20 Jan 2021 14:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. |
(b) | Owner or controller of interest and short | |
positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an | |
offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: | 19 January 2021 |
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
disclosures in respect of any other party to the offer? | ENTAIN PLC | |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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and/or controlled: | 737,473 | 0.15% | 467,070 | 0.09% | |
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(2) | Cash-settled derivatives: |
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490,624 | 0.10% | 0 | 0.00% | ||
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 135,800 | 0.03% | 252,900 | 0.05% | |
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TOTAL: | 1,363,897 | 0.28% | 719,970 | 0.15% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security | securities | ||
USD 0.01 common | Purchase | 23 | 30.7013 USD |
USD 0.01 common | Purchase | 39 | 30.7833 USD |
USD 0.01 common | Purchase | 46 | 30.7408 USD |
USD 0.01 common | Purchase | 69 | 30.7919 USD |
USD 0.01 common | Purchase | 100 | 30.7500 USD |
USD 0.01 common | Purchase | 150 | 30.7600 USD |
USD 0.01 common | Purchase | 168 | 30.7601 USD |
USD 0.01 common | Purchase | 169 | 30.6629 USD |
USD 0.01 common | Purchase | 175 | 30.8064 USD |
USD 0.01 common | Purchase | 177 | 30.7401 USD |
USD 0.01 common | Purchase | 200 | 30.7000 USD |
USD 0.01 common | Purchase | 200 | 30.7625 USD |
USD 0.01 common | Purchase | 247 | 30.6625 USD |
USD 0.01 common | Purchase | 250 | 30.6760 USD |
USD 0.01 common | Purchase | 258 | 30.6853 USD |
USD 0.01 common | Purchase | 300 | 30.7200 USD |
USD 0.01 common | Purchase | 300 | 30.9433 USD |
USD 0.01 common | Purchase | 300 | 30.5433 USD |
USD 0.01 common | Purchase | 338 | 30.7455 USD |
USD 0.01 common | Purchase | 410 | 30.5785 USD |
USD 0.01 common | Purchase | 450 | 30.8266 USD |
USD 0.01 common | Purchase | 500 | 30.5220 USD |
USD 0.01 common | Purchase | 600 | 30.8866 USD |
USD 0.01 common | Purchase | 848 | 30.5588 USD |
USD 0.01 common | Purchase | 915 | 30.5674 USD |
USD 0.01 common | Purchase | 1,000 | 30.9000 USD |
USD 0.01 common | Purchase | 1,400 | 30.7071 USD |
USD 0.01 common | Purchase | 1,517 | 30.7879 USD |
USD 0.01 common | Purchase | 1,700 | 30.7913 USD |
USD 0.01 common | Purchase | 1,700 | 30.7945 USD |
USD 0.01 common | Purchase | 1,773 | 30.6109 USD |
USD 0.01 common | Purchase | 1,900 | 30.8384 USD |
USD 0.01 common | Purchase | 2,100 | 30.6752 USD |
USD 0.01 common | Purchase | 2,400 | 30.6487 USD |
USD 0.01 common | Purchase | 4,200 | 30.7336 USD |
USD 0.01 common | Purchase | 4,505 | 30.7968 USD |
USD 0.01 common | Purchase | 4,797 | 30.7878 USD |
USD 0.01 common | Purchase | 6,580 | 30.6376 USD |
USD 0.01 common | Purchase | 7,100 | 30.7881 USD |
USD 0.01 common | Purchase | 8,182 | 31.0241 USD |
USD 0.01 common | Purchase | 8,743 | 30.7214 USD |
USD 0.01 common | Purchase | 9,000 | 30.7212 USD |
USD 0.01 common | Purchase | 9,486 | 30.8029 USD |
USD 0.01 common | Purchase | 10,118 | 30.6500 USD |
USD 0.01 common | Purchase | 10,906 | 30.7572 USD |
USD 0.01 common | Purchase | 12,456 | 30.8275 USD |
USD 0.01 common | Purchase | 15,224 | 30.8034 USD |
USD 0.01 common | Purchase | 15,508 | 30.5300 USD |
USD 0.01 common | Purchase | 16,278 | 30.7425 USD |
USD 0.01 common | Purchase | 17,198 | 30.8341 USD |
USD 0.01 common | Purchase | 30,897 | 30.6607 USD |
USD 0.01 common | Purchase | 33,140 | 30.6156 USD |
USD 0.01 common | Purchase | 33,154 | 30.7420 USD |
USD 0.01 common | Purchase | 33,781 | 30.8110 USD |
USD 0.01 common | Purchase | 33,962 | 30.7103 USD |
USD 0.01 common | Purchase | 41,574 | 30.8517 USD |
USD 0.01 common | Purchase | 41,945 | 30.6496 USD |
USD 0.01 common | Purchase | 78,970 | 30.7136 USD |
USD 0.01 common | Purchase | 232,059 | 30.8162 USD |
USD 0.01 common | Sale | 22 | 30.5929 USD |
USD 0.01 common | Sale | 56 | 30.5737 USD |
USD 0.01 common | Sale | 69 | 30.7919 USD |
USD 0.01 common | Sale | 86 | 30.6053 USD |
USD 0.01 common | Sale | 100 | 30.6800 USD |
USD 0.01 common | Sale | 100 | 30.5950 USD |
USD 0.01 common | Sale | 100 | 30.7750 USD |
USD 0.01 common | Sale | 169 | 30.6629 USD |
USD 0.01 common | Sale | 200 | 30.5650 USD |
USD 0.01 common | Sale | 200 | 30.6400 USD |
USD 0.01 common | Sale | 259 | 30.6978 USD |
USD 0.01 common | Sale | 274 | 30.6350 USD |
USD 0.01 common | Sale | 288 | 30.6265 USD |
USD 0.01 common | Sale | 300 | 30.6216 USD |
USD 0.01 common | Sale | 316 | 30.6842 USD |
USD 0.01 common | Sale | 329 | 30.6520 USD |
USD 0.01 common | Sale | 400 | 31.0237 USD |
USD 0.01 common | Sale | 512 | 30.6327 USD |
USD 0.01 common | Sale | 519 | 30.7070 USD |
USD 0.01 common | Sale | 600 | 31.0533 USD |
USD 0.01 common | Sale | 746 | 30.6715 USD |
USD 0.01 common | Sale | 900 | 30.7419 USD |
USD 0.01 common | Sale | 1,000 | 30.9000 USD |
USD 0.01 common | Sale | 1,000 | 30.8140 USD |
USD 0.01 common | Sale | 1,112 | 30.6878 USD |
USD 0.01 common | Sale | 1,517 | 30.7879 USD |
USD 0.01 common | Sale | 1,700 | 30.7945 USD |
USD 0.01 common | Sale | 1,700 | 30.7913 USD |
USD 0.01 common | Sale | 1,703 | 30.6008 USD |
USD 0.01 common | Sale | 1,982 | 30.6262 USD |
USD 0.01 common | Sale | 2,322 | 30.6608 USD |
USD 0.01 common | Sale | 3,200 | 30.9560 USD |
USD 0.01 common | Sale | 3,244 | 30.6444 USD |
USD 0.01 common | Sale | 3,275 | 30.6640 USD |
USD 0.01 common | Sale | 3,429 | 30.6590 USD |
USD 0.01 common | Sale | 3,605 | 30.6761 USD |
USD 0.01 common | Sale | 3,756 | 30.6367 USD |
USD 0.01 common | Sale | 4,388 | 30.7177 USD |
USD 0.01 common | Sale | 4,457 | 30.6433 USD |
USD 0.01 common | Sale | 4,500 | 30.6488 USD |
USD 0.01 common | Sale | 4,919 | 30.6480 USD |
USD 0.01 common | Sale | 6,984 | 30.6496 USD |
USD 0.01 common | Sale | 12,045 | 31.0098 USD |
USD 0.01 common | Sale | 13,051 | 30.6553 USD |
USD 0.01 common | Sale | 13,081 | 30.9563 USD |
USD 0.01 common | Sale | 13,446 | 30.6670 USD |
USD 0.01 common | Sale | 13,512 | 30.7758 USD |
USD 0.01 common | Sale | 15,161 | 30.5300 USD |
USD 0.01 common | Sale | 21,347 | 31.0346 USD |
USD 0.01 common | Sale | 21,632 | 30.7550 USD |
USD 0.01 common | Sale | 44,517 | 30.7558 USD |
USD 0.01 common | Sale | 91,316 | 30.6250 USD |
USD 0.01 common | Sale | 108,586 | 30.8349 USD |
USD 0.01 common | Sale | 149,675 | 30.7050 USD |
USD 0.01 common | Sale | 160,467 | 30.8237 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description | reference | unit | |
security | securities | |||
USD 0.01 common | SWAP | Long | 5,800 | 30.6413 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
| option | per unit | |||||
| relates | ||||||
USD 0.01 common | Call Options | Purchasing | 244,000 | 23 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Call Options | Selling | 99,800 | 15 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Call Options | Selling | 185,100 | 18 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Call Options | Selling | 10,500 | 20 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Call Options | Selling | 25,000 | 31 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Put Options | Purchasing | 125,000 | 10 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Put Options | Purchasing | 39,800 | 30 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Put Options | Selling | 5,700 | 5 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Put Options | Selling | 99,400 | 20 USD | American | 15 Jan 2021 | TRANSFER |
USD 0.01 common | Put Options | Selling | 31,000 | 27 USD | American | 15 Jan 2021 | TRANSFER |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 20 Jan 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. |
are being disclosed: | |
Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant | selling, | securities | per unit |
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security | varying etc | to which |
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| option |
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| relates |
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USD 0.01 common | Call Options | Purchased | 15,800 | 20.0000 | American | 21 Jan 2022 |
USD 0.01 common | Call Options | Written | -31,600 | 40.0000 | American | 21 Jan 2022 |
USD 0.01 common | Put Options | Purchased | -120,000 | 27.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Purchased | -100,000 | 26.0000 | American | 19 Mar 2021 |
USD 0.01 common | Put Options | Purchased | -1,300 | 18.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 120,000 | 20.0000 | American | 18 Jun 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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