Last checked at 11 Feb 2019 13:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 February 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 828,844 | 0.04% | 3,125,895 | 0.14% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 26,642,156 | 1.18% | 113,300 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 27,471,000 | 1.21% | 3,239,195 | 0.14% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,400,000 | 1.15% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 4,400,000 | 1.15% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 4.2500 USD | ||||
| ADR | Purchase | 200 | 4.1350 USD | ||||
| ADR | Purchase | 300 | 4.1700 USD | ||||
| ADR | Purchase | 300 | 4.2100 USD | ||||
| ADR | Purchase | 1,200 | 4.2250 USD | ||||
| ADR | Purchase | 1,400 | 4.0807 USD | ||||
| ADR | Purchase | 2,080 | 4.3000 USD | ||||
| ADR | Purchase | 2,308 | 4.2240 USD | ||||
| ADR | Purchase | 2,600 | 4.2038 USD | ||||
| ADR | Purchase | 3,200 | 4.1303 USD | ||||
| ADR | Purchase | 6,400 | 4.2396 USD | ||||
| ADR | Purchase | 7,800 | 4.2358 USD | ||||
| ADR | Purchase | 21,100 | 4.2456 USD | ||||
| ADR | Purchase | 33,500 | 4.2228 USD | ||||
| ADR | Purchase | 40,852 | 4.1302 USD | ||||
| ADR | Purchase | 41,300 | 4.2253 USD | ||||
| ADR | Purchase | 73,000 | 4.2050 USD | ||||
| ADR | Purchase | 179,212 | 4.1788 USD | ||||
| ADR | Purchase | 665,218 | 4.1060 USD | ||||
| ADR | Sale | 200 | 4.1350 USD | ||||
| ADR | Sale | 700 | 4.2914 USD | ||||
| ADR | Sale | 1,000 | 4.2480 USD | ||||
| ADR | Sale | 1,400 | 4.1978 USD | ||||
| ADR | Sale | 2,500 | 4.2804 USD | ||||
| ADR | Sale | 2,886 | 4.3000 USD | ||||
| ADR | Sale | 3,678 | 4.2803 USD | ||||
| ADR | Sale | 3,700 | 4.2327 USD | ||||
| ADR | Sale | 8,122 | 4.2291 USD | ||||
| ADR | Sale | 8,800 | 4.2353 USD | ||||
| ADR | Sale | 13,208 | 4.2263 USD | ||||
| ADR | Sale | 13,600 | 4.1975 USD | ||||
| ADR | Sale | 26,601 | 4.1454 USD | ||||
| ADR | Sale | 27,250 | 4.1436 USD | ||||
| ADR | Sale | 27,700 | 4.2389 USD | ||||
| ADR | Sale | 32,500 | 4.2225 USD | ||||
| ADR | Sale | 73,000 | 4.2050 USD | ||||
| ADR | Sale | 125,361 | 4.1935 USD | ||||
| ADR | Sale | 709,864 | 4.1072 USD | ||||
| Convertible Bond | Purchase | 1,600,000 | 89.0000 USD | ||||
| Convertible Bond | Sale | 2,000,000 | 90.3884 USD | ||||
| Ordinary NPV | Purchase | 6,632,000 | 13.8800 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 84,318 | 13.9250 ZAR | |||||
| Ordinary NPV | CFD | Long | 103,349 | 14.1605 ZAR | |||||
| Ordinary NPV | CFD | Long | 284,072 | 14.1444 ZAR | |||||
| Ordinary NPV | CFD | Long | 856,092 | 14.0549 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,027,648 | 14.1274 ZAR | |||||
| Ordinary NPV | CFD | Long | 7,316,772 | 14.1995 ZAR | |||||
| Ordinary NPV | CFD | Short | 143 | 14.1456 ZAR | |||||
| Ordinary NPV | CFD | Short | 7,258 | 14.0877 ZAR | |||||
| Ordinary NPV | CFD | Short | 9,581 | 14.2056 ZAR | |||||
| Ordinary NPV | CFD | Short | 80,682 | 14.1701 ZAR | |||||
| Ordinary NPV | CFD | Short | 104,434 | 13.9117 ZAR | |||||
| Ordinary NPV | CFD | Short | 285,488 | 13.9653 ZAR | |||||
| Ordinary NPV | CFD | Short | 6,632,000 | 13.8813 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 11 Feb 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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