Last checked at 30 Dec 2020 07:00
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
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| (b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | SIGNATURE AVIATION PLC |
relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 22 December 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
disclosures in respect of any other party to the offer? |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | 37p ordinary | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
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(1) | Relevant securities owned and/or controlled |
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8,669,021 | 1.05% | 2,785,196 | 0.34% | ||
(2) | Cash-settled derivatives: |
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2,205,829 | 0.27% | 6,465,529 | 0.78% | ||
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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TOTAL: | 10,874,850 | 1.31% | 9,250,725 | 1.12% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
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37p ordinary | Purchase | 43 | 3.7176 GBP |
37p ordinary | Purchase | 364 | 3.9400 GBP |
37p ordinary | Purchase | 376 | 3.9640 GBP |
37p ordinary | Purchase | 528 | 3.7195 GBP |
37p ordinary | Purchase | 590 | 3.7260 GBP |
37p ordinary | Purchase | 612 | 3.8990 GBP |
37p ordinary | Purchase | 1,402 | 3.8355 GBP |
37p ordinary | Purchase | 1,577 | 3.7281 GBP |
37p ordinary | Purchase | 1,923 | 3.7058 GBP |
37p ordinary | Purchase | 2,000 | 3.9650 GBP |
37p ordinary | Purchase | 2,046 | 3.8753 GBP |
37p ordinary | Purchase | 2,226 | 3.7200 GBP |
37p ordinary | Purchase | 2,250 | 3.9520 GBP |
37p ordinary | Purchase | 2,327 | 3.9540 GBP |
37p ordinary | Purchase | 2,763 | 3.9616 GBP |
37p ordinary | Purchase | 2,970 | 3.7250 GBP |
37p ordinary | Purchase | 3,056 | 3.7315 GBP |
37p ordinary | Purchase | 5,188 | 3.7352 GBP |
37p ordinary | Purchase | 7,007 | 3.8718 GBP |
37p ordinary | Purchase | 7,400 | 3.9405 GBP |
37p ordinary | Purchase | 7,774 | 3.9530 GBP |
37p ordinary | Purchase | 9,388 | 3.7015 GBP |
37p ordinary | Purchase | 10,097 | 3.7025 GBP |
37p ordinary | Purchase | 12,036 | 3.9228 GBP |
37p ordinary | Purchase | 20,992 | 3.7864 GBP |
37p ordinary | Purchase | 21,361 | 3.7218 GBP |
37p ordinary | Purchase | 25,365 | 3.7194 GBP |
37p ordinary | Purchase | 26,600 | 3.7205 GBP |
37p ordinary | Purchase | 27,034 | 3.7158 GBP |
37p ordinary | Purchase | 29,634 | 3.7004 GBP |
37p ordinary | Purchase | 36,097 | 3.7645 GBP |
37p ordinary | Purchase | 41,789 | 3.7394 GBP |
37p ordinary | Purchase | 50,000 | 3.7150 GBP |
37p ordinary | Purchase | 52,826 | 3.7318 GBP |
37p ordinary | Purchase | 83,189 | 3.9422 GBP |
37p ordinary | Purchase | 83,662 | 3.7942 GBP |
37p ordinary | Purchase | 115,132 | 3.7100 GBP |
37p ordinary | Purchase | 164,939 | 3.7215 GBP |
37p ordinary | Purchase | 230,952 | 3.8839 GBP |
37p ordinary | Purchase | 235,789 | 3.8366 GBP |
37p ordinary | Sale | 11 | 3.9635 GBP |
37p ordinary | Sale | 52 | 3.7050 GBP |
37p ordinary | Sale | 270 | 3.7060 GBP |
37p ordinary | Sale | 328 | 3.7080 GBP |
37p ordinary | Sale | 357 | 3.7011 GBP |
37p ordinary | Sale | 528 | 3.7195 GBP |
37p ordinary | Sale | 536 | 3.6900 GBP |
37p ordinary | Sale | 590 | 3.7260 GBP |
37p ordinary | Sale | 612 | 3.8990 GBP |
37p ordinary | Sale | 638 | 3.6941 GBP |
37p ordinary | Sale | 892 | 3.7220 GBP |
37p ordinary | Sale | 1,050 | 3.7250 GBP |
37p ordinary | Sale | 1,113 | 3.7269 GBP |
37p ordinary | Sale | 1,125 | 3.9520 GBP |
37p ordinary | Sale | 1,236 | 3.7469 GBP |
37p ordinary | Sale | 1,390 | 3.7201 GBP |
37p ordinary | Sale | 1,394 | 3.7781 GBP |
37p ordinary | Sale | 1,656 | 3.7166 GBP |
37p ordinary | Sale | 1,757 | 3.7056 GBP |
37p ordinary | Sale | 2,226 | 3.7200 GBP |
37p ordinary | Sale | 7,424 | 3.9398 GBP |
37p ordinary | Sale | 18,309 | 3.8647 GBP |
37p ordinary | Sale | 18,923 | 3.7837 GBP |
37p ordinary | Sale | 26,177 | 3.8550 GBP |
37p ordinary | Sale | 29,892 | 3.7148 GBP |
37p ordinary | Sale | 39,752 | 3.9710 GBP |
37p ordinary | Sale | 43,928 | 3.9648 GBP |
37p ordinary | Sale | 50,000 | 3.7150 GBP |
37p ordinary | Sale | 100,000 | 3.9705 GBP |
37p ordinary | Sale | 101,677 | 3.8834 GBP |
37p ordinary | Sale | 237,989 | 3.7069 GBP |
37p ordinary | Sale | 303,675 | 3.7228 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
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| securities |
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37p ordinary | SWAP | Long | 1,081 | 3.7403 GBP |
37p ordinary | CFD | Long | 6,796 | 3.7380 GBP |
37p ordinary | SWAP | Long | 14,150 | 3.7268 GBP |
37p ordinary | SWAP | Long | 26,177 | 3.8550 GBP |
37p ordinary | SWAP | Long | 34,923 | 3.8210 GBP |
37p ordinary | CFD | Long | 50,930 | 3.7131 GBP |
37p ordinary | SWAP | Long | 52,030 | 3.9710 GBP |
37p ordinary | CFD | Short | 43 | 3.7176 GBP |
37p ordinary | CFD | Short | 1,000 | 3.8993 GBP |
37p ordinary | CFD | Short | 1,000 | 3.9333 GBP |
37p ordinary | CFD | Short | 7,007 | 3.8718 GBP |
37p ordinary | CFD | Short | 7,811 | 3.7290 GBP |
37p ordinary | SWAP | Short | 9,891 | 3.8640 GBP |
37p ordinary | SWAP | Short | 12,496 | 3.7222 GBP |
37p ordinary | SWAP | Short | 23,864 | 3.7314 GBP |
37p ordinary | SWAP | Short | 53,750 | 3.7977 GBP |
37p ordinary | SWAP | Short | 180,073 | 3.8082 GBP |
37p ordinary | SWAP | Short | 230,952 | 6.9257 USD |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 28 Dec 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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