Last checked at 4 Dec 2019 12:16
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,467,179 | 0.17% | 4,991,477 | 0.34% | ||
(2) | Derivatives (other than options): | ||||
4,998,545 | 0.34% | 474,700 | 0.03% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,506,900 | 0.17% | 898,900 | 0.06% | |
| TOTAL: | |||||
9,972,624 | 0.67% | 6,365,077 | 0.43% | ||
| |||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 85.9900 USD |
| Purchase | 51 | 85.8400 USD |
| Purchase | 100 | 85.7550 USD |
| Purchase | 100 | 86.1700 USD |
| Purchase | 100 | 86.0300 USD |
| Purchase | 100 | 86.0700 USD |
| Purchase | 110 | 85.9400 USD |
| Purchase | 200 | 86.0600 USD |
| Purchase | 200 | 85.8000 USD |
| Purchase | 200 | 85.9850 USD |
| Purchase | 200 | 85.7450 USD |
| Purchase | 203 | 86.1010 USD |
| Purchase | 209 | 85.8484 USD |
| Purchase | 224 | 85.9967 USD |
| Purchase | 293 | 85.8580 USD |
| Purchase | 295 | 86.0293 USD |
| Purchase | 300 | 85.9300 USD |
| Purchase | 323 | 86.0041 USD |
| Purchase | 333 | 85.9498 USD |
| Purchase | 380 | 85.9388 USD |
| Purchase | 400 | 86.0012 USD |
| Purchase | 406 | 85.9437 USD |
| Purchase | 440 | 86.1729 USD |
| Purchase | 513 | 85.9263 USD |
| Purchase | 600 | 86.1674 USD |
| Purchase | 600 | 86.0100 USD |
| Purchase | 600 | 85.9641 USD |
| Purchase | 600 | 85.9529 USD |
| Purchase | 700 | 85.7900 USD |
| Purchase | 1,100 | 85.9200 USD |
| Purchase | 1,129 | 85.8476 USD |
| Purchase | 1,233 | 86.0451 USD |
| Purchase | 1,338 | 85.9684 USD |
| Purchase | 1,514 | 85.9837 USD |
| Purchase | 1,960 | 85.8799 USD |
| Purchase | 2,139 | 85.9675 USD |
| Purchase | 2,204 | 85.9543 USD |
| Purchase | 2,600 | 86.0645 USD |
| Purchase | 3,833 | 85.9699 USD |
| Purchase | 4,169 | 85.8926 USD |
| Purchase | 4,630 | 85.8929 USD |
| Purchase | 4,810 | 85.8728 USD |
| Purchase | 6,513 | 85.8549 USD |
| Purchase | 6,900 | 85.8888 USD |
| Purchase | 7,700 | 85.8961 USD |
| Purchase | 11,000 | 85.9140 USD |
| Purchase | 11,823 | 85.9501 USD |
| Purchase | 18,326 | 85.9231 USD |
| Purchase | 23,912 | 85.9059 USD |
| Purchase | 32,913 | 85.9500 USD |
| Purchase | 42,400 | 85.8489 USD |
| Purchase | 43,300 | 86.2587 USD |
| Purchase | 43,500 | 85.8539 USD |
| Purchase | 43,767 | 85.9420 USD |
| Purchase | 49,992 | 86.1444 USD |
| Purchase | 50,295 | 86.0811 USD |
| Purchase | 76,315 | 85.9555 USD |
| Purchase | 104,131 | 85.9492 USD |
| Sale | 40 | 85.9025 USD |
| Sale | 45 | 86.0400 USD |
| Sale | 100 | 85.7100 USD |
| Sale | 100 | 85.8700 USD |
| Sale | 100 | 85.8800 USD |
| Sale | 100 | 86.1900 USD |
| Sale | 100 | 86.1400 USD |
| Sale | 100 | 86.1700 USD |
| Sale | 100 | 85.6500 USD |
| Sale | 200 | 85.6800 USD |
| Sale | 200 | 85.8000 USD |
| Sale | 200 | 85.8050 USD |
| Sale | 200 | 85.8150 USD |
| Sale | 200 | 86.0100 USD |
| Sale | 200 | 86.0600 USD |
| Sale | 200 | 86.0650 USD |
| Sale | 200 | 86.0750 USD |
| Sale | 200 | 86.1170 USD |
| Sale | 235 | 86.1814 USD |
| Sale | 300 | 85.8950 USD |
| Sale | 300 | 85.9866 USD |
| Sale | 400 | 86.1087 USD |
| Sale | 500 | 85.9380 USD |
| Sale | 500 | 86.1860 USD |
| Sale | 599 | 85.9108 USD |
| Sale | 612 | 85.9000 USD |
| Sale | 700 | 85.9185 USD |
| Sale | 724 | 86.0224 USD |
| Sale | 833 | 86.2230 USD |
| Sale | 900 | 86.0700 USD |
| Sale | 1,000 | 85.9060 USD |
| Sale | 1,300 | 85.9653 USD |
| Sale | 1,400 | 85.9200 USD |
| Sale | 1,554 | 85.9090 USD |
| Sale | 1,581 | 86.2473 USD |
| Sale | 1,600 | 85.8825 USD |
| Sale | 1,844 | 85.9400 USD |
| Sale | 1,947 | 86.2732 USD |
| Sale | 2,000 | 85.8991 USD |
| Sale | 2,001 | 85.9239 USD |
| Sale | 2,500 | 85.8834 USD |
| Sale | 4,000 | 85.9107 USD |
| Sale | 4,400 | 85.8919 USD |
| Sale | 4,911 | 86.2418 USD |
| Sale | 5,160 | 85.8983 USD |
| Sale | 5,885 | 85.9453 USD |
| Sale | 8,584 | 85.9467 USD |
| Sale | 9,036 | 85.8183 USD |
| Sale | 10,148 | 85.9504 USD |
| Sale | 15,343 | 85.9505 USD |
| Sale | 15,400 | 85.8763 USD |
| Sale | 16,912 | 85.9272 USD |
| Sale | 26,494 | 86.1265 USD |
| Sale | 28,800 | 85.8454 USD |
| Sale | 33,400 | 85.8604 USD |
| Sale | 43,300 | 86.2587 USD |
| Sale | 50,820 | 85.9500 USD |
| Sale | 54,998 | 85.9772 USD |
| Sale | 108,512 | 85.9394 USD |
| Sale | 111,138 | 85.9460 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 21,650 | 86.2287 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 1,000 | 85 USD | American | 20 Dec 2019 | 2.1600 USD |
| Call Option | Purchasing | 200 | 86 USD | American | 6 Dec 2019 | 0.8700 USD |
| Call Option | Purchasing | 1,000 | 86 USD | American | 13 Dec 2019 | 1.2100 USD |
| Call Option | Purchasing | 5,200 | 86 USD | American | 20 Dec 2019 | 1.9803 USD |
| Call Option | Purchasing | 1,000 | 88 USD | American | 20 Dec 2019 | 0.9600 USD |
| Call Option | Purchasing | 1,000 | 88 USD | American | 17 Jan 2020 | 2.1600 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 21 Feb 2020 | 3.1400 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 20 Dec 2019 | 0.3300 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 27 Dec 2019 | 0.4500 USD |
| Call Option | Purchasing | 1,000 | 90 USD | American | 21 Feb 2020 | 1.9110 USD |
| Call Option | Purchasing | 1,200 | 90 USD | American | 15 May 2020 | 3.5000 USD |
| Call Option | Purchasing | 100 | 93 USD | American | 15 May 2020 | 2.7400 USD |
| Call Option | Selling | 900 | 73 USD | American | 17 Jan 2020 | 14.2600 USD |
| Call Option | Selling | 100 | 87 USD | American | 6 Dec 2019 | 0.4500 USD |
| Call Option | Selling | 100 | 88 USD | American | 15 May 2020 | 4.5700 USD |
| Call Option | Selling | 100 | 95 USD | American | 20 Dec 2019 | 0.0300 USD |
| Call Option | Selling | 1,000 | 95 USD | American | 17 Jan 2020 | 0.3100 USD |
| Call Option | Selling | 600 | 95 USD | American | 21 Feb 2020 | 0.9000 USD |
| Put Option | Purchasing | 1,100 | 73 USD | American | 18 Sep 2020 | 3.6000 USD |
| Put Option | Purchasing | 1,700 | 75 USD | American | 18 Sep 2020 | 4.3000 USD |
| Put Option | Purchasing | 5,800 | 83 USD | American | 17 Jan 2020 | 1.9360 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 13 Dec 2019 | 0.8700 USD |
| Put Option | Purchasing | 500 | 85 USD | American | 20 Dec 2019 | 1.3020 USD |
| Put Option | Purchasing | 200 | 85 USD | American | 17 Jan 2020 | 2.7100 USD |
| Put Option | Purchasing | 200 | 86 USD | American | 6 Dec 2019 | 0.9400 USD |
| Put Option | Purchasing | 1,500 | 86 USD | American | 13 Dec 2019 | 1.1500 USD |
| Put Option | Purchasing | 100 | 87 USD | American | 6 Dec 2019 | 1.3300 USD |
| Put Option | Purchasing | 100 | 87 USD | American | 13 Dec 2019 | 1.5000 USD |
| Put Option | Purchasing | 500 | 87 USD | American | 20 Dec 2019 | 2.0000 USD |
| Put Option | Purchasing | 100 | 88 USD | American | 20 Dec 2019 | 2.5000 USD |
| Put Option | Purchasing | 300 | 88 USD | American | 17 Jan 2020 | 4.0300 USD |
| Put Option | Purchasing | 100 | 95 USD | American | 17 Jan 2020 | 10.5000 USD |
| Put Option | Selling | 100 | 63 USD | American | 17 Jan 2020 | 0.0900 USD |
| Put Option | Selling | 5,000 | 73 USD | American | 17 Jan 2020 | 0.3500 USD |
| Put Option | Selling | 100 | 80 USD | American | 20 Dec 2019 | 0.3000 USD |
| Put Option | Selling | 200 | 83 USD | American | 6 Dec 2019 | 0.1600 USD |
| Put Option | Selling | 1,700 | 84 USD | American | 6 Dec 2019 | 0.2800 USD |
| Put Option | Selling | 900 | 84 USD | American | 6 Dec 2019 | 0.3200 USD |
| Put Option | Selling | 700 | 85 USD | American | 6 Dec 2019 | 0.4571 USD |
| Put Option | Selling | 100 | 86 USD | American | 13 Dec 2019 | 1.0600 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 362,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 87.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 6,100 | 91.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,700 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 8,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 86.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 85.5000 | American | Dec 13, 2019 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 86.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -900 | 87.5000 | American | Dec 20, 2019 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 87.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 88.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 87.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 88.0000 | American | Dec 20, 2019 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 5,700 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 6, 2019 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,900 | 79.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 81.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -1,000 | 80.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,000 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,400 | 78.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Dec 13, 2019 |
| Call Options | Written | -600 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 16,400 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 4,400 | 92.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,200 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 17,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -7,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 87.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,700 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 84.0000 | American | Dec 20, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 77.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -3,400 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -12,800 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 92.0000 | American | Dec 20, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -500 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,800 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 86.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 81.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 92.0000 | American | Dec 6, 2019 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 155,700 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -50,800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 86.0000 | American | Dec 27, 2019 |
| Put Options | Written | 2,900 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 18,100 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 200 | 85.0000 | American | Dec 6, 2019 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,100 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,300 | 86.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 22,900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 86.0000 | American | Dec 6, 2019 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,400 | 89.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 81.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 86.5000 | American | Dec 20, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,800 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 9,200 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 15,600 | 75.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,300 | 90.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 65.0000 | American | Dec 20, 2019 |
| Put Options | Written | 29,400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 17,800 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 85.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 3,400 | 89.0000 | American | Dec 6, 2019 |
| Put Options | Written | 1,700 | 83.5000 | American | Dec 6, 2019 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -53,000 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 83.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 86.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -6,900 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,100 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 19,800 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Written | 14,600 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,500 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 90.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Written | 1,300 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 84.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 1,000 | 86.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,100 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Dec 27, 2019 |
| Call Options | Written | -200 | 80.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -9,500 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 87.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -7,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -67,100 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 83.0000 | American | Dec 6, 2019 |
| Put Options | Written | 2,300 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 82.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,600 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,000 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 11,600 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,900 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Written | -6,600 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -4,900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -4,800 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -6,200 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,900 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,200 | 95.0000 | American | Dec 6, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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