19 Dec 2017 13:37
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 18 December 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 56,621 | 0.00% | 1,826,491 | 0.09% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
534,400 | 0.02% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 591,021 | 0.00% | 1,826,491 | 0.09% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,200,000 | 0.71% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 3,200,000 | 0.71% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 100 | 4.9036 USD | ||||
ADR | Purchase | 200 | 4.8600 USD | ||||
ORD | Purchase | 293 | 15.4500 ZAR | ||||
ADR | Purchase | 300 | 4.8750 USD | ||||
ADR | Purchase | 300 | 4.8683 USD | ||||
ADR | Purchase | 600 | 4.8850 USD | ||||
ADR | Purchase | 800 | 4.8837 USD | ||||
ADR | Purchase | 900 | 4.9033 USD | ||||
ADR | Purchase | 1,974 | 4.8300 USD | ||||
ADR | Purchase | 2,400 | 4.8623 USD | ||||
ADR | Purchase | 3,900 | 4.8838 USD | ||||
ADR | Purchase | 4,100 | 4.8792 USD | ||||
ADR | Purchase | 6,400 | 4.8734 USD | ||||
ADR | Purchase | 16,900 | 4.8879 USD | ||||
ADR | Purchase | 17,100 | 4.8250 USD | ||||
ADR | Purchase | 17,983 | 4.8506 USD | ||||
ADR | Purchase | 37,885 | 4.8745 USD | ||||
ADR | Purchase | 37,998 | 4.8679 USD | ||||
ADR | Purchase | 40,382 | 4.8780 USD | ||||
ADR | Purchase | 41,700 | 4.8582 USD | ||||
ADR | Purchase | 44,000 | 4.8819 USD | ||||
ADR | Purchase | 44,100 | 4.8585 USD | ||||
ADR | Purchase | 151,600 | 4.8891 USD | ||||
ADR | Sale | 700 | 4.9071 USD | ||||
ADR | Sale | 1,400 | 4.8300 USD | ||||
ADR | Sale | 3,200 | 4.8400 USD | ||||
ADR | Sale | 3,500 | 4.8755 USD | ||||
ADR | Sale | 4,200 | 4.8521 USD | ||||
ADR | Sale | 6,500 | 4.8800 USD | ||||
ADR | Sale | 9,100 | 4.8818 USD | ||||
ADR | Sale | 12,300 | 4.8724 USD | ||||
ADR | Sale | 14,998 | 4.8634 USD | ||||
ADR | Sale | 17,100 | 4.8250 USD | ||||
ADR | Sale | 17,754 | 4.8609 USD | ||||
ADR | Sale | 18,800 | 4.8546 USD | ||||
ADR | Sale | 18,883 | 4.8525 USD | ||||
ADR | Sale | 25,300 | 4.8614 USD | ||||
ADR | Sale | 40,600 | 4.8570 USD | ||||
ADR | Sale | 117,013 | 4.8823 USD | ||||
ADR | Sale | 153,200 | 4.8894 USD | ||||
ORD | Sale | 752,364 | 15.6149 ZAR | ||||
ORD | Sale | 3,200,000 | 13.4000 ZAR |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | CFD | Long | 1,711 | 15.6855 ZAR | |||||
ORD | CFD | Long | 2,424 | 15.7530 ZAR | |||||
ORD | CFD | Long | 32,862 | 15.6372 ZAR | |||||
ORD | CFD | Long | 45,437 | 15.6239 ZAR | |||||
ORD | CFD | Long | 62,616 | 15.4474 ZAR | |||||
ORD | CFD | Long | 95,911 | 15.5428 ZAR | |||||
ORD | CFD | Long | 124,778 | 15.5747 ZAR | |||||
ORD | CFD | Long | 210,996 | 15.5863 ZAR | |||||
ORD | CFD | Long | 3,200,000 | 13.3986 ZAR | |||||
ORD | CFD | Short | 12,296 | 15.5190 ZAR | |||||
ORD | CFD | Short | 16,513 | 15.5979 ZAR | |||||
ORD | CFD | Short | 35,895 | 15.4988 ZAR | |||||
ORD | CFD | Short | 152,772 | 15.5612 ZAR | |||||
ORD | CFD | Short | 598,000 | 15.5168 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 19 Dec 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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