Last checked at 1 Oct 2020 07:18
FORM 8.3
Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 September 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
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392,650 | 0.17% | 2,440,290 | 1.05% | ||
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(2) | Derivatives (other than options): |
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540,999 | 0.23% | 28,200 | 0.01% | ||
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(3) | Options and agreements to |
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| purchase/sell: | 106,599 | 0.05% | 106,599 | 0.05% | |
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(4) | TOTAL: |
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1,040,248 | 0.45% | 2,575,089 | 1.11% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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| ||||
(2) Derivatives (other than options) |
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| ||||
(3) Options and agreements to purchase/sell |
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| ||||
Total |
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Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 201.4800 USD |
| Purchase | 3 | 202.0100 USD |
| Purchase | 4 | 201.2250 USD |
| Purchase | 8 | 203.4000 USD |
| Purchase | 9 | 202.4044 USD |
| Purchase | 9 | 202.7877 USD |
| Purchase | 10 | 202.4275 USD |
| Purchase | 10 | 202.6920 USD |
| Purchase | 13 | 202.6950 USD |
| Purchase | 13 | 202.3584 USD |
| Purchase | 18 | 202.4627 USD |
| Purchase | 26 | 199.7900 USD |
| Purchase | 27 | 203.1814 USD |
| Purchase | 42 | 200.4730 USD |
| Purchase | 46 | 202.5097 USD |
| Purchase | 82 | 203.4400 USD |
| Purchase | 97 | 203.3957 USD |
| Purchase | 100 | 203.5200 USD |
| Purchase | 100 | 203.5900 USD |
| Purchase | 100 | 203.9500 USD |
| Purchase | 200 | 202.0900 USD |
| Purchase | 200 | 203.0200 USD |
| Purchase | 234 | 202.5690 USD |
| Purchase | 300 | 203.9100 USD |
| Purchase | 349 | 202.7561 USD |
| Purchase | 384 | 202.0670 USD |
| Purchase | 400 | 202.3975 USD |
| Purchase | 982 | 201.3723 USD |
| Purchase | 1,049 | 203.4287 USD |
| Purchase | 1,191 | 203.6966 USD |
| Purchase | 2,182 | 201.8077 USD |
| Purchase | 3,316 | 202.5618 USD |
| Purchase | 4,121 | 203.3431 USD |
| Purchase | 5,178 | 203.1326 USD |
| Purchase | 6,000 | 204.5050 USD |
| Purchase | 9,760 | 203.4300 USD |
| Purchase | 12,197 | 202.7687 USD |
| Purchase | 13,249 | 203.5627 USD |
| Purchase | 22,015 | 202.7280 USD |
| Purchase | 27,284 | 203.6360 USD |
| Purchase | 46,879 | 202.9945 USD |
| Sale | 1 | 201.0500 USD |
| Sale | 1 | 203.8400 USD |
| Sale | 1 | 202.1400 USD |
| Sale | 3 | 199.0600 USD |
| Sale | 6 | 202.9400 USD |
| Sale | 11 | 203.4409 USD |
| Sale | 13 | 201.6700 USD |
| Sale | 13 | 197.9100 USD |
| Sale | 13 | 202.6950 USD |
| Sale | 23 | 199.3165 USD |
| Sale | 24 | 201.5500 USD |
| Sale | 43 | 204.7000 USD |
| Sale | 62 | 204.4500 USD |
| Sale | 100 | 199.9600 USD |
| Sale | 100 | 200.0300 USD |
| Sale | 100 | 203.9300 USD |
| Sale | 100 | 203.8700 USD |
| Sale | 100 | 203.7400 USD |
| Sale | 100 | 203.6400 USD |
| Sale | 100 | 203.5100 USD |
| Sale | 100 | 203.4500 USD |
| Sale | 100 | 203.0400 USD |
| Sale | 100 | 201.5100 USD |
| Sale | 100 | 200.2300 USD |
| Sale | 104 | 202.0396 USD |
| Sale | 136 | 201.9602 USD |
| Sale | 153 | 202.0542 USD |
| Sale | 182 | 203.7125 USD |
| Sale | 199 | 201.0400 USD |
| Sale | 200 | 200.7850 USD |
| Sale | 200 | 202.7150 USD |
| Sale | 200 | 202.4950 USD |
| Sale | 200 | 203.6700 USD |
| Sale | 200 | 203.9050 USD |
| Sale | 200 | 202.9800 USD |
| Sale | 200 | 201.7300 USD |
| Sale | 200 | 201.5175 USD |
| Sale | 200 | 202.8275 USD |
| Sale | 201 | 202.5318 USD |
| Sale | 278 | 202.5404 USD |
| Sale | 300 | 203.2600 USD |
| Sale | 300 | 204.0100 USD |
| Sale | 333 | 202.5264 USD |
| Sale | 387 | 202.0996 USD |
| Sale | 391 | 203.6998 USD |
| Sale | 400 | 203.7100 USD |
| Sale | 400 | 203.5812 USD |
| Sale | 400 | 203.5300 USD |
| Sale | 454 | 203.1380 USD |
| Sale | 488 | 201.5246 USD |
| Sale | 500 | 202.9840 USD |
| Sale | 514 | 202.1608 USD |
| Sale | 600 | 200.1775 USD |
| Sale | 700 | 203.4142 USD |
| Sale | 745 | 203.4326 USD |
| Sale | 800 | 203.3300 USD |
| Sale | 900 | 202.5444 USD |
| Sale | 1,037 | 203.6444 USD |
| Sale | 1,065 | 202.2373 USD |
| Sale | 1,200 | 203.2166 USD |
| Sale | 1,200 | 203.6754 USD |
| Sale | 1,618 | 203.2493 USD |
| Sale | 1,674 | 203.2902 USD |
| Sale | 1,736 | 204.1650 USD |
| Sale | 2,355 | 202.3697 USD |
| Sale | 2,718 | 203.6412 USD |
| Sale | 2,914 | 203.2085 USD |
| Sale | 3,234 | 202.3313 USD |
| Sale | 4,123 | 203.1743 USD |
| Sale | 5,009 | 202.5330 USD |
| Sale | 5,454 | 203.0394 USD |
| Sale | 6,000 | 204.5050 USD |
| Sale | 6,058 | 202.7131 USD |
| Sale | 6,124 | 201.9870 USD |
| Sale | 8,028 | 203.7918 USD |
| Sale | 8,939 | 203.5211 USD |
| Sale | 10,811 | 203.4300 USD |
| Sale | 12,405 | 202.9146 USD |
| Sale | 13,194 | 203.3932 USD |
| Sale | 19,211 | 203.4878 USD |
| Sale | 22,797 | 202.7465 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Long | 414 | 201.4985 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 1 Oct 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates |
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| |
| Put Options | Purchased | -106,599 | 214.5780 | European | Oct 20, 2020 |
| Put Options | Written | 106,599 | 214.5780 | European | Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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