Last checked at 11 Mar 2020 12:22
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 10 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,108,290 | 1.25% | 3,345,357 | 1.02% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,007,529 | 0.91% | 2,594,630 | 0.79% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 504,300 | 0.15% | 230,800 | 0.07% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
7,620,119 | 2.32% | 6,170,787 | 1.88% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 187.2600 USD |
| Purchase | 1 | 188.7600 USD |
| Purchase | 1 | 187.7500 USD |
| Purchase | 5 | 189.1300 USD |
| Purchase | 10 | 187.5010 USD |
| Purchase | 18 | 188.7700 USD |
| Purchase | 100 | 187.2800 USD |
| Purchase | 100 | 187.1800 USD |
| Purchase | 100 | 187.1100 USD |
| Purchase | 100 | 186.6900 USD |
| Purchase | 100 | 186.0400 USD |
| Purchase | 100 | 186.0700 USD |
| Purchase | 100 | 188.7975 USD |
| Purchase | 100 | 188.7250 USD |
| Purchase | 101 | 189.1000 USD |
| Purchase | 109 | 187.9650 USD |
| Purchase | 114 | 186.6200 USD |
| Purchase | 175 | 187.4242 USD |
| Purchase | 191 | 188.5987 USD |
| Purchase | 200 | 187.7050 USD |
| Purchase | 200 | 187.3200 USD |
| Purchase | 202 | 188.9900 USD |
| Purchase | 241 | 186.8562 USD |
| Purchase | 300 | 186.2716 USD |
| Purchase | 302 | 188.4176 USD |
| Purchase | 380 | 188.9605 USD |
| Purchase | 400 | 187.6025 USD |
| Purchase | 400 | 187.9625 USD |
| Purchase | 452 | 188.6374 USD |
| Purchase | 500 | 187.9940 USD |
| Purchase | 535 | 188.2317 USD |
| Purchase | 593 | 187.4607 USD |
| Purchase | 600 | 187.3550 USD |
| Purchase | 692 | 188.6676 USD |
| Purchase | 749 | 188.5850 USD |
| Purchase | 756 | 188.5181 USD |
| Purchase | 848 | 186.7708 USD |
| Purchase | 900 | 187.3611 USD |
| Purchase | 900 | 187.7077 USD |
| Purchase | 1,100 | 187.2777 USD |
| Purchase | 1,138 | 188.4807 USD |
| Purchase | 1,300 | 187.3223 USD |
| Purchase | 1,333 | 189.0046 USD |
| Purchase | 1,342 | 189.0465 USD |
| Purchase | 1,500 | 187.9365 USD |
| Purchase | 1,572 | 187.2759 USD |
| Purchase | 2,030 | 187.4526 USD |
| Purchase | 2,600 | 187.3634 USD |
| Purchase | 3,000 | 186.8626 USD |
| Purchase | 5,095 | 188.3912 USD |
| Purchase | 5,172 | 187.4326 USD |
| Purchase | 6,759 | 187.9140 USD |
| Purchase | 7,000 | 187.3802 USD |
| Purchase | 7,412 | 187.3298 USD |
| Purchase | 7,500 | 187.3704 USD |
| Purchase | 8,617 | 187.2296 USD |
| Purchase | 9,925 | 187.8375 USD |
| Purchase | 12,400 | 188.2030 USD |
| Purchase | 14,220 | 189.2100 USD |
| Purchase | 15,671 | 187.2990 USD |
| Purchase | 15,800 | 187.9834 USD |
| Purchase | 15,863 | 188.9908 USD |
| Purchase | 26,526 | 186.8876 USD |
| Purchase | 31,749 | 188.9071 USD |
| Purchase | 154,035 | 187.0407 USD |
| Sale | 2 | 185.5600 USD |
| Sale | 2 | 188.9100 USD |
| Sale | 49 | 186.7538 USD |
| Sale | 62 | 186.9200 USD |
| Sale | 62 | 189.2011 USD |
| Sale | 98 | 188.8300 USD |
| Sale | 100 | 186.7900 USD |
| Sale | 100 | 186.7600 USD |
| Sale | 100 | 186.3500 USD |
| Sale | 100 | 185.9900 USD |
| Sale | 114 | 186.6200 USD |
| Sale | 139 | 188.5800 USD |
| Sale | 175 | 188.6685 USD |
| Sale | 200 | 187.7000 USD |
| Sale | 200 | 187.3450 USD |
| Sale | 200 | 186.7650 USD |
| Sale | 213 | 188.0748 USD |
| Sale | 215 | 188.6974 USD |
| Sale | 256 | 187.4920 USD |
| Sale | 300 | 187.6566 USD |
| Sale | 300 | 188.9266 USD |
| Sale | 325 | 187.4520 USD |
| Sale | 400 | 186.7750 USD |
| Sale | 600 | 187.4050 USD |
| Sale | 648 | 188.3398 USD |
| Sale | 663 | 187.2730 USD |
| Sale | 800 | 188.1768 USD |
| Sale | 1,055 | 187.7869 USD |
| Sale | 1,090 | 187.6622 USD |
| Sale | 1,103 | 189.1247 USD |
| Sale | 1,200 | 187.4033 USD |
| Sale | 1,225 | 187.4076 USD |
| Sale | 1,288 | 187.4089 USD |
| Sale | 1,500 | 187.9365 USD |
| Sale | 1,838 | 188.4093 USD |
| Sale | 2,014 | 187.6799 USD |
| Sale | 2,983 | 188.6298 USD |
| Sale | 4,187 | 188.7077 USD |
| Sale | 4,500 | 187.6509 USD |
| Sale | 4,876 | 187.5446 USD |
| Sale | 7,100 | 188.1108 USD |
| Sale | 10,181 | 187.3864 USD |
| Sale | 11,836 | 187.0920 USD |
| Sale | 13,100 | 188.1741 USD |
| Sale | 14,400 | 188.0130 USD |
| Sale | 41,869 | 189.2100 USD |
| Sale | 50,682 | 187.0866 USD |
| Sale | 60,285 | 187.4301 USD |
| Sale | 76,557 | 187.8737 USD |
| Sale | 78,718 | 186.8731 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 2,000 | 188 USD | American | 20 Mar 2020 | 2.6500 USD |
| Call Option | Purchasing | 1,000 | 190 USD | American | 21 Aug 2020 | 7.8500 USD |
| Call Option | Purchasing | 100 | 195 USD | American | 13 Mar 2020 | 0.1200 USD |
| Call Option | Purchasing | 1,300 | 195 USD | American | 20 Mar 2020 | 0.6307 USD |
| Call Option | Selling | 1,000 | 205 USD | American | 15 Jan 2021 | 4.8500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 11 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,400 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
| Put Options | Written | 17,600 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,000 | 177.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,900 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,800 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 7,200 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 207.5000 | American | Apr 9, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 180.0000 | American | Mar 13, 2020 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 15,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 13, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 24,000 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 3,500 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 185.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,000 | 187.5000 | American | Mar 20, 2020 |
| Put Options | Written | 50,400 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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