Last checked at 6 Mar 2020 12:20
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 05 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,067,837 | 1.24% | 3,280,952 | 1.00% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,017,027 | 0.92% | 2,579,128 | 0.78% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 500,500 | 0.15% | 235,500 | 0.07% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
7,585,364 | 2.31% | 6,095,580 | 1.85% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 194.3600 USD |
| Purchase | 1 | 194.7500 USD |
| Purchase | 1 | 195.0500 USD |
| Purchase | 2 | 193.6200 USD |
| Purchase | 2 | 193.0425 USD |
| Purchase | 3 | 193.3766 USD |
| Purchase | 5 | 194.0480 USD |
| Purchase | 5 | 193.8280 USD |
| Purchase | 10 | 193.8210 USD |
| Purchase | 15 | 193.4200 USD |
| Purchase | 25 | 194.0400 USD |
| Purchase | 100 | 192.8300 USD |
| Purchase | 100 | 194.0600 USD |
| Purchase | 100 | 193.3900 USD |
| Purchase | 100 | 193.2800 USD |
| Purchase | 100 | 193.7400 USD |
| Purchase | 100 | 192.8100 USD |
| Purchase | 100 | 193.5800 USD |
| Purchase | 100 | 192.7900 USD |
| Purchase | 100 | 193.5950 USD |
| Purchase | 110 | 193.4254 USD |
| Purchase | 112 | 194.7778 USD |
| Purchase | 125 | 192.4880 USD |
| Purchase | 132 | 192.9340 USD |
| Purchase | 166 | 193.9338 USD |
| Purchase | 200 | 193.1400 USD |
| Purchase | 200 | 193.6900 USD |
| Purchase | 200 | 193.5412 USD |
| Purchase | 200 | 193.0450 USD |
| Purchase | 300 | 193.0616 USD |
| Purchase | 300 | 192.8333 USD |
| Purchase | 331 | 193.3491 USD |
| Purchase | 400 | 194.2925 USD |
| Purchase | 500 | 193.6360 USD |
| Purchase | 531 | 193.3095 USD |
| Purchase | 542 | 193.3742 USD |
| Purchase | 608 | 192.7675 USD |
| Purchase | 741 | 193.0956 USD |
| Purchase | 900 | 194.1707 USD |
| Purchase | 900 | 193.8005 USD |
| Purchase | 915 | 193.3129 USD |
| Purchase | 1,265 | 193.0996 USD |
| Purchase | 1,301 | 192.6774 USD |
| Purchase | 1,681 | 193.5310 USD |
| Purchase | 1,700 | 193.6082 USD |
| Purchase | 2,800 | 193.8800 USD |
| Purchase | 3,300 | 194.2100 USD |
| Purchase | 4,065 | 192.8897 USD |
| Purchase | 4,772 | 193.9316 USD |
| Purchase | 12,300 | 193.4676 USD |
| Purchase | 12,985 | 192.9967 USD |
| Purchase | 14,355 | 193.1816 USD |
| Purchase | 14,844 | 192.8900 USD |
| Purchase | 17,600 | 193.5464 USD |
| Purchase | 18,564 | 193.1013 USD |
| Purchase | 25,000 | 193.2234 USD |
| Purchase | 35,759 | 193.7217 USD |
| Purchase | 50,000 | 194.3207 USD |
| Sale | 1 | 192.3800 USD |
| Sale | 4 | 194.1900 USD |
| Sale | 25 | 194.0400 USD |
| Sale | 50 | 194.2900 USD |
| Sale | 100 | 192.8700 USD |
| Sale | 100 | 192.9300 USD |
| Sale | 100 | 192.9900 USD |
| Sale | 100 | 193.1500 USD |
| Sale | 100 | 193.6900 USD |
| Sale | 100 | 193.7500 USD |
| Sale | 100 | 194.3537 USD |
| Sale | 100 | 194.9000 USD |
| Sale | 100 | 194.9900 USD |
| Sale | 230 | 193.9769 USD |
| Sale | 300 | 193.1726 USD |
| Sale | 315 | 193.2253 USD |
| Sale | 320 | 193.2185 USD |
| Sale | 355 | 192.9427 USD |
| Sale | 400 | 194.4025 USD |
| Sale | 425 | 193.1898 USD |
| Sale | 574 | 193.8778 USD |
| Sale | 599 | 194.3118 USD |
| Sale | 600 | 193.2450 USD |
| Sale | 800 | 194.1506 USD |
| Sale | 800 | 194.2993 USD |
| Sale | 800 | 193.2412 USD |
| Sale | 807 | 193.2177 USD |
| Sale | 1,000 | 193.2096 USD |
| Sale | 1,075 | 193.2248 USD |
| Sale | 1,160 | 193.7287 USD |
| Sale | 1,742 | 193.5778 USD |
| Sale | 1,749 | 194.0378 USD |
| Sale | 1,800 | 193.2227 USD |
| Sale | 2,025 | 194.1262 USD |
| Sale | 2,200 | 193.2350 USD |
| Sale | 2,434 | 193.3123 USD |
| Sale | 2,500 | 194.2990 USD |
| Sale | 2,500 | 193.9046 USD |
| Sale | 2,687 | 194.3807 USD |
| Sale | 2,749 | 193.5604 USD |
| Sale | 2,868 | 193.5751 USD |
| Sale | 2,900 | 193.5187 USD |
| Sale | 2,934 | 193.4475 USD |
| Sale | 3,146 | 193.8472 USD |
| Sale | 3,300 | 194.2100 USD |
| Sale | 3,595 | 194.3627 USD |
| Sale | 4,282 | 194.4373 USD |
| Sale | 4,288 | 193.7602 USD |
| Sale | 4,916 | 194.1762 USD |
| Sale | 5,200 | 194.2338 USD |
| Sale | 5,794 | 193.2133 USD |
| Sale | 6,683 | 193.6530 USD |
| Sale | 7,363 | 193.8211 USD |
| Sale | 7,438 | 193.2240 USD |
| Sale | 10,611 | 193.7153 USD |
| Sale | 11,212 | 194.3829 USD |
| Sale | 11,483 | 194.3349 USD |
| Sale | 12,200 | 193.5501 USD |
| Sale | 14,503 | 192.8900 USD |
| Sale | 15,100 | 193.4871 USD |
| Sale | 21,365 | 193.1304 USD |
| Sale | 32,720 | 193.0663 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
|
| paid/ |
| varying etc | to which |
|
|
| received |
|
| option |
|
|
|
|
|
| relates |
|
|
|
|
Call Option | Purchasing | 400 | 203 USD | American | 20 Mar 2020 | 0.2000 USD |
Call Option | Selling | 400 | 195 USD | American | 20 Mar 2020 | 2.7500 USD |
Put Option | Selling | 100 | 140 USD | American | 21 Aug 2020 | 0.9000 USD |
Put Option | Selling | 100 | 145 USD | American | 17 Apr 2020 | 0.7200 USD |
Put Option | Selling | 19,200 | 150 USD | American | 20 Mar 2020 | 0.3518 USD |
Put Option | Selling | 100 | 150 USD | American | 17 Apr 2020 | 0.8000 USD |
Put Option | Selling | 200 | 155 USD | American | 17 Apr 2020 | 1.0100 USD |
Put Option | Selling | 100 | 165 USD | American | 20 Mar 2020 | 0.5500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates |
| |||
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 197.5000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 187.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,200 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 15,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Put Options | Written | 24,100 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,500 | 190.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
| Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
| Put Options | Written | 50,400 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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