Last checked at 21 Apr 2020 11:33
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,160,964 | 0.15% | 4,119,436 | 0.28% | ||
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|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,155,045 | 0.15% | 516,901 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,366,300 | 0.09% | 1,305,000 | 0.09% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
5,682,309 | 0.38% | 5,941,337 | 0.40% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 55 | 84.7600 USD |
Purchase | 68 | 84.1900 USD |
Purchase | 100 | 83.2300 USD |
Purchase | 100 | 83.2500 USD |
Purchase | 100 | 84.5500 USD |
Purchase | 100 | 84.3300 USD |
Purchase | 170 | 84.4717 USD |
Purchase | 200 | 84.4100 USD |
Purchase | 200 | 84.4000 USD |
Purchase | 201 | 85.1431 USD |
Purchase | 210 | 84.3985 USD |
Purchase | 261 | 84.1265 USD |
Purchase | 306 | 83.4790 USD |
Purchase | 360 | 84.2000 USD |
Purchase | 400 | 84.4568 USD |
Purchase | 400 | 85.1425 USD |
Purchase | 447 | 84.1584 USD |
Purchase | 539 | 84.4298 USD |
Purchase | 570 | 83.7875 USD |
Purchase | 704 | 84.8319 USD |
Purchase | 792 | 84.7695 USD |
Purchase | 809 | 83.9575 USD |
Purchase | 837 | 83.8241 USD |
Purchase | 944 | 83.9061 USD |
Purchase | 1,000 | 84.0675 USD |
Purchase | 1,200 | 84.4520 USD |
Purchase | 1,481 | 84.9898 USD |
Purchase | 1,600 | 83.7506 USD |
Purchase | 2,000 | 84.3740 USD |
Purchase | 2,100 | 84.0328 USD |
Purchase | 2,435 | 84.2360 USD |
Purchase | 3,395 | 83.5701 USD |
Purchase | 3,655 | 83.9711 USD |
Purchase | 3,769 | 83.6769 USD |
Purchase | 4,300 | 83.5131 USD |
Purchase | 4,315 | 84.0437 USD |
Purchase | 5,600 | 84.1800 USD |
Purchase | 8,094 | 83.4985 USD |
Purchase | 16,258 | 84.2558 USD |
Purchase | 20,123 | 83.6993 USD |
Purchase | 20,732 | 83.6952 USD |
Purchase | 25,865 | 84.1075 USD |
Purchase | 39,600 | 84.4132 USD |
Purchase | 40,064 | 83.9900 USD |
Purchase | 52,300 | 84.2078 USD |
Purchase | 61,500 | 84.1448 USD |
Purchase | 92,792 | 84.1647 USD |
Sale | 50 | 84.1650 USD |
Sale | 72 | 83.9400 USD |
Sale | 73 | 84.5400 USD |
Sale | 85 | 83.8289 USD |
Sale | 100 | 83.1550 USD |
Sale | 100 | 83.8800 USD |
Sale | 100 | 83.9700 USD |
Sale | 100 | 84.0350 USD |
Sale | 100 | 84.0700 USD |
Sale | 100 | 84.1500 USD |
Sale | 100 | 84.1600 USD |
Sale | 100 | 84.3200 USD |
Sale | 100 | 84.3700 USD |
Sale | 104 | 84.3443 USD |
Sale | 119 | 83.8938 USD |
Sale | 150 | 83.7633 USD |
Sale | 155 | 84.3729 USD |
Sale | 195 | 84.0100 USD |
Sale | 200 | 84.1350 USD |
Sale | 200 | 84.2150 USD |
Sale | 200 | 83.2350 USD |
Sale | 200 | 83.9825 USD |
Sale | 200 | 84.1150 USD |
Sale | 200 | 84.3550 USD |
Sale | 200 | 83.7150 USD |
Sale | 200 | 83.7350 USD |
Sale | 200 | 83.2900 USD |
Sale | 200 | 83.3450 USD |
Sale | 200 | 83.8400 USD |
Sale | 200 | 84.3950 USD |
Sale | 200 | 83.8950 USD |
Sale | 201 | 84.0604 USD |
Sale | 300 | 83.8833 USD |
Sale | 300 | 84.0283 USD |
Sale | 325 | 84.1115 USD |
Sale | 336 | 83.8776 USD |
Sale | 362 | 83.2493 USD |
Sale | 400 | 83.9000 USD |
Sale | 400 | 83.8362 USD |
Sale | 400 | 83.6150 USD |
Sale | 400 | 84.6787 USD |
Sale | 400 | 83.3225 USD |
Sale | 400 | 84.3725 USD |
Sale | 418 | 84.1687 USD |
Sale | 457 | 84.1737 USD |
Sale | 464 | 84.1729 USD |
Sale | 472 | 83.9061 USD |
Sale | 496 | 83.5143 USD |
Sale | 500 | 84.3430 USD |
Sale | 500 | 84.0400 USD |
Sale | 500 | 84.0440 USD |
Sale | 586 | 83.3400 USD |
Sale | 600 | 84.0358 USD |
Sale | 622 | 84.1301 USD |
Sale | 700 | 84.3471 USD |
Sale | 700 | 84.3542 USD |
Sale | 724 | 84.1375 USD |
Sale | 865 | 84.0418 USD |
Sale | 900 | 84.0522 USD |
Sale | 900 | 84.3466 USD |
Sale | 1,051 | 83.3764 USD |
Sale | 1,151 | 83.9755 USD |
Sale | 1,200 | 84.3391 USD |
Sale | 1,200 | 84.4818 USD |
Sale | 1,336 | 83.5400 USD |
Sale | 1,392 | 84.7498 USD |
Sale | 1,490 | 84.0590 USD |
Sale | 1,600 | 83.7506 USD |
Sale | 1,606 | 84.3091 USD |
Sale | 1,700 | 84.2892 USD |
Sale | 1,737 | 83.3500 USD |
Sale | 2,000 | 83.8160 USD |
Sale | 2,056 | 84.1309 USD |
Sale | 2,700 | 84.0385 USD |
Sale | 3,942 | 84.2668 USD |
Sale | 4,400 | 84.2911 USD |
Sale | 4,609 | 84.1943 USD |
Sale | 5,600 | 84.1800 USD |
Sale | 9,459 | 84.4332 USD |
Sale | 12,700 | 84.0300 USD |
Sale | 14,200 | 83.8452 USD |
Sale | 18,406 | 83.6955 USD |
Sale | 28,099 | 84.3364 USD |
Sale | 39,474 | 83.9900 USD |
Sale | 39,600 | 84.4133 USD |
Sale | 42,564 | 83.7465 USD |
Sale | 46,300 | 84.2385 USD |
Sale | 60,493 | 84.1747 USD |
Sale | 72,398 | 84.0341 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 300 | 70 USD | American | 15 Jan 2021 | 17.2533 USD |
Call Option | Purchasing | 100 | 75 USD | American | 15 Jan 2021 | 14.1000 USD |
Call Option | Purchasing | 100 | 78 USD | American | 15 May 2020 | 9.0000 USD |
Call Option | Purchasing | 3,700 | 90 USD | American | 17 Apr 2020 | 0.0100 USD |
Call Option | Purchasing | 20,800 | 95 USD | American | 19 Jun 2020 | 1.0524 USD |
Call Option | Purchasing | 9,300 | 100 USD | American | 19 Jun 2020 | 0.4993 USD |
Call Option | Purchasing | 200 | 105 USD | American | 15 May 2020 | 0.0600 USD |
Call Option | Purchasing | 100 | 110 USD | American | 15 Jan 2021 | 1.5000 USD |
Call Option | Purchasing | 1,700 | 115 USD | American | 15 Jan 2021 | 0.9700 USD |
Call Option | Purchasing | 48 | USD |
|
| 0.0100 USD |
Call Option | Purchasing | 57 | USD |
|
| 0.1200 USD |
Call Option | Selling | 2,600 | 80 USD | American | 15 May 2020 | 5.5115 USD |
Call Option | Selling | 100 | 83 USD | American | 19 Jun 2020 | 6.1500 USD |
Call Option | Selling | 1,800 | 90 USD | American | 15 May 2020 | 1.4138 USD |
Call Option | Selling | 5,200 | 90 USD | American | 21 Aug 2020 | 3.8317 USD |
Call Option | Selling | 100 | 90 USD | American | 18 Sep 2020 | 4.7500 USD |
Call Option | Selling | 3,200 | 95 USD | American | 15 May 2020 | 0.4271 USD |
Call Option | Selling | 8,100 | 98 USD | American | 15 May 2020 | 0.2549 USD |
Call Option | Selling | 3,000 | 100 USD | American | 19 Jun 2020 | 0.5353 USD |
Call Option | Selling | 63 | USD |
|
| 0.0400 USD |
Put Option | Purchasing | 6,000 | 66 USD | American | 8 Jul 2016 | 0.4500 USD |
Put Option | Purchasing | 3,600 | 67 USD | American | 8 Jul 2016 | 0.0500 USD |
Put Option | Purchasing | 4,100 | 69 USD | American | 12 May 2017 | 0.0100 USD |
Put Option | Purchasing | 3,400 | 75 USD | American | 15 May 2020 | 1.1800 USD |
Put Option | Purchasing | 1,100 | 80 USD | American | 15 May 2020 | 2.0645 USD |
Put Option | Purchasing | 100 | 85 USD | American | 21 Jan 2022 | 17.2000 USD |
Put Option | Selling | 7,400 | 75 USD | American | 17 Apr 2020 | 0.0200 USD |
Put Option | Selling | 5,100 | 78 USD | American | 17 Apr 2020 | 0.0100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 1,800 | 70.0000 | American | May 15, 2020 |
Put Options | Written | 2,500 | 70.0000 | American | Sep 18, 2020 |
Put Options | Written | 98,900 | 60.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
Put Options | Written | 6,200 | 80.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,800 | 87.5000 | American | May 15, 2020 |
Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
Call Options | Written | -1,400 | 90.0000 | American | Aug 21, 2020 |
Call Options | Written | -2,800 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 50.0000 | American | Jan 21, 2022 |
Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,800 | 72.5000 | American | Jun 19, 2020 |
Put Options | Written | 5,200 | 75.0000 | American | Sep 18, 2020 |
Put Options | Written | 300,000 | 60.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 8,700 | 95.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 4,800 | 95.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,200 | 55.0000 | American | Jan 15, 2021 |
Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
Call Options | Written | -6,700 | 105.0000 | American | May 15, 2020 |
Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -31,200 | 62.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
Call Options | Written | -21,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 97.5000 | American | May 15, 2020 |
Call Options | Purchased | 4,300 | 70.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,600 | 75.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
Call Options | Written | -700 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,700 | 40.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -1,600 | 50.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -100 | 60.0000 | American | Jan 15, 2021 |
Call Options | Written | -5,700 | 110.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
Put Options | Written | 175,700 | 80.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 80.0000 | American | May 15, 2020 |
Put Options | Written | 150,000 | 65.0000 | American | Jun 19, 2020 |
Put Options | Written | 700 | 85.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 90.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,200 | 92.5000 | American | Sep 18, 2020 |
Put Options | Written | 200 | 80.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 11,100 | 90.0000 | American | Sep 18, 2020 |
Put Options | Written | 6,600 | 77.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,300 | 87.5000 | American | Jun 19, 2020 |
Put Options | Written | 26,900 | 57.5000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
Put Options | Purchased | -14,000 | 67.5000 | American | Sep 18, 2020 |
Call Options | Written | -50,000 | 92.5000 | American | Jan 15, 2021 |
Call Options | Written | -76,100 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -351,800 | 87.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -600 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 10,800 | 90.0000 | American | May 15, 2020 |
Call Options | Purchased | 14,200 | 75.0000 | American | Sep 18, 2020 |
Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,500 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -11,100 | 95.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 72.5000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,300 | 35.0000 | American | Jan 15, 2021 |
Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
Call Options | Written | -5,000 | 60.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,500 | 57.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 5,800 | 95.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -10,200 | 72.5000 | American | Jan 15, 2021 |
Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,500 | 67.5000 | American | Jun 19, 2020 |
Put Options | Written | 7,800 | 87.5000 | American | Jun 19, 2020 |
Put Options | Written | 9,300 | 72.5000 | American | Sep 18, 2020 |
Call Options | Purchased | 11,100 | 80.0000 | American | Jun 19, 2020 |
Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 77.5000 | American | Sep 18, 2020 |
Call Options | Written | -700 | 95.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 77.5000 | American | Jun 19, 2020 |
Call Options | Written | -15,800 | 105.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 40.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
Call Options | Purchased | 700 | 82.5000 | American | Jun 19, 2020 |
Put Options | Written | 14,300 | 72.5000 | American | May 15, 2020 |
Call Options | Written | -6,100 | 120.0000 | American | Jun 19, 2020 |
Call Options | Written | -3,800 | 95.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,200 | 110.0000 | American | May 15, 2020 |
Call Options | Written | -6,000 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -60,000 | 87.5000 | American | Jan 15, 2021 |
Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,300 | 82.5000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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