Last checked at 12 Oct 2018 13:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CYBG PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | VIRGIN MONEY HOLDINGS (UK) PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,986,913 | 0.34% | 16,124,680 | 1.82% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 15,193,176 | 1.71% | 2,394,445 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 18,180,089 | 2.05% | 18,519,125 | 2.09% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 7 | 2.8614 GBP | ||||
| 10p ordinary | Purchase | 191 | 2.8497 GBP | ||||
| 10p ordinary | Purchase | 454 | 2.8605 GBP | ||||
| 10p ordinary | Purchase | 462 | 2.8606 GBP | ||||
| 10p ordinary | Purchase | 626 | 2.8583 GBP | ||||
| 10p ordinary | Purchase | 634 | 2.8745 GBP | ||||
| 10p ordinary | Purchase | 1,044 | 2.8620 GBP | ||||
| 10p ordinary | Purchase | 1,044 | 2.8280 GBP | ||||
| 10p ordinary | Purchase | 1,044 | 2.8320 GBP | ||||
| 10p ordinary | Purchase | 1,046 | 2.8220 GBP | ||||
| 10p ordinary | Purchase | 1,081 | 2.8200 GBP | ||||
| 10p ordinary | Purchase | 1,348 | 2.8260 GBP | ||||
| 10p ordinary | Purchase | 1,348 | 2.8160 GBP | ||||
| 10p ordinary | Purchase | 1,413 | 2.8367 GBP | ||||
| 10p ordinary | Purchase | 1,562 | 2.8600 GBP | ||||
| 10p ordinary | Purchase | 1,711 | 2.8519 GBP | ||||
| 10p ordinary | Purchase | 1,819 | 2.8180 GBP | ||||
| 10p ordinary | Purchase | 4,430 | 2.8483 GBP | ||||
| 10p ordinary | Purchase | 7,234 | 2.8258 GBP | ||||
| 10p ordinary | Purchase | 7,237 | 2.8347 GBP | ||||
| 10p ordinary | Purchase | 8,950 | 2.8237 GBP | ||||
| 10p ordinary | Purchase | 11,767 | 2.8444 GBP | ||||
| 10p ordinary | Purchase | 12,841 | 2.8434 GBP | ||||
| 10p ordinary | Purchase | 12,966 | 2.8376 GBP | ||||
| 10p ordinary | Purchase | 16,476 | 5.3496 AUD | ||||
| 10p ordinary | Purchase | 18,313 | 2.8522 GBP | ||||
| 10p ordinary | Purchase | 51,136 | 2.8420 GBP | ||||
| 10p ordinary | Purchase | 93,961 | 2.8372 GBP | ||||
| 10p ordinary | Purchase | 163,953 | 2.8417 GBP | ||||
| 10p ordinary | Purchase | 278,130 | 2.8526 GBP | ||||
| 10p ordinary | Sale | 1,044 | 2.8620 GBP | ||||
| 10p ordinary | Sale | 1,044 | 2.8320 GBP | ||||
| 10p ordinary | Sale | 1,046 | 2.8220 GBP | ||||
| 10p ordinary | Sale | 1,081 | 2.8200 GBP | ||||
| 10p ordinary | Sale | 1,348 | 2.8260 GBP | ||||
| 10p ordinary | Sale | 1,562 | 2.8600 GBP | ||||
| 10p ordinary | Sale | 1,814 | 2.8160 GBP | ||||
| 10p ordinary | Sale | 1,819 | 2.8180 GBP | ||||
| 10p ordinary | Sale | 2,396 | 2.8464 GBP | ||||
| 10p ordinary | Sale | 2,760 | 2.8447 GBP | ||||
| 10p ordinary | Sale | 5,238 | 2.8420 GBP | ||||
| 10p ordinary | Sale | 6,635 | 2.8452 GBP | ||||
| 10p ordinary | Sale | 7,237 | 2.8347 GBP | ||||
| 10p ordinary | Sale | 8,804 | 2.8310 GBP | ||||
| 10p ordinary | Sale | 9,000 | 2.8617 GBP | ||||
| 10p ordinary | Sale | 9,435 | 2.8340 GBP | ||||
| 10p ordinary | Sale | 12,670 | 2.8380 GBP | ||||
| 10p ordinary | Sale | 15,478 | 2.8466 GBP | ||||
| 10p ordinary | Sale | 16,850 | 2.8450 GBP | ||||
| 10p ordinary | Sale | 54,488 | 2.8460 GBP | ||||
| 10p ordinary | Sale | 63,023 | 2.8418 GBP | ||||
| 10p ordinary | Sale | 75,742 | 2.8523 GBP | ||||
| 10p ordinary | Sale | 103,972 | 2.8517 GBP | ||||
| 10p ordinary | Sale | 107,365 | 2.8540 GBP | ||||
| 10p ordinary | Sale | 138,270 | 2.8484 GBP | ||||
| 10p ordinary | Sale | 141,096 | 2.8467 GBP | ||||
| 10p ordinary | Sale | 143,232 | 5.3386 AUD | ||||
| 10p ordinary | Sale | 308,295 | 2.8421 GBP | ||||
| 10p ordinary | Sale | 619,465 | 2.8454 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 101 | 2.8420 GBP | |||||
| 10p ordinary | SWAP | Long | 300 | 2.8406 GBP | |||||
| 10p ordinary | SWAP | Long | 1,300 | 2.8241 GBP | |||||
| 10p ordinary | CFD | Long | 2,760 | 2.8447 GBP | |||||
| 10p ordinary | SWAP | Long | 9,000 | 2.8617 GBP | |||||
| 10p ordinary | SWAP | Long | 13,640 | 2.8309 GBP | |||||
| 10p ordinary | SWAP | Long | 51,358 | 2.8398 GBP | |||||
| 10p ordinary | SWAP | Long | 59,075 | 2.8544 GBP | |||||
| 10p ordinary | SWAP | Long | 60,232 | 2.8475 GBP | |||||
| 10p ordinary | CFD | Long | 63,023 | 2.8418 GBP | |||||
| 10p ordinary | CFD | Long | 75,742 | 2.8523 GBP | |||||
| 10p ordinary | SWAP | Long | 81,741 | 2.8426 GBP | |||||
| 10p ordinary | CFD | Long | 107,365 | 2.8540 GBP | |||||
| 10p ordinary | CFD | Long | 138,270 | 2.8484 GBP | |||||
| 10p ordinary | CFD | Long | 141,096 | 2.8467 GBP | |||||
| 10p ordinary | CFD | Long | 235,000 | 2.8432 GBP | |||||
| 10p ordinary | SWAP | Long | 324,047 | 2.8450 GBP | |||||
| 10p ordinary | SWAP | Short | 4 | 2.8425 GBP | |||||
| 10p ordinary | CFD | Short | 626 | 2.8582 GBP | |||||
| 10p ordinary | SWAP | Short | 1,400 | 2.8330 GBP | |||||
| 10p ordinary | CFD | Short | 1,404 | 2.8701 GBP | |||||
| 10p ordinary | CFD | Short | 1,711 | 2.8519 GBP | |||||
| 10p ordinary | SWAP | Short | 2,664 | 2.8166 GBP | |||||
| 10p ordinary | SWAP | Short | 6,391 | 2.8580 GBP | |||||
| 10p ordinary | CFD | Short | 16,857 | 2.8572 GBP | |||||
| 10p ordinary | SWAP | Short | 62,191 | 2.8547 GBP | |||||
| 10p ordinary | SWAP | Short | 91,972 | 2.8524 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 12 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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