Last checked at 20 Jan 2021 09:15
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 15 January 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | ENTAIN PLC | |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 558,876 | 0.11% | 729,371 | 0.15% | |
(2) | Cash-settled derivatives: | ||||
772,419 | 0.16% | 0 | 0.00% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 818,500 | 0.17% | 633,000 | 0.13% | |
| TOTAL: | 2,149,795 | 0.43% | 1,362,371 | 0.28% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
USD 0.01 common | Purchase | 24 | 29.8200 USD |
USD 0.01 common | Purchase | 100 | 29.6900 USD |
USD 0.01 common | Purchase | 100 | 29.7400 USD |
USD 0.01 common | Purchase | 166 | 29.9397 USD |
USD 0.01 common | Purchase | 200 | 29.7350 USD |
USD 0.01 common | Purchase | 200 | 29.5500 USD |
USD 0.01 common | Purchase | 217 | 29.8676 USD |
USD 0.01 common | Purchase | 243 | 30.0900 USD |
USD 0.01 common | Purchase | 300 | 29.9066 USD |
USD 0.01 common | Purchase | 300 | 29.7733 USD |
USD 0.01 common | Purchase | 357 | 29.8278 USD |
USD 0.01 common | Purchase | 367 | 29.9373 USD |
USD 0.01 common | Purchase | 400 | 29.9225 USD |
USD 0.01 common | Purchase | 430 | 29.8920 USD |
USD 0.01 common | Purchase | 454 | 29.8308 USD |
USD 0.01 common | Purchase | 500 | 29.8540 USD |
USD 0.01 common | Purchase | 500 | 29.8140 USD |
USD 0.01 common | Purchase | 600 | 29.7150 USD |
USD 0.01 common | Purchase | 800 | 29.7837 USD |
USD 0.01 common | Purchase | 800 | 29.7750 USD |
USD 0.01 common | Purchase | 801 | 29.8333 USD |
USD 0.01 common | Purchase | 993 | 29.8669 USD |
USD 0.01 common | Purchase | 1,273 | 29.7120 USD |
USD 0.01 common | Purchase | 1,284 | 29.7391 USD |
USD 0.01 common | Purchase | 1,306 | 29.8250 USD |
USD 0.01 common | Purchase | 1,500 | 29.7586 USD |
USD 0.01 common | Purchase | 1,800 | 29.7950 USD |
USD 0.01 common | Purchase | 2,200 | 29.8486 USD |
USD 0.01 common | Purchase | 2,388 | 29.7678 USD |
USD 0.01 common | Purchase | 2,500 | 29.8916 USD |
USD 0.01 common | Purchase | 2,500 | 29.8784 USD |
USD 0.01 common | Purchase | 2,518 | 29.7729 USD |
USD 0.01 common | Purchase | 2,602 | 29.7602 USD |
USD 0.01 common | Purchase | 2,724 | 29.7664 USD |
USD 0.01 common | Purchase | 3,062 | 29.7650 USD |
USD 0.01 common | Purchase | 3,289 | 29.7764 USD |
USD 0.01 common | Purchase | 4,978 | 29.7614 USD |
USD 0.01 common | Purchase | 6,688 | 29.8938 USD |
USD 0.01 common | Purchase | 7,967 | 29.8788 USD |
USD 0.01 common | Purchase | 8,582 | 29.8741 USD |
USD 0.01 common | Purchase | 9,344 | 29.8869 USD |
USD 0.01 common | Purchase | 12,604 | 29.7800 USD |
USD 0.01 common | Purchase | 14,460 | 29.9026 USD |
USD 0.01 common | Purchase | 22,398 | 29.7962 USD |
USD 0.01 common | Purchase | 27,363 | 29.8690 USD |
USD 0.01 common | Purchase | 37,392 | 29.8969 USD |
USD 0.01 common | Purchase | 50,269 | 29.8000 USD |
USD 0.01 common | Purchase | 58,167 | 29.8150 USD |
USD 0.01 common | Purchase | 69,490 | 29.7820 USD |
USD 0.01 common | Purchase | 110,737 | 29.8654 USD |
USD 0.01 common | Sale | 100 | 29.6450 USD |
USD 0.01 common | Sale | 100 | 29.7400 USD |
USD 0.01 common | Sale | 100 | 30.0450 USD |
USD 0.01 common | Sale | 100 | 29.5400 USD |
USD 0.01 common | Sale | 191 | 29.4100 USD |
USD 0.01 common | Sale | 200 | 29.5750 USD |
USD 0.01 common | Sale | 200 | 29.8050 USD |
USD 0.01 common | Sale | 200 | 29.5950 USD |
USD 0.01 common | Sale | 200 | 29.7750 USD |
USD 0.01 common | Sale | 266 | 29.7009 USD |
USD 0.01 common | Sale | 304 | 29.7541 USD |
USD 0.01 common | Sale | 320 | 29.9152 USD |
USD 0.01 common | Sale | 407 | 29.7393 USD |
USD 0.01 common | Sale | 500 | 29.7600 USD |
USD 0.01 common | Sale | 804 | 29.8734 USD |
USD 0.01 common | Sale | 808 | 29.7598 USD |
USD 0.01 common | Sale | 1,131 | 29.7898 USD |
USD 0.01 common | Sale | 1,200 | 29.9041 USD |
USD 0.01 common | Sale | 1,220 | 29.8150 USD |
USD 0.01 common | Sale | 1,499 | 29.7496 USD |
USD 0.01 common | Sale | 1,562 | 29.7643 USD |
USD 0.01 common | Sale | 1,700 | 29.9508 USD |
USD 0.01 common | Sale | 1,736 | 29.8236 USD |
USD 0.01 common | Sale | 1,840 | 29.7695 USD |
USD 0.01 common | Sale | 2,188 | 29.7671 USD |
USD 0.01 common | Sale | 2,250 | 29.7967 USD |
USD 0.01 common | Sale | 2,300 | 29.8356 USD |
USD 0.01 common | Sale | 2,831 | 29.5513 USD |
USD 0.01 common | Sale | 3,062 | 29.7650 USD |
USD 0.01 common | Sale | 3,436 | 30.0132 USD |
USD 0.01 common | Sale | 3,490 | 29.8232 USD |
USD 0.01 common | Sale | 3,758 | 30.0147 USD |
USD 0.01 common | Sale | 5,006 | 29.7343 USD |
USD 0.01 common | Sale | 5,300 | 29.5696 USD |
USD 0.01 common | Sale | 10,325 | 29.8194 USD |
USD 0.01 common | Sale | 17,795 | 29.8694 USD |
USD 0.01 common | Sale | 22,806 | 29.8188 USD |
USD 0.01 common | Sale | 22,890 | 29.8708 USD |
USD 0.01 common | Sale | 23,971 | 29.8317 USD |
USD 0.01 common | Sale | 24,031 | 29.8983 USD |
USD 0.01 common | Sale | 28,649 | 29.8582 USD |
USD 0.01 common | Sale | 28,950 | 29.9112 USD |
USD 0.01 common | Sale | 36,925 | 29.8959 USD |
USD 0.01 common | Sale | 43,221 | 29.8000 USD |
USD 0.01 common | Sale | 157,162 | 29.8118 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
|
| securities | |
USD 0.01 common | SWAP | Long | 666 | 29.5325 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 20 Jan 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | MGM RESORTS INTERNATIONAL |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry |
| of | description | purchasing, | of | price | date | |
| relevant | selling, | securities | per unit | |||
| security | varying etc | to which | ||||
| option | ||||||
| relates | ||||||
USD 0.01 common | Call Options | Purchased | 10,500 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 15,800 | 20.0000 | American | 21 Jan 2022 |
USD 0.01 common | Call Options | Purchased | 25,000 | 31.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 99,800 | 15.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Purchased | 185,100 | 18.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -244,000 | 23.0000 | American | 15 Jan 2021 |
USD 0.01 common | Call Options | Written | -31,600 | 40.0000 | American | 21 Jan 2022 |
USD 0.01 common | Put Options | Purchased | -120,000 | 27.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Purchased | -100,000 | 26.0000 | American | 19 Mar 2021 |
USD 0.01 common | Put Options | Purchased | -99,400 | 20.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -31,000 | 27.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -5,700 | 5.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Purchased | -1,300 | 18.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 97,500 | 35.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 120,000 | 20.0000 | American | 18 Jun 2021 |
USD 0.01 common | Put Options | Written | 125,000 | 10.0000 | American | 15 Jan 2021 |
USD 0.01 common | Put Options | Written | 139,800 | 30.0000 | American | 15 Jan 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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