date of completion

04/04/2018

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUNAVRWRAVAAR
Date   Source Headline
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28th Jul 20232:21 pmRNSProposal to Creditors & Stepping Down of Nomad
26th Jun 20237:00 amRNSAccounts Update
8th Jun 20237:59 amRNSCorp Update & Appnt of Administrators-Replacement
6th Jun 20231:10 pmRNSCorporate Update & Appointment of Administrators
24th May 20233:32 pmRNSCorporate Update
11th Apr 20239:02 amRNSCorporate Update
27th Feb 20233:38 pmRNSCorporate Update
24th Feb 20232:30 pmRNSTrading Suspension
24th Feb 20232:30 pmRNSSuspension - Bluerock Diamonds plc
26th Jan 20235:28 pmRNSOperations Update
23rd Jan 202312:43 pmRNSOperations Update
17th Jan 20234:40 pmRNSSecond Price Monitoring Extn
17th Jan 20234:35 pmRNSPrice Monitoring Extension
17th Jan 20238:45 amRNSOperations and Corporate Update
12th Jan 20232:00 pmRNSPrice Monitoring Extension
15th Dec 20227:00 amRNSOperations and Corporate Update
22nd Nov 202212:10 pmRNSOperations and Corporate Update
28th Oct 20224:16 pmRNSQ3 2022 Production Update
14th Oct 20227:27 amRNSBoard Change & Convertible Loan Update
11th Oct 202212:36 pmRNSDiamond Sale Update
30th Sep 20227:00 amRNSTotal Voting Rights
21st Sep 20228:12 amRNSBoard Changes
16th Sep 20229:15 amRNSHolding(s) in Company
16th Sep 20228:55 amRNSHolding(s) in Company
14th Sep 20227:00 amRNSBoard Changes
7th Sep 202212:21 pmRNSResult of AGM and Corporate Update
7th Sep 20227:00 amRNSHalf-year Report
31st Aug 202210:25 amRNSDiamond Sale Update
15th Aug 20224:00 pmRNSPosting of Circular and Notice of AGM
4th Aug 20228:08 amRNSUpdate & Sale of Two Large Diamonds
11th Jul 20223:52 pmRNSQ2 2022 Production Update
11th Jul 20227:00 amRNSHolding(s) in Company
5th Jul 20221:27 pmRNSTeichmann Financing Update
1st Jul 20227:00 amRNSFinal Results
17th Jun 20222:15 pmRNSCorporate & Operational Update & Notice of Results
1st Jun 20222:05 pmRNSSecond Price Monitoring Extn
1st Jun 20222:00 pmRNSPrice Monitoring Extension
1st Jun 202210:30 amRNSOperations Update
18th May 20223:32 pmRNSHolding(s) in Company
29th Apr 20226:15 pmRNSHolding(s) in Company
29th Apr 20228:00 amRNSTotal Voting Rights
13th Apr 20227:00 amRNSQ1 2022 Production Update
12th Apr 20227:00 amRNSHolding(s) in Company
7th Apr 20225:46 pmRNSHolding(s) in Company
5th Apr 20228:02 amRNSDiamond Sale Update
31st Mar 20227:56 amRNSPlacing to Raise £2.1 million & Operational Update
15th Mar 20229:06 amRNSSecond Price Monitoring Extn
15th Mar 20229:00 amRNSPrice Monitoring Extension
14th Mar 20224:41 pmRNSSecond Price Monitoring Extn

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