Last checked at 17 Apr 2020 12:06
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FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 15 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,191,697 | 1.27% | 3,091,576 | 0.94% | ||
| Â | |||||
(2) | Derivatives (other than options): | ||||
3,660,945 | 1.11% | 2,844,446 | 0.86% | ||
| Â | |||||
(3) | Options and agreements to | ||||
| purchase/sell: | 229,500 | 0.07% | 159,200 | 0.05% | |
| Â | |||||
| TOTAL: | |||||
8,082,142 | 2.46% | 6,095,222 | 1.85% | ||
| Â | |||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
 (2) Derivatives (other than options) |  |  | ||||
 (3) Options and agreements to purchase/sell |  |  | ||||
Total | Â | Â | ||||
| Â | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 185.1900 USD |
Purchase | 1 | 187.0000 USD |
Purchase | 8 | 185.3500 USD |
Purchase | 13 | 185.0100 USD |
Purchase | 19 | 184.4700 USD |
Purchase | 100 | 185.5400 USD |
Purchase | 100 | 186.4200 USD |
Purchase | 100 | 186.1900 USD |
Purchase | 100 | 184.7700 USD |
Purchase | 100 | 185.9500 USD |
Purchase | 143 | 185.8942 USD |
Purchase | 200 | 186.4300 USD |
Purchase | 214 | 185.3823 USD |
Purchase | 300 | 186.2933 USD |
Purchase | 300 | 186.5066 USD |
Purchase | 300 | 184.7300 USD |
Purchase | 421 | 186.1772 USD |
Purchase | 437 | 184.0000 USD |
Purchase | 1,000 | 185.6220 USD |
Purchase | 1,236 | 186.1789 USD |
Purchase | 1,500 | 186.1990 USD |
Purchase | 1,540 | 186.1406 USD |
Purchase | 1,600 | 186.0375 USD |
Purchase | 6,458 | 185.6176 USD |
Purchase | 6,994 | 185.8831 USD |
Purchase | 9,859 | 186.3061 USD |
Purchase | 13,884 | 185.7100 USD |
Purchase | 14,566 | 184.9820 USD |
Purchase | 19,065 | 185.1564 USD |
Purchase | 28,508 | 186.0018 USD |
Purchase | 28,973 | 185.7825 USD |
Purchase | 35,500 | 185.8381 USD |
Sale | 2 | 186.0950 USD |
Sale | 8 | 185.3500 USD |
Sale | 8 | 185.2200 USD |
Sale | 13 | 185.0100 USD |
Sale | 13 | 186.5500 USD |
Sale | 19 | 184.4700 USD |
Sale | 75 | 185.1900 USD |
Sale | 100 | 185.1800 USD |
Sale | 100 | 185.0150 USD |
Sale | 100 | 186.5200 USD |
Sale | 100 | 185.6155 USD |
Sale | 181 | 186.3846 USD |
Sale | 201 | 185.1717 USD |
Sale | 204 | 185.8370 USD |
Sale | 214 | 185.3823 USD |
Sale | 275 | 185.5400 USD |
Sale | 280 | 186.2500 USD |
Sale | 300 | 186.0100 USD |
Sale | 300 | 186.3383 USD |
Sale | 307 | 186.1023 USD |
Sale | 331 | 186.3648 USD |
Sale | 384 | 185.3019 USD |
Sale | 394 | 185.1571 USD |
Sale | 400 | 186.7050 USD |
Sale | 437 | 184.0000 USD |
Sale | 443 | 186.0380 USD |
Sale | 533 | 185.1260 USD |
Sale | 620 | 186.2819 USD |
Sale | 899 | 186.1772 USD |
Sale | 900 | 185.6575 USD |
Sale | 1,096 | 186.3817 USD |
Sale | 1,361 | 185.0318 USD |
Sale | 1,408 | 185.3339 USD |
Sale | 2,652 | 185.0820 USD |
Sale | 3,394 | 185.1987 USD |
Sale | 3,408 | 185.2081 USD |
Sale | 3,921 | 185.2666 USD |
Sale | 4,498 | 186.3564 USD |
Sale | 5,768 | 185.3402 USD |
Sale | 6,300 | 185.0962 USD |
Sale | 7,757 | 184.7163 USD |
Sale | 12,308 | 185.7100 USD |
Sale | 27,900 | 185.9990 USD |
Sale | 32,100 | 185.9052 USD |
Sale | 46,065 | 185.7975 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
 |  |  |  |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 300 | 178 USD | American | 17 Apr 2020 | 5.1000 USD |
Put Option | Selling | 300 | 180 USD | American | 15 Jan 2021 | 10.2833 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
 |  |  |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
 |  |   |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | Â |
| If a connected EFM, state nature of connection | Â |
a
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 140.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 400 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 35,300 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,200 | 170.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 23,900 | 160.0000 | American | Apr 17, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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