Last checked at 4 Oct 2018 13:01
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CYBG PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 03 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | VIRGIN MONEY HOLDINGS (UK) PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,357,467 | 0.49% | 13,705,635 | 1.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,712,311 | 1.21% | 2,133,528 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 15,069,778 | 1.70% | 15,839,163 | 1.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 948 | 3.0800 GBP | ||||
| 10p ordinary | Purchase | 951 | 3.0780 GBP | ||||
| 10p ordinary | Purchase | 2,230 | 3.0691 GBP | ||||
| 10p ordinary | Purchase | 2,494 | 3.0958 GBP | ||||
| 10p ordinary | Purchase | 5,773 | 3.0851 GBP | ||||
| 10p ordinary | Purchase | 7,940 | 3.0882 GBP | ||||
| 10p ordinary | Purchase | 29,989 | 3.0846 GBP | ||||
| 10p ordinary | Purchase | 34,413 | 3.0804 GBP | ||||
| 10p ordinary | Purchase | 36,064 | 3.0960 GBP | ||||
| 10p ordinary | Purchase | 50,000 | 3.1085 GBP | ||||
| 10p ordinary | Purchase | 99,074 | 5.6395 AUD | ||||
| 10p ordinary | Purchase | 107,362 | 3.0898 GBP | ||||
| 10p ordinary | Purchase | 122,316 | 3.0848 GBP | ||||
| 10p ordinary | Purchase | 127,997 | 3.1069 GBP | ||||
| 10p ordinary | Purchase | 296,867 | 3.0790 GBP | ||||
| 10p ordinary | Purchase | 344,535 | 3.0866 GBP | ||||
| 10p ordinary | Sale | 3,370 | 3.0812 GBP | ||||
| 10p ordinary | Sale | 4,154 | 3.1036 GBP | ||||
| 10p ordinary | Sale | 5,558 | 3.0772 GBP | ||||
| 10p ordinary | Sale | 10,202 | 3.0830 GBP | ||||
| 10p ordinary | Sale | 10,441 | 3.0850 GBP | ||||
| 10p ordinary | Sale | 11,592 | 3.0917 GBP | ||||
| 10p ordinary | Sale | 27,208 | 3.0853 GBP | ||||
| 10p ordinary | Sale | 28,914 | 3.0784 GBP | ||||
| 10p ordinary | Sale | 60,968 | 3.0942 GBP | ||||
| 10p ordinary | Sale | 63,322 | 3.1055 GBP | ||||
| 10p ordinary | Sale | 68,511 | 5.7030 AUD | ||||
| 10p ordinary | Sale | 88,049 | 3.0848 GBP | ||||
| 10p ordinary | Sale | 128,975 | 3.1068 GBP | ||||
| 10p ordinary | Sale | 189,502 | 3.0790 GBP | ||||
| 10p ordinary | Sale | 195,522 | 3.0873 GBP | ||||
| 10p ordinary | Sale | 283,240 | 3.0869 GBP | ||||
| 10p ordinary | Sale | 592,913 | 3.0895 GBP | ||||
| 10p ordinary | Sale | 606,250 | 3.0841 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 100 | 3.0640 GBP | |||||
| 10p ordinary | SWAP | Long | 300 | 3.1160 GBP | |||||
| 10p ordinary | CFD | Long | 3,311 | 3.0657 GBP | |||||
| 10p ordinary | SWAP | Long | 3,370 | 3.0812 GBP | |||||
| 10p ordinary | CFD | Long | 10,202 | 3.0830 GBP | |||||
| 10p ordinary | SWAP | Long | 11,389 | 3.0806 GBP | |||||
| 10p ordinary | SWAP | Long | 49,146 | 3.0868 GBP | |||||
| 10p ordinary | SWAP | Long | 60,907 | 3.0742 GBP | |||||
| 10p ordinary | SWAP | Long | 61,351 | 3.0814 GBP | |||||
| 10p ordinary | CFD | Long | 63,322 | 3.1055 GBP | |||||
| 10p ordinary | SWAP | Long | 193,348 | 3.0922 GBP | |||||
| 10p ordinary | CFD | Long | 592,913 | 3.0895 GBP | |||||
| 10p ordinary | CFD | Long | 606,250 | 3.0841 GBP | |||||
| 10p ordinary | SWAP | Short | 500 | 3.0868 GBP | |||||
| 10p ordinary | CFD | Short | 2,230 | 3.0691 GBP | |||||
| 10p ordinary | CFD | Short | 7,472 | 3.0827 GBP | |||||
| 10p ordinary | SWAP | Short | 10,693 | 3.0849 GBP | |||||
| 10p ordinary | SWAP | Short | 22,964 | 3.0792 GBP | |||||
| 10p ordinary | CFD | Short | 33,781 | 3.0831 GBP | |||||
| 10p ordinary | SWAP | Short | 44,772 | 3.0883 GBP | |||||
| 10p ordinary | SWAP | Short | 45,470 | 3.0897 GBP | |||||
| 10p ordinary | SWAP | Short | 53,116 | 3.0851 GBP | |||||
| 10p ordinary | CFD | Short | 107,362 | 3.0898 GBP | |||||
| 10p ordinary | CFD | Short | 107,365 | 3.0790 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 4 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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