Last checked at 15 Dec 2017 15:43
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | Sibanye Gold Limited (trading as Sibanye-Stillwater) | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 December 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | Lonmin plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,219,003 | 0.07% | 1,058,947 | 0.08% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 17,501,693 | 0.81% | 4,144,244 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 18,720,696 | 0.88% | 5,203,191 | 0.27% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,200,000 | 0.71% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,200,000 | 0.71% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 4.5250 USD | ||||
| ADR | Purchase | 100 | 4.5100 USD | ||||
| ADR | Purchase | 240 | 4.5050 USD | ||||
| ADR | Purchase | 300 | 4.8400 USD | ||||
| ADR | Purchase | 600 | 4.5116 USD | ||||
| ADR | Purchase | 800 | 4.7450 USD | ||||
| ADR | Purchase | 900 | 4.5094 USD | ||||
| ADR | Purchase | 900 | 4.6388 USD | ||||
| ADR | Purchase | 1,399 | 4.7800 USD | ||||
| ADR | Purchase | 1,449 | 4.5270 USD | ||||
| ADR | Purchase | 2,160 | 4.5195 USD | ||||
| ADR | Purchase | 2,500 | 4.7930 USD | ||||
| ADR | Purchase | 2,800 | 4.5125 USD | ||||
| ADR | Purchase | 4,600 | 4.6293 USD | ||||
| ADR | Purchase | 6,700 | 4.5153 USD | ||||
| ADR | Purchase | 6,900 | 4.5006 USD | ||||
| ADR | Purchase | 7,200 | 4.5385 USD | ||||
| ADR | Purchase | 9,000 | 4.7295 USD | ||||
| ADR | Purchase | 9,235 | 4.6555 USD | ||||
| ADR | Purchase | 10,100 | 4.5012 USD | ||||
| ADR | Purchase | 12,693 | 4.7692 USD | ||||
| ADR | Purchase | 17,903 | 4.6043 USD | ||||
| ADR | Purchase | 18,500 | 4.7734 USD | ||||
| ADR | Purchase | 23,500 | 4.7856 USD | ||||
| ADR | Purchase | 27,600 | 4.7302 USD | ||||
| ADR | Purchase | 29,600 | 4.7550 USD | ||||
| ADR | Purchase | 48,700 | 4.4916 USD | ||||
| ADR | Purchase | 50,031 | 4.6391 USD | ||||
| ADR | Purchase | 53,262 | 4.6999 USD | ||||
| ADR | Purchase | 75,100 | 4.6528 USD | ||||
| ADR | Purchase | 116,900 | 4.6992 USD | ||||
| ADR | Purchase | 148,900 | 4.6526 USD | ||||
| ADR | Purchase | 208,452 | 4.6535 USD | ||||
| ADR | Purchase | 996,678 | 4.4801 USD | ||||
| ADR | Sale | 42 | 4.7700 USD | ||||
| ADR | Sale | 100 | 4.8050 USD | ||||
| ADR | Sale | 137 | 4.7900 USD | ||||
| ADR | Sale | 200 | 4.5200 USD | ||||
| ADR | Sale | 200 | 4.8550 USD | ||||
| ADR | Sale | 200 | 4.5250 USD | ||||
| ADR | Sale | 400 | 4.8300 USD | ||||
| ADR | Sale | 400 | 4.5275 USD | ||||
| ADR | Sale | 700 | 4.8585 USD | ||||
| ADR | Sale | 700 | 4.5050 USD | ||||
| ADR | Sale | 700 | 4.8278 USD | ||||
| ADR | Sale | 840 | 4.4692 USD | ||||
| ADR | Sale | 1,600 | 4.6856 USD | ||||
| ADR | Sale | 3,244 | 4.8180 USD | ||||
| ADR | Sale | 3,300 | 4.6831 USD | ||||
| ADR | Sale | 3,600 | 4.5380 USD | ||||
| ADR | Sale | 6,345 | 4.5030 USD | ||||
| ADR | Sale | 7,849 | 4.5013 USD | ||||
| ADR | Sale | 10,309 | 4.5835 USD | ||||
| ADR | Sale | 10,400 | 4.5000 USD | ||||
| ADR | Sale | 11,920 | 4.4331 USD | ||||
| ADR | Sale | 14,600 | 4.7167 USD | ||||
| ADR | Sale | 18,800 | 4.6420 USD | ||||
| ADR | Sale | 25,101 | 4.8413 USD | ||||
| ADR | Sale | 25,800 | 4.6246 USD | ||||
| ADR | Sale | 29,400 | 4.6274 USD | ||||
| ADR | Sale | 29,600 | 4.7550 USD | ||||
| ADR | Sale | 31,453 | 4.6342 USD | ||||
| ADR | Sale | 32,266 | 4.6976 USD | ||||
| ADR | Sale | 34,535 | 4.7308 USD | ||||
| ADR | Sale | 42,993 | 4.7765 USD | ||||
| ADR | Sale | 43,346 | 4.5791 USD | ||||
| ADR | Sale | 50,738 | 4.6411 USD | ||||
| ADR | Sale | 54,261 | 4.7474 USD | ||||
| ADR | Sale | 80,183 | 4.5403 USD | ||||
| ADR | Sale | 83,900 | 4.6807 USD | ||||
| ADR | Sale | 98,000 | 4.6904 USD | ||||
| ADR | Sale | 134,300 | 4.6457 USD | ||||
| ORD | Sale | 1,000,000 | TRANSFER | ||||
| ADR | Sale | 1,002,078 | 4.4806 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 15 Dec 2017 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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