Last checked at 9 Apr 2019 12:57
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LTD | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 April 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 978,120 | 0.04% | 4,373,120 | 0.19% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 24,186,879 | 1.06% | 1,070,600 | 0.05% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 25,164,999 | 1.11% | 5,443,720 | 0.24% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,200,000 | 1.88% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 7,200,000 | 1.88% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 104 | 4.9400 USD | ||||
| ADR | Purchase | 610 | 4.8589 USD | ||||
| ADR | Purchase | 700 | 4.8757 USD | ||||
| ADR | Purchase | 1,300 | 4.8200 USD | ||||
| ADR | Purchase | 2,600 | 4.9115 USD | ||||
| ADR | Purchase | 2,700 | 4.7848 USD | ||||
| ADR | Purchase | 2,900 | 4.8451 USD | ||||
| ADR | Purchase | 3,000 | 4.8600 USD | ||||
| ADR | Purchase | 3,300 | 4.8290 USD | ||||
| ADR | Purchase | 3,641 | 4.7800 USD | ||||
| ADR | Purchase | 3,900 | 4.8000 USD | ||||
| ADR | Purchase | 4,264 | 4.8584 USD | ||||
| ADR | Purchase | 4,700 | 4.8711 USD | ||||
| ADR | Purchase | 16,329 | 4.7878 USD | ||||
| ADR | Purchase | 32,600 | 4.8778 USD | ||||
| ADR | Purchase | 47,881 | 4.8593 USD | ||||
| ADR | Purchase | 50,900 | 4.8601 USD | ||||
| ADR | Purchase | 55,900 | 4.8702 USD | ||||
| ADR | Purchase | 87,878 | 4.8484 USD | ||||
| ADR | Purchase | 107,000 | 4.8655 USD | ||||
| ADR | Purchase | 162,129 | 4.8033 USD | ||||
| ADR | Sale | 200 | 4.9050 USD | ||||
| ADR | Sale | 300 | 4.9000 USD | ||||
| ADR | Sale | 400 | 4.8375 USD | ||||
| ADR | Sale | 500 | 4.9130 USD | ||||
| ADR | Sale | 1,300 | 4.8200 USD | ||||
| ADR | Sale | 1,401 | 4.9400 USD | ||||
| ADR | Sale | 2,200 | 4.8618 USD | ||||
| ADR | Sale | 2,300 | 4.9056 USD | ||||
| ADR | Sale | 2,390 | 4.8451 USD | ||||
| ADR | Sale | 3,000 | 4.8600 USD | ||||
| ADR | Sale | 3,300 | 4.8351 USD | ||||
| ADR | Sale | 3,641 | 4.7800 USD | ||||
| ADR | Sale | 3,700 | 4.8000 USD | ||||
| ADR | Sale | 7,500 | 4.8261 USD | ||||
| ADR | Sale | 16,529 | 4.7880 USD | ||||
| ADR | Sale | 22,200 | 4.8605 USD | ||||
| ADR | Sale | 25,700 | 4.8787 USD | ||||
| ADR | Sale | 28,791 | 4.8666 USD | ||||
| ADR | Sale | 32,600 | 4.8778 USD | ||||
| ADR | Sale | 81,100 | 4.8612 USD | ||||
| ADR | Sale | 84,800 | 4.8668 USD | ||||
| ADR | Sale | 270,484 | 4.8213 USD | ||||
| Ordinary NPV | Purchase | 1,352,000 | 16.3500 ZAR | ||||
| Ordinary NPV | Purchase | 6,400,000 | 17.0400 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 9,001 | 17.0301 ZAR | |||||
| Ordinary NPV | CFD | Long | 50,976 | 17.2099 ZAR | |||||
| Ordinary NPV | CFD | Long | 237,307 | 17.0266 ZAR | |||||
| Ordinary NPV | CFD | Long | 872,151 | 17.0223 ZAR | |||||
| Ordinary NPV | CFD | Long | 1,126,525 | 17.0983 ZAR | |||||
| Ordinary NPV | CFD | Short | 2,000 | 16.5946 ZAR | |||||
| Ordinary NPV | CFD | Short | 4,084 | 16.4846 ZAR | |||||
| Ordinary NPV | CFD | Short | 4,267 | 16.9297 ZAR | |||||
| Ordinary NPV | CFD | Short | 8,948 | 17.2368 ZAR | |||||
| Ordinary NPV | CFD | Short | 76,090 | 17.1296 ZAR | |||||
| Ordinary NPV | CFD | Short | 95,664 | 17.0336 ZAR | |||||
| Ordinary NPV | CFD | Short | 214,311 | 16.9889 ZAR | |||||
| Ordinary NPV | CFD | Short | 315,732 | 16.7819 ZAR | |||||
| Ordinary NPV | CFD | Short | 1,352,000 | 16.3516 ZAR | |||||
| Ordinary NPV | CFD | Short | 6,400,000 | 17.0417 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 9 Apr 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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