Last checked at 28 Aug 2019 15:16
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | GREENE KING PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 21 August 2019 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 12.5p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 6,924,759 | 2.23% | 1,696,080 | 0.55% | |
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(2) | Cash-settled derivatives: |
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1,431,470 | 0.46% | 4,505,342 | 1.45% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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| TOTAL: | 8,356,229 | 2.70% | 6,201,422 | 2.00% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
12.5p ordinary | Purchase | 171 | 8.3980 GBP |
12.5p ordinary | Purchase | 190 | 8.4070 GBP |
12.5p ordinary | Purchase | 410 | 8.3910 GBP |
12.5p ordinary | Purchase | 601 | 8.4030 GBP |
12.5p ordinary | Purchase | 706 | 8.4067 GBP |
12.5p ordinary | Purchase | 764 | 8.4010 GBP |
12.5p ordinary | Purchase | 765 | 8.3920 GBP |
12.5p ordinary | Purchase | 788 | 8.4020 GBP |
12.5p ordinary | Purchase | 838 | 8.3940 GBP |
12.5p ordinary | Purchase | 2,593 | 8.3995 GBP |
12.5p ordinary | Purchase | 3,508 | 8.4080 GBP |
12.5p ordinary | Purchase | 4,715 | 8.3965 GBP |
12.5p ordinary | Purchase | 20,000 | 8.4028 GBP |
12.5p ordinary | Purchase | 25,480 | 8.4055 GBP |
12.5p ordinary | Purchase | 26,420 | 8.3939 GBP |
12.5p ordinary | Purchase | 40,943 | 8.3964 GBP |
12.5p ordinary | Purchase | 67,436 | 8.3994 GBP |
12.5p ordinary | Purchase | 103,814 | 8.4060 GBP |
12.5p ordinary | Purchase | 120,068 | 8.4000 GBP |
12.5p ordinary | Purchase | 242,604 | 8.4102 GBP |
12.5p ordinary | Purchase | 372,339 | 8.3968 GBP |
12.5p ordinary | Purchase | 415,024 | 8.4040 GBP |
12.5p ordinary | Purchase | 431,257 | 8.3996 GBP |
12.5p ordinary | Purchase | 250,000 | 8.4033 GBP |
12.5p ordinary | Purchase | 500,000 | 8.3986 GBP |
12.5p ordinary | Purchase | 750,000 | 8.4072 GBP |
12.5p ordinary | Purchase | 500,000 | 8.4029 GBP |
12.5p ordinary | Purchase | 1,000,000 | 8.3958 GBP |
12.5p ordinary | Purchase | 500,000 | 8.4059 GBP |
12.5p ordinary | Sale | 89 | 8.3986 GBP |
12.5p ordinary | Sale | 150 | 8.4008 GBP |
12.5p ordinary | Sale | 155 | 8.3970 GBP |
12.5p ordinary | Sale | 171 | 8.3980 GBP |
12.5p ordinary | Sale | 410 | 8.3910 GBP |
12.5p ordinary | Sale | 601 | 8.4030 GBP |
12.5p ordinary | Sale | 674 | 8.3960 GBP |
12.5p ordinary | Sale | 764 | 8.4010 GBP |
12.5p ordinary | Sale | 765 | 8.3920 GBP |
12.5p ordinary | Sale | 838 | 8.3940 GBP |
12.5p ordinary | Sale | 1,064 | 8.4000 GBP |
12.5p ordinary | Sale | 1,468 | 8.4020 GBP |
12.5p ordinary | Sale | 1,966 | 8.3982 GBP |
12.5p ordinary | Sale | 3,803 | 8.3955 GBP |
12.5p ordinary | Sale | 3,879 | 8.4060 GBP |
12.5p ordinary | Sale | 4,342 | 8.4040 GBP |
12.5p ordinary | Sale | 5,403 | 8.3945 GBP |
12.5p ordinary | Sale | 6,110 | 8.3947 GBP |
12.5p ordinary | Sale | 9,842 | 8.3928 GBP |
12.5p ordinary | Sale | 11,834 | 8.3994 GBP |
12.5p ordinary | Sale | 25,133 | 8.3993 GBP |
12.5p ordinary | Sale | 28,801 | 8.3991 GBP |
12.5p ordinary | Sale | 55,663 | 8.3987 GBP |
12.5p ordinary | Sale | 61,393 | 8.4009 GBP |
12.5p ordinary | Sale | 67,525 | 8.3978 GBP |
12.5p ordinary | Sale | 94,794 | 8.4033 GBP |
12.5p ordinary | Sale | 139,437 | 8.4031 GBP |
12.5p ordinary | Sale | 162,087 | 8.4004 GBP |
12.5p ordinary | Sale | 300,000 | 8.3996 GBP |
12.5p ordinary | Sale | 556,126 | 8.3995 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
security | securities | |||
12.5p ordinary | CFD | Long | 89 | 8.3986 GBP |
12.5p ordinary | SWAP | Long | 288 | 8.4064 GBP |
12.5p ordinary | CFD | Long | 1,551 | 8.3988 GBP |
12.5p ordinary | SWAP | Long | 2,167 | 8.4031 GBP |
12.5p ordinary | CFD | Long | 25,133 | 8.3993 GBP |
12.5p ordinary | CFD | Long | 33,517 | 8.3952 GBP |
12.5p ordinary | SWAP | Long | 34,959 | 8.3990 GBP |
12.5p ordinary | SWAP Expires 23/08/2024 | Long | 300,000 | 8.3996 GBP |
12.5p ordinary | SWAP Expires 23/08/2024 | Long | 1,094,565 | 8.4024 GBP |
12.5p ordinary | CFD | Short | 1,551 | 8.4031 GBP |
12.5p ordinary | SWAP | Short | 1,632 | 8.3975 GBP |
12.5p ordinary | CFD | Short | 2,691 | 8.4032 GBP |
12.5p ordinary | CFD | Short | 4,183 | 8.4094 GBP |
12.5p ordinary | SWAP | Short | 7,052 | 8.4002 GBP |
12.5p ordinary | SWAP | Short | 11,808 | 8.4066 GBP |
12.5p ordinary | SWAP | Short | 14,029 | 8.4060 GBP |
12.5p ordinary | CFD | Short | 20,000 | 8.4028 GBP |
12.5p ordinary | SWAP | Short | 20,795 | 8.4015 GBP |
12.5p ordinary | CFD | Short | 31,988 | 8.4010 GBP |
12.5p ordinary | SWAP | Short | 31,988 | 8.4010 GBP |
12.5p ordinary | SWAP | Short | 242,604 | 8.4102 GBP |
12.5p ordinary | SWAP Expires 23/09/2020 | Short | 500,000 | 8.3986 GBP |
12.5p ordinary | SWAP Expires 23/09/2020 | Short | 750,000 | 8.4139 GBP |
12.5p ordinary | SWAP Expires 23/09/2020 | Short | 1,000,000 | 8.3958 GBP |
12.5p ordinary | SWAP Expires 23/09/2020 | Short | 1,250,000 | 8.4041 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 28 Aug 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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