Last checked at 17 Apr 2020 10:52
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 16 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,193,225 | 1.27% | 3,097,292 | 0.94% | ||
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|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,887,345 | 0.88% | 3,122,746 | 0.95% | ||
|
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|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 228,600 | 0.07% | 159,200 | 0.05% | |
|
|
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| ||
(4) | TOTAL: |
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|
|
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7,309,170 | 2.22% | 6,379,238 | 1.94% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
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| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 8 | 185.3200 USD |
| Purchase | 50 | 186.5600 USD |
| Purchase | 60 | 186.3000 USD |
| Purchase | 75 | 186.5833 USD |
| Purchase | 99 | 187.2700 USD |
| Purchase | 100 | 185.6100 USD |
| Purchase | 100 | 185.7200 USD |
| Purchase | 100 | 186.5300 USD |
| Purchase | 100 | 186.5290 USD |
| Purchase | 100 | 185.5700 USD |
| Purchase | 100 | 185.3600 USD |
| Purchase | 100 | 185.3100 USD |
| Purchase | 100 | 185.3000 USD |
| Purchase | 100 | 186.5000 USD |
| Purchase | 100 | 186.7400 USD |
| Purchase | 100 | 186.4500 USD |
| Purchase | 130 | 185.1254 USD |
| Purchase | 131 | 186.0914 USD |
| Purchase | 165 | 186.2500 USD |
| Purchase | 169 | 186.2118 USD |
| Purchase | 200 | 185.5300 USD |
| Purchase | 200 | 185.2900 USD |
| Purchase | 275 | 185.2654 USD |
| Purchase | 300 | 186.5966 USD |
| Purchase | 400 | 186.0175 USD |
| Purchase | 400 | 186.0725 USD |
| Purchase | 400 | 186.5925 USD |
| Purchase | 400 | 186.6675 USD |
| Purchase | 479 | 185.3131 USD |
| Purchase | 500 | 185.2520 USD |
| Purchase | 530 | 185.3956 USD |
| Purchase | 648 | 186.3807 USD |
| Purchase | 648 | 186.3808 USD |
| Purchase | 775 | 186.5935 USD |
| Purchase | 800 | 186.5831 USD |
| Purchase | 900 | 186.5955 USD |
| Purchase | 900 | 185.7700 USD |
| Purchase | 1,038 | 186.2387 USD |
| Purchase | 1,138 | 185.2985 USD |
| Purchase | 1,200 | 185.2641 USD |
| Purchase | 1,279 | 185.7993 USD |
| Purchase | 1,300 | 185.2746 USD |
| Purchase | 1,600 | 186.5962 USD |
| Purchase | 1,700 | 186.4008 USD |
| Purchase | 1,800 | 186.6000 USD |
| Purchase | 1,800 | 186.3613 USD |
| Purchase | 2,767 | 185.1900 USD |
| Purchase | 3,700 | 185.9777 USD |
| Purchase | 3,956 | 185.4336 USD |
| Purchase | 5,102 | 185.7448 USD |
| Purchase | 6,002 | 185.7637 USD |
| Purchase | 6,427 | 186.0973 USD |
| Purchase | 9,177 | 186.0643 USD |
| Purchase | 9,583 | 186.4948 USD |
| Purchase | 10,944 | 185.4557 USD |
| Purchase | 12,930 | 185.1924 USD |
| Purchase | 39,600 | 186.0881 USD |
| Purchase | 48,000 | 186.1549 USD |
| Purchase | 117,924 | 185.2924 USD |
| Sale | 30 | 185.1100 USD |
| Sale | 40 | 186.3400 USD |
| Sale | 50 | 185.3100 USD |
| Sale | 59 | 185.8800 USD |
| Sale | 60 | 186.3000 USD |
| Sale | 89 | 185.3700 USD |
| Sale | 100 | 186.3950 USD |
| Sale | 100 | 185.6000 USD |
| Sale | 100 | 185.3400 USD |
| Sale | 100 | 185.3900 USD |
| Sale | 100 | 186.3700 USD |
| Sale | 300 | 185.7000 USD |
| Sale | 300 | 186.6050 USD |
| Sale | 344 | 186.2688 USD |
| Sale | 388 | 185.5544 USD |
| Sale | 396 | 185.6403 USD |
| Sale | 442 | 186.0949 USD |
| Sale | 448 | 186.3800 USD |
| Sale | 500 | 185.4100 USD |
| Sale | 600 | 186.5908 USD |
| Sale | 600 | 185.3016 USD |
| Sale | 648 | 186.3807 USD |
| Sale | 678 | 185.5126 USD |
| Sale | 700 | 185.5807 USD |
| Sale | 880 | 185.4766 USD |
| Sale | 1,227 | 185.1900 USD |
| Sale | 1,230 | 185.5074 USD |
| Sale | 1,400 | 186.3530 USD |
| Sale | 4,522 | 186.7162 USD |
| Sale | 4,856 | 185.5663 USD |
| Sale | 5,000 | 185.2791 USD |
| Sale | 5,086 | 186.2394 USD |
| Sale | 5,522 | 185.4012 USD |
| Sale | 5,635 | 185.9610 USD |
| Sale | 6,002 | 185.7637 USD |
| Sale | 6,002 | 185.7638 USD |
| Sale | 7,700 | 185.9537 USD |
| Sale | 12,000 | 186.5914 USD |
| Sale | 13,030 | 185.1919 USD |
| Sale | 32,500 | 186.0983 USD |
| Sale | 37,500 | 186.0688 USD |
| Sale | 140,545 | 185.4146 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Purchasing | 500 | 140 USD | American | 19 Jun 2020 | 1.0000 USD |
| Put Option | Purchasing | 400 | 165 USD | American | 19 Jun 2020 | 2.3700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 140.0000 | American | May 15, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 34,800 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,200 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Written | 23,900 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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