Last checked at 5 Feb 2020 11:55
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,197,363 | 1.28% | 3,426,516 | 1.04% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,347,027 | 1.02% | 2,571,455 | 0.78% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 529,700 | 0.16% | 278,300 | 0.08% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
8,074,090 | 2.46% | 6,276,271 | 1.91% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 190.2000 USD |
| Purchase | 1 | 190.5300 USD |
| Purchase | 3 | 190.0833 USD |
| Purchase | 36 | 189.6700 USD |
| Purchase | 44 | 189.8819 USD |
| Purchase | 58 | 190.3700 USD |
| Purchase | 76 | 190.1896 USD |
| Purchase | 80 | 190.2600 USD |
| Purchase | 100 | 190.4300 USD |
| Purchase | 100 | 190.4800 USD |
| Purchase | 100 | 190.2800 USD |
| Purchase | 100 | 190.5200 USD |
| Purchase | 100 | 190.1400 USD |
| Purchase | 100 | 190.3850 USD |
| Purchase | 100 | 189.9100 USD |
| Purchase | 100 | 190.5700 USD |
| Purchase | 105 | 190.4335 USD |
| Purchase | 200 | 190.4700 USD |
| Purchase | 200 | 190.3650 USD |
| Purchase | 200 | 190.2750 USD |
| Purchase | 200 | 190.2650 USD |
| Purchase | 200 | 190.3950 USD |
| Purchase | 231 | 190.2615 USD |
| Purchase | 300 | 190.2700 USD |
| Purchase | 320 | 190.0962 USD |
| Purchase | 500 | 190.2180 USD |
| Purchase | 900 | 190.1933 USD |
| Purchase | 927 | 190.1741 USD |
| Purchase | 1,006 | 190.2021 USD |
| Purchase | 1,100 | 190.2902 USD |
| Purchase | 1,438 | 190.2187 USD |
| Purchase | 1,643 | 190.1803 USD |
| Purchase | 1,781 | 190.1617 USD |
| Purchase | 1,882 | 190.1792 USD |
| Purchase | 2,516 | 189.8019 USD |
| Purchase | 3,880 | 190.2234 USD |
| Purchase | 5,393 | 190.2130 USD |
| Purchase | 5,500 | 190.3064 USD |
| Purchase | 6,991 | 190.1600 USD |
| Purchase | 7,981 | 190.1692 USD |
| Purchase | 8,494 | 190.1115 USD |
| Purchase | 24,650 | 190.1937 USD |
| Purchase | 53,053 | 190.2328 USD |
| Sale | 1 | 190.2000 USD |
| Sale | 3 | 190.2433 USD |
| Sale | 9 | 190.3666 USD |
| Sale | 20 | 190.1100 USD |
| Sale | 21 | 190.2257 USD |
| Sale | 21 | 190.1140 USD |
| Sale | 22 | 190.3122 USD |
| Sale | 32 | 190.2518 USD |
| Sale | 58 | 190.3700 USD |
| Sale | 58 | 190.2312 USD |
| Sale | 69 | 189.6700 USD |
| Sale | 76 | 190.1896 USD |
| Sale | 100 | 189.9800 USD |
| Sale | 100 | 190.2850 USD |
| Sale | 100 | 190.3250 USD |
| Sale | 100 | 190.3850 USD |
| Sale | 100 | 190.4300 USD |
| Sale | 100 | 190.5700 USD |
| Sale | 104 | 190.1300 USD |
| Sale | 107 | 190.2107 USD |
| Sale | 200 | 189.6358 USD |
| Sale | 200 | 190.0625 USD |
| Sale | 229 | 190.1847 USD |
| Sale | 241 | 190.0400 USD |
| Sale | 300 | 190.0050 USD |
| Sale | 378 | 190.1671 USD |
| Sale | 417 | 190.1448 USD |
| Sale | 552 | 190.1164 USD |
| Sale | 600 | 190.1866 USD |
| Sale | 900 | 190.1933 USD |
| Sale | 900 | 190.3408 USD |
| Sale | 1,427 | 190.1688 USD |
| Sale | 1,471 | 190.2081 USD |
| Sale | 1,619 | 190.1229 USD |
| Sale | 1,731 | 190.1286 USD |
| Sale | 2,143 | 190.2181 USD |
| Sale | 2,187 | 189.7452 USD |
| Sale | 2,200 | 190.3695 USD |
| Sale | 2,343 | 190.2660 USD |
| Sale | 2,354 | 190.2841 USD |
| Sale | 2,858 | 190.1821 USD |
| Sale | 3,000 | 190.2902 USD |
| Sale | 3,600 | 190.3451 USD |
| Sale | 4,927 | 190.1026 USD |
| Sale | 5,453 | 190.2586 USD |
| Sale | 5,952 | 190.2965 USD |
| Sale | 6,603 | 190.1600 USD |
| Sale | 6,613 | 190.2203 USD |
| Sale | 10,078 | 190.2240 USD |
| Sale | 11,443 | 190.2768 USD |
| Sale | 15,498 | 190.2376 USD |
| Sale | 41,994 | 190.1925 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
| ||||
relates |
|
| ||||
| Put Option | Purchasing | 300 | 190 USD | American | 19 Jun 2020 | 5.5500 USD |
| Put Option | Purchasing | 200 | 190 USD | American | 21 Aug 2020 | 6.5000 USD |
| Put Option | Selling | 500 | 140 USD | American | 15 Jan 2021 | 1.2000 USD |
| Put Option | Selling | 1,000 | 145 USD | American | 20 Mar 2020 | 0.4000 USD |
| Put Option | Selling | 500 | 190 USD | American | 20 Mar 2020 | 5.1500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
| |||
| or derivative |
| |||
| relates |
| |||
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,400 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,000 | 145.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,600 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,500 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 185.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,100 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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