Last checked at 10 Mar 2020 14:18
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FORM 8.3 - Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 06 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,051,609 | 1.23% | 3,283,978 | 1.00% | ||
| Â | |||||
(2) | Derivatives (other than options): | ||||
3,007,529 | 0.91% | 2,569,630 | 0.78% | ||
| Â | |||||
(3) | Options and agreements to | ||||
| purchase/sell: | 500,700 | 0.15% | 235,600 | 0.07% | |
| Â | |||||
| TOTAL: | |||||
7,559,838 | 2.30% | 6,089,208 | 1.85% | ||
| Â | |||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
 (2) Derivatives (other than options) |  |  | ||||
 (3) Options and agreements to purchase/sell |  |  | ||||
Total | Â | Â | ||||
| Â | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 191.6800 USD |
Purchase | 5 | 191.7800 USD |
Purchase | 6 | 190.3983 USD |
Purchase | 83 | 189.1700 USD |
Purchase | 99 | 189.0400 USD |
Purchase | 100 | 189.2100 USD |
Purchase | 100 | 191.8450 USD |
Purchase | 100 | 190.0600 USD |
Purchase | 100 | 191.1600 USD |
Purchase | 100 | 188.9600 USD |
Purchase | 137 | 189.1963 USD |
Purchase | 200 | 191.7000 USD |
Purchase | 200 | 189.1150 USD |
Purchase | 200 | 192.2200 USD |
Purchase | 200 | 190.2000 USD |
Purchase | 231 | 189.9413 USD |
Purchase | 300 | 189.9566 USD |
Purchase | 323 | 190.2823 USD |
Purchase | 464 | 189.0387 USD |
Purchase | 500 | 189.9770 USD |
Purchase | 504 | 191.2553 USD |
Purchase | 578 | 190.0196 USD |
Purchase | 600 | 190.5783 USD |
Purchase | 609 | 189.2700 USD |
Purchase | 700 | 190.9885 USD |
Purchase | 745 | 191.2128 USD |
Purchase | 800 | 190.0693 USD |
Purchase | 900 | 190.6100 USD |
Purchase | 1,000 | 189.2560 USD |
Purchase | 1,090 | 191.4588 USD |
Purchase | 1,300 | 190.0115 USD |
Purchase | 1,367 | 189.9719 USD |
Purchase | 1,495 | 189.0342 USD |
Purchase | 1,782 | 191.8669 USD |
Purchase | 1,979 | 191.5063 USD |
Purchase | 1,986 | 191.7664 USD |
Purchase | 1,988 | 190.6056 USD |
Purchase | 2,100 | 190.1152 USD |
Purchase | 2,332 | 189.1219 USD |
Purchase | 2,625 | 190.3153 USD |
Purchase | 2,783 | 189.1517 USD |
Purchase | 2,996 | 191.5668 USD |
Purchase | 3,000 | 189.0970 USD |
Purchase | 3,400 | 191.3250 USD |
Purchase | 3,453 | 189.9856 USD |
Purchase | 3,556 | 189.2191 USD |
Purchase | 4,067 | 189.9619 USD |
Purchase | 5,300 | 189.9941 USD |
Purchase | 9,184 | 191.2239 USD |
Purchase | 10,000 | 189.3300 USD |
Purchase | 10,000 | 191.0339 USD |
Purchase | 10,074 | 191.1852 USD |
Purchase | 11,934 | 191.9500 USD |
Purchase | 15,229 | 191.2462 USD |
Purchase | 25,000 | 191.2440 USD |
Purchase | 25,300 | 190.8845 USD |
Purchase | 28,930 | 191.2801 USD |
Purchase | 34,601 | 189.3808 USD |
Purchase | 40,500 | 191.6270 USD |
Purchase | 75,000 | 189.7945 USD |
Purchase | 82,949 | 190.9610 USD |
Purchase | 104,198 | 190.0000 USD |
Sale | 1 | 191.1800 USD |
Sale | 5 | 190.2420 USD |
Sale | 6 | 191.7633 USD |
Sale | 12 | 191.3233 USD |
Sale | 49 | 190.0100 USD |
Sale | 60 | 191.0200 USD |
Sale | 100 | 189.6800 USD |
Sale | 100 | 189.7400 USD |
Sale | 100 | 189.8050 USD |
Sale | 100 | 190.9500 USD |
Sale | 100 | 191.1100 USD |
Sale | 100 | 191.2500 USD |
Sale | 142 | 191.1586 USD |
Sale | 146 | 190.0567 USD |
Sale | 148 | 190.1899 USD |
Sale | 199 | 191.0000 USD |
Sale | 200 | 192.2200 USD |
Sale | 200 | 190.8200 USD |
Sale | 200 | 190.6550 USD |
Sale | 202 | 191.0897 USD |
Sale | 237 | 191.0604 USD |
Sale | 242 | 191.0600 USD |
Sale | 251 | 190.0805 USD |
Sale | 300 | 190.4033 USD |
Sale | 300 | 191.6033 USD |
Sale | 300 | 191.0700 USD |
Sale | 331 | 191.3680 USD |
Sale | 358 | 191.0404 USD |
Sale | 400 | 191.1400 USD |
Sale | 412 | 189.2700 USD |
Sale | 431 | 191.1099 USD |
Sale | 480 | 191.0108 USD |
Sale | 552 | 190.5627 USD |
Sale | 641 | 191.0958 USD |
Sale | 717 | 190.3681 USD |
Sale | 724 | 189.5715 USD |
Sale | 900 | 190.6100 USD |
Sale | 900 | 191.0330 USD |
Sale | 923 | 190.7940 USD |
Sale | 1,032 | 191.2487 USD |
Sale | 1,100 | 191.0827 USD |
Sale | 1,200 | 191.0933 USD |
Sale | 1,297 | 191.0338 USD |
Sale | 1,300 | 191.1348 USD |
Sale | 1,431 | 190.8046 USD |
Sale | 1,436 | 190.8801 USD |
Sale | 1,514 | 191.6411 USD |
Sale | 1,571 | 191.1237 USD |
Sale | 1,582 | 191.0390 USD |
Sale | 1,600 | 191.0918 USD |
Sale | 1,894 | 191.4240 USD |
Sale | 1,986 | 191.7664 USD |
Sale | 2,100 | 191.0071 USD |
Sale | 2,862 | 191.0440 USD |
Sale | 3,023 | 191.0886 USD |
Sale | 3,200 | 191.3671 USD |
Sale | 3,400 | 191.3250 USD |
Sale | 4,700 | 191.2357 USD |
Sale | 5,000 | 190.4104 USD |
Sale | 5,828 | 191.2185 USD |
Sale | 6,039 | 190.7563 USD |
Sale | 6,711 | 190.5274 USD |
Sale | 7,027 | 191.5254 USD |
Sale | 9,348 | 190.6233 USD |
Sale | 12,354 | 191.9500 USD |
Sale | 21,200 | 191.0074 USD |
Sale | 21,633 | 190.5636 USD |
Sale | 23,900 | 191.2469 USD |
Sale | 25,047 | 189.4950 USD |
Sale | 33,001 | 189.3300 USD |
Sale | 39,277 | 191.3521 USD |
Sale | 51,561 | 189.6532 USD |
Sale | 51,999 | 189.9999 USD |
Sale | 82,834 | 191.4565 USD |
Sale | 103,998 | 190.0000 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Short | 0 | TRANSFER |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 200 | 190 USD | American | 6 Mar 2020 | 1.1800 USD |
Call Option | Purchasing | 100 | 198 USD | American | 24 Apr 2020 | 2.5000 USD |
Call Option | Selling | 200 | 198 USD | American | 6 Mar 2020 | 0.0800 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
 |  |  |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
 |  |   |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 10 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | Â |
| If a connected EFM, state nature of connection | Â |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 187.5000 | American | Mar 6, 2020 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
Put Options | Written | 3,800 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,200 | 200.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 15,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 197.5000 | American | Mar 6, 2020 |
Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,500 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 24,100 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -6,500 | 190.0000 | American | Mar 6, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 190.0000 | American | Mar 6, 2020 |
Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 50,400 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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