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Pin to quick picksBarclays Regulatory News (BARC)

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Form 8.3 - J SAINSBURY PLC

12 Jul 2016 15:16

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 July 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,053,755 0.57% 11,161,857 0.58%
(2) Cash-settled derivatives:
10,026,705 0.52% 3,224,343 0.17%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
TOTAL: 22,080,460 1.15% 14,386,200 0.75%
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,200,000 0.06% 0 0.00%
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,500,000 0.13% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,500,000 0.13% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 355 2.2636 GBP
ORD Purchase 574 2.2551 GBP
ORD Purchase 644 2.2170 GBP
ORD Purchase 645 2.2180 GBP
ORD Purchase 1,100 2.2545 GBP
ORD Purchase 1,143 2.2191 GBP
ORD Purchase 1,229 2.2430 GBP
ORD Purchase 1,229 2.2190 GBP
ORD Purchase 1,229 2.2380 GBP
ORD Purchase 1,398 2.2710 GBP
ORD Purchase 1,529 2.2480 GBP
ORD Purchase 1,607 2.2200 GBP
ORD Purchase 1,635 2.2450 GBP
ORD Purchase 1,694 2.2870 GBP
ORD Purchase 1,794 2.2770 GBP
ORD Purchase 1,853 2.2825 GBP
ORD Purchase 2,000 2.2150 GBP
ORD Purchase 2,269 2.2370 GBP
ORD Purchase 2,515 2.2130 GBP
ORD Purchase 2,538 2.2160 GBP
ORD Purchase 2,662 2.2420 GBP
ORD Purchase 2,706 2.2110 GBP
ORD Purchase 3,516 2.2610 GBP
ORD Purchase 3,710 2.2400 GBP
ORD Purchase 4,152 2.2490 GBP
ORD Purchase 4,287 2.2731 GBP
ORD Purchase 4,466 2.2080 GBP
ORD Purchase 4,885 2.2510 GBP
ORD Purchase 6,191 2.2550 GBP
ORD Purchase 6,216 2.2560 GBP
ORD Purchase 6,931 2.2520 GBP
ORD Purchase 7,497 2.2390 GBP
ORD Purchase 7,530 2.2237 GBP
ADR Purchase 8,000 11.9075 USD
ORD Purchase 8,330 2.2720 GBP
ORD Purchase 11,876 2.2620 GBP
ORD Purchase 11,907 2.2500 GBP
ORD Purchase 13,109 2.2530 GBP
ORD Purchase 13,239 2.2600 GBP
ORD Purchase 15,111 2.2570 GBP
ORD Purchase 15,454 2.2543 GBP
ORD Purchase 15,951 2.2590 GBP
ADR Purchase 16,142 11.8272 USD
ORD Purchase 16,357 2.2812 GBP
ORD Purchase 16,821 2.2544 GBP
ORD Purchase 20,200 2.2321 GBP
ORD Purchase 22,916 2.2352 GBP
ORD Purchase 27,597 2.2506 GBP
ORD Purchase 28,385 2.2730 GBP
ORD Purchase 33,878 2.2733 GBP
ORD Purchase 34,588 2.2373 GBP
ORD Purchase 55,022 2.2540 GBP
ORD Purchase 61,650 2.2426 GBP
ORD Purchase 67,343 2.2270 GBP
ORD Purchase 70,670 2.2436 GBP
ORD Purchase 244,432 2.2555 GBP
ORD Sale 644 2.2170 GBP
ORD Sale 1,229 2.2540 GBP
ORD Sale 1,229 2.2490 GBP
ORD Sale 1,229 2.2380 GBP
ORD Sale 1,229 2.2190 GBP
ORD Sale 1,345 2.2510 GBP
ORD Sale 1,398 2.2710 GBP
ORD Sale 1,607 2.2200 GBP
ORD Sale 1,635 2.2450 GBP
ORD Sale 1,694 2.2870 GBP
ORD Sale 1,853 2.2825 GBP
ORD Sale 2,000 2.2150 GBP
ORD Sale 2,028 2.2590 GBP
ORD Sale 2,269 2.2370 GBP
ORD Sale 2,388 2.2560 GBP
ORD Sale 2,515 2.2130 GBP
ORD Sale 2,538 2.2160 GBP
ORD Sale 2,706 2.2110 GBP
ORD Sale 3,516 2.2610 GBP
ORD Sale 3,628 2.2732 GBP
ORD Sale 4,287 2.2858 GBP
ORD Sale 4,341 2.2520 GBP
ORD Sale 4,491 2.2530 GBP
ORD Sale 4,512 2.2600 GBP
ORD Sale 5,124 2.2737 GBP
ORD Sale 5,278 2.2390 GBP
ORD Sale 7,576 2.2570 GBP
ADR Sale 8,000 11.9075 USD
ORD Sale 11,876 2.2620 GBP
ORD Sale 11,907 2.2500 GBP
ORD Sale 13,330 2.2720 GBP
ORD Sale 15,535 2.2525 GBP
ADR Sale 16,142 11.8272 USD
ORD Sale 18,699 2.2545 GBP
ORD Sale 23,410 2.2508 GBP
ORD Sale 27,336 2.2695 GBP
ORD Sale 42,361 2.2558 GBP
ORD Sale 46,990 2.2730 GBP
ORD Sale 55,145 2.2795 GBP
ORD Sale 65,059 2.2770 GBP
ORD Sale 73,819 2.2606 GBP
ORD Sale 134,119 2.2723 GBP
ORD Sale 153,106 2.2599 GBP
ORD Sale 185,657 2.2677 GBP
ORD Sale 373,374 2.2768 GBP
ORD Sale 700,000 2.2121 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 700 2.2839 GBP
ORD CFD Long 3,933 2.2488 GBP
ORD CFD Long 4,287 2.2858 GBP
ORD CFD Long 15,535 2.2525 GBP
ORD CFD Long 23,403 2.2730 GBP
ORD CFD Long 23,410 2.2508 GBP
ORD CFD Long 30,284 2.2752 GBP
ORD CFD Long 34,224 2.2552 GBP
ORD CFD Long 42,389 2.2771 GBP
ORD SWAP Long 55,145 2.2795 GBP
ORD CFD Long 61,037 2.2478 GBP
ORD CFD Long 63,265 2.2770 GBP
ORD CFD Long 138,891 2.2709 GBP
ORD SWAP Long 249,300 2.2654 GBP
ORD CFD Long 373,374 2.2768 GBP
ORD CFD Long 700,000 2.2121 GBP
ORD SWAP Short 355 2.2636 GBP
ORD CFD Short 4,287 2.2731 GBP
ORD SWAP Short 14,250 2.2173 GBP
ORD CFD Short 15,454 2.2543 GBP
ORD CFD Short 15,535 2.2730 GBP
ORD CFD Short 16,357 2.2812 GBP
ORD SWAP Short 30,588 2.2175 GBP
ORD CFD Short 33,878 2.2733 GBP
ORD CFD Short 55,256 2.2687 GBP
ORD CFD Short 153,281 2.2421 GBP
ORD SWAP Short 197,030 2.2406 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 12 Jul 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20160712006117/en/

Copyright Business Wire 2016

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