Last checked at 28 Jul 2016 11:37
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LT | |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC | |
| (c) Name of the party to the offer with which exempt principal trader is connected: | ANHEUSER-BUSCH INBEV SA/NV | |
| (d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 27 July 2016 | |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES ANHEUSER-BUSCH INBEV SA/NV |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 19,676,155 | 1.21% | 2,082,602 | 0.13% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 82,258 | 0.01% | 18,333,321 | 1.13% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 19,758,413 | 1.22% | 20,415,923 | 1.26% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||
| security | securities | paid/received | paid/received | ||||||
| ORD | Purchase | 787,131 | 44.0800 GBP | 43.235 GBP | |||||
| ORD | Sale | 1,304,636 | 44.2828 GBP | 43.235 GBP | |||||
| ADR | Purchase | 48,669 | 57.4851 USD | 57.3487 USD | |||||
| ADR | Sale | 48,669 | 57.4851 USD | 57.3487 USD | |||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 17 | 43.8100 GBP | |||||
| ORD | SWAP | Long | 200 | 43.6304 GBP | |||||
| ORD | SWAP | Long | 354 | 43.6534 GBP | |||||
| ORD | CFD | Long | 389 | 43.2878 GBP | |||||
| ORD | SWAP | Long | 548 | 43.7737 GBP | |||||
| ORD | SWAP | Long | 641 | 43.7736 GBP | |||||
| ORD | SWAP | Long | 2,711 | 43.7436 GBP | |||||
| ORD | CFD | Long | 3,530 | 828.1516 ZAR | |||||
| ORD | CFD | Long | 4,422 | 43.7295 GBP | |||||
| ORD | CFD | Long | 7,195 | 818.0683 ZAR | |||||
| ORD | CFD | Long | 62,226 | 818.8887 ZAR | |||||
| ORD | CFD | Long | 52,613 | 818.5874 ZAR | |||||
| ORD | CFD | Long | 53,592 | 43.4331 GBP | |||||
| ORD | SWAP | Long | 150,811 | 43.7650 GBP | |||||
| ORD | CFD | Long | 235,183 | 43.7141 GBP | |||||
| ORD | SWAP | Short | 11 | 43.7500 GBP | |||||
| ORD | SWAP | Short | 17 | 43.7712 GBP | |||||
| ORD | CFD | Short | 28 | 43.4289 GBP | |||||
| ORD | SWAP | Short | 62 | 43.7862 GBP | |||||
| ORD | SWAP | Short | 62 | 43.8975 GBP | |||||
| ORD | SWAP | Short | 129 | 43.9693 GBP | |||||
| ORD | SWAP | Short | 148 | 43.6337 GBP | |||||
| ORD | SWAP | Short | 265 | 43.9407 GBP | |||||
| ORD | SWAP | Short | 358 | 43.8993 GBP | |||||
| ORD | SWAP | Short | 1,225 | 43.3375 GBP | |||||
| ORD | SWAP | Short | 1,296 | 43.3519 GBP | |||||
| ORD | SWAP | Short | 1,426 | 43.4189 GBP | |||||
| ORD | CFD | Short | 857 | 814.8881 ZAR | |||||
| ORD | SWAP | Short | 1,877 | 43.3802 GBP | |||||
| ORD | SWAP | Short | 1,882 | 43.5833 GBP | |||||
| ORD | SWAP | Short | 2,048 | 43.7724 GBP | |||||
| ORD | CFD | Short | 2,122 | 819.2375 ZAR | |||||
| ORD | SWAP | Short | 2,703 | 43.5773 GBP | |||||
| ORD | CFD | Short | 3,600 | 816.1950 ZAR | |||||
| ORD | SWAP | Short | 4,682 | 43.3520 GBP | |||||
| ORD | CFD | Short | 7,503 | 816.4548 ZAR | |||||
| ORD | CFD | Short | 10,800 | 43.3032 GBP | |||||
| ORD | CFD | Short | 20,000 | 43.8032 GBP | |||||
| ORD | SWAP Expires 29/07/2018 | Short | 25,000 | 43.8015 GBP | |||||
| ORD | SWAP | Short | 32,742 | 43.4774 GBP | |||||
| ORD | CFD | Short | 28,462 | 43.8262 GBP | |||||
| ORD | CFD | Short | 87,151 | 43.6585 GBP | |||||
| ORD | CFD | Short | 203,919 | 818.5330 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 28 July 2016 |
| Contact name: | Pinar Coktas |
| Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160728005711/en/
Copyright Business Wire 2016