Last checked at 30 Dec 2019 09:48
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 27 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
3,152,899 | 0.21% | 5,280,735 | 0.36% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
5,205,856 | 0.35% | 474,700 | 0.03% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,604,300 | 0.18% | 1,168,600 | 0.08% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
10,963,055 | 0.74% | 6,924,035 | 0.47% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 30 | 89.1100 USD |
| Purchase | 50 | 89.2500 USD |
| Purchase | 100 | 89.0000 USD |
| Purchase | 100 | 89.0300 USD |
| Purchase | 100 | 89.1200 USD |
| Purchase | 100 | 89.2400 USD |
| Purchase | 101 | 89.0994 USD |
| Purchase | 122 | 89.0500 USD |
| Purchase | 148 | 89.2283 USD |
| Purchase | 195 | 89.4400 USD |
| Purchase | 199 | 88.9846 USD |
| Purchase | 200 | 89.3850 USD |
| Purchase | 229 | 89.1314 USD |
| Purchase | 239 | 89.0560 USD |
| Purchase | 300 | 89.0800 USD |
| Purchase | 300 | 89.2216 USD |
| Purchase | 301 | 89.0200 USD |
| Purchase | 350 | 89.0242 USD |
| Purchase | 500 | 89.0610 USD |
| Purchase | 600 | 89.2749 USD |
| Purchase | 664 | 89.8300 USD |
| Purchase | 794 | 89.0331 USD |
| Purchase | 885 | 89.3939 USD |
| Purchase | 900 | 89.0288 USD |
| Purchase | 900 | 89.0733 USD |
| Purchase | 933 | 89.1143 USD |
| Purchase | 936 | 89.0576 USD |
| Purchase | 969 | 89.0772 USD |
| Purchase | 1,000 | 89.0985 USD |
| Purchase | 1,000 | 89.1370 USD |
| Purchase | 1,271 | 89.1198 USD |
| Purchase | 1,300 | 89.1653 USD |
| Purchase | 2,221 | 89.1075 USD |
| Purchase | 2,851 | 89.0623 USD |
| Purchase | 2,870 | 89.1146 USD |
| Purchase | 2,999 | 89.2144 USD |
| Purchase | 3,000 | 89.1400 USD |
| Purchase | 3,000 | 89.2611 USD |
| Purchase | 3,100 | 89.1600 USD |
| Purchase | 3,499 | 89.1614 USD |
| Purchase | 4,200 | 89.1052 USD |
| Purchase | 6,200 | 89.2078 USD |
| Purchase | 6,602 | 89.1688 USD |
| Purchase | 7,106 | 89.1882 USD |
| Purchase | 8,949 | 89.1668 USD |
| Purchase | 12,200 | 89.1719 USD |
| Purchase | 13,000 | 89.1771 USD |
| Purchase | 15,496 | 89.3440 USD |
| Purchase | 15,518 | 89.2024 USD |
| Purchase | 17,696 | 89.8500 USD |
| Purchase | 20,698 | 89.2746 USD |
| Purchase | 32,968 | 89.2000 USD |
| Purchase | 35,830 | 89.1855 USD |
| Purchase | 57,527 | 89.2706 USD |
| Purchase | 99,945 | 89.2118 USD |
| Sale | 61 | 89.1300 USD |
| Sale | 82 | 89.7000 USD |
| Sale | 100 | 89.0000 USD |
| Sale | 185 | 89.3358 USD |
| Sale | 200 | 89.1900 USD |
| Sale | 215 | 89.1565 USD |
| Sale | 218 | 89.2091 USD |
| Sale | 220 | 89.2300 USD |
| Sale | 300 | 89.2250 USD |
| Sale | 300 | 89.2216 USD |
| Sale | 300 | 90.0180 USD |
| Sale | 318 | 89.3636 USD |
| Sale | 559 | 89.2837 USD |
| Sale | 583 | 89.4266 USD |
| Sale | 665 | 89.1806 USD |
| Sale | 712 | 89.2342 USD |
| Sale | 1,000 | 89.1370 USD |
| Sale | 1,000 | 89.0985 USD |
| Sale | 1,579 | 89.2066 USD |
| Sale | 1,700 | 89.1558 USD |
| Sale | 1,892 | 89.2525 USD |
| Sale | 2,046 | 89.2505 USD |
| Sale | 2,202 | 89.2075 USD |
| Sale | 2,800 | 89.1600 USD |
| Sale | 3,000 | 89.1400 USD |
| Sale | 3,342 | 89.0569 USD |
| Sale | 3,800 | 89.3494 USD |
| Sale | 4,700 | 89.2136 USD |
| Sale | 5,300 | 89.1128 USD |
| Sale | 6,000 | 89.2400 USD |
| Sale | 6,400 | 89.1577 USD |
| Sale | 12,990 | 89.0768 USD |
| Sale | 15,066 | 89.2036 USD |
| Sale | 15,496 | 89.3440 USD |
| Sale | 17,170 | 89.2639 USD |
| Sale | 17,696 | 89.8500 USD |
| Sale | 36,187 | 89.2537 USD |
| Sale | 54,137 | 89.2000 USD |
| Sale | 71,180 | 89.2133 USD |
| Sale | 73,958 | 89.2087 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 2,200 | 85 USD | American | 21 Feb 2020 | 5.4500 USD |
| Call Option | Purchasing | 200 | 89 USD | American | 10 Jan 2020 | 1.5000 USD |
| Call Option | Purchasing | 2,000 | 90 USD | American | 17 Jan 2020 | 1.3635 USD |
| Call Option | Purchasing | 100 | 91 USD | American | 10 Jan 2020 | 0.6600 USD |
| Call Option | Purchasing | 100 | 92 USD | American | 17 Jan 2020 | 0.6000 USD |
| Call Option | Purchasing | 300 | 95 USD | American | 18 Sep 2020 | 4.3000 USD |
| Call Option | Purchasing | 2,900 | 105 USD | American | 19 Jun 2020 | 0.9300 USD |
| Call Option | Selling | 100 | 75 USD | American | 17 Jan 2020 | 14.3900 USD |
| Call Option | Selling | 200 | 80 USD | American | 17 Jan 2020 | 9.6100 USD |
| Call Option | Selling | 200 | 88 USD | American | 10 Jan 2020 | 2.1400 USD |
| Call Option | Selling | 1,400 | 90 USD | American | 27 Dec 2019 | 0.1357 USD |
| Call Option | Selling | 300 | 91 USD | American | 3 Jan 2020 | 0.2900 USD |
| Call Option | Selling | 2,800 | 94 USD | American | 31 Jan 2020 | 0.8300 USD |
| Call Option | Selling | 2,900 | 98 USD | American | 17 Jan 2020 | 0.0700 USD |
| Put Option | Purchasing | 6,000 | 73 USD | American | 21 Feb 2020 | 0.2800 USD |
| Put Option | Purchasing | 5,100 | 78 USD | American | 21 Feb 2020 | 0.6200 USD |
| Put Option | Purchasing | 500 | 80 USD | American | 21 Feb 2020 | 0.9380 USD |
| Put Option | Purchasing | 400 | 87 USD | American | 10 Jan 2020 | 0.5900 USD |
| Put Option | Purchasing | 700 | 87 USD | American | 10 Jan 2020 | 0.5914 USD |
| Put Option | Purchasing | 200 | 88 USD | American | 3 Jan 2020 | 0.2900 USD |
| Put Option | Purchasing | 1,500 | 89 USD | American | 27 Dec 2019 | 0.1900 USD |
| Put Option | Purchasing | 100 | 89 USD | American | 3 Jan 2020 | 0.7500 USD |
| Put Option | Purchasing | 500 | 89 USD | American | 17 Jan 2020 | 2.3100 USD |
| Put Option | Purchasing | 2,000 | 90 USD | American | 10 Jan 2020 | 1.8000 USD |
| Put Option | Purchasing | 2,000 | 90 USD | American | 17 Jan 2020 | 3.0000 USD |
| Put Option | Purchasing | 1,700 | 90 USD | American | 18 Sep 2020 | 8.8500 USD |
| Put Option | Purchasing | 400 | 95 USD | American | 7 Feb 2020 | 7.1000 USD |
| Put Option | Purchasing | 1,200 | 95 USD | American | 7 Feb 2020 | 7.5000 USD |
| Put Option | Purchasing | 15,400 | 95 USD | American | 21 Feb 2020 | 7.7444 USD |
| Put Option | Selling | 200 | 38 USD | American | 21 Jan 2022 | 0.9600 USD |
| Put Option | Selling | 100 | 63 USD | American | 15 May 2020 | 0.3600 USD |
| Put Option | Selling | 10,400 | 70 USD | American | 21 Feb 2020 | 0.1600 USD |
| Put Option | Selling | 1,700 | 70 USD | American | 15 May 2020 | 0.8100 USD |
| Put Option | Selling | 5,200 | 75 USD | American | 21 Feb 2020 | 0.4215 USD |
| Put Option | Selling | 1,100 | 80 USD | American | 10 Jan 2020 | 0.0663 USD |
| Put Option | Selling | 500 | 87 USD | American | 17 Jan 2020 | 1.3900 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 1,900 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 11,500 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 85.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,300 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 13,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 4,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 94.0000 | American | Jan 3, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -48,300 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -11,700 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 92.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 89.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 91.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 284,400 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,700 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 83.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,200 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 700 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Written | 500 | 87.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,000 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -300 | 86.0000 | American | Jan 10, 2020 |
| Call Options | Written | -5,900 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -800 | 90.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 89.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 2,300 | 80.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 92.0000 | American | Jan 3, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 15,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 22,600 | 91.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -800 | 87.5000 | American | Jan 3, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -8,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 86.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,400 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,100 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 800 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 93.5000 | American | Jan 3, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,200 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,000 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -500 | 86.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -11,900 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,500 | 92.0000 | American | Dec 27, 2019 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 87.0000 | American | Jan 10, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 24,900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 300 | 91.0000 | American | Jan 10, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,400 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 88.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 11,700 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 86.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,600 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 84.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 23,000 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 86.5000 | American | Dec 27, 2019 |
| Put Options | Written | 29,600 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 23,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,900 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 8,900 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,200 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 86.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,500 | 83.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Dec 27, 2019 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Written | 19,500 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 93.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 91.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -1,000 | 89.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -4,000 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,400 | 91.0000 | American | Dec 27, 2019 |
| Call Options | Written | -10,800 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -10,900 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -15,400 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 90.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,800 | 91.0000 | American | Jan 3, 2020 |
| Call Options | Written | -300 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 87.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 16,200 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,000 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 400 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 86.5000 | American | Dec 27, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -11,800 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,300 | 86.5000 | American | Jan 10, 2020 |
| Call Options | Written | -3,800 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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