Last checked at 18 Oct 2019 15:42
Ap19
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 16 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,430,557 | 0.16% | 3,473,862 | 0.23% | ||
(2) | Derivatives (other than options): | ||||
1,547,646 | 0.10% | 0 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,023,300 | 0.14% | 1,050,200 | 0.07% | |
| TOTAL: | |||||
6,001,503 | 0.41% | 4,524,062 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 74.5400 USD |
| Purchase | 32 | 74.6612 USD |
| Purchase | 35 | 74.7850 USD |
| Purchase | 37 | 74.7000 USD |
| Purchase | 45 | 74.8100 USD |
| Purchase | 47 | 74.7700 USD |
| Purchase | 95 | 74.7029 USD |
| Purchase | 100 | 74.5800 USD |
| Purchase | 100 | 74.4700 USD |
| Purchase | 100 | 74.7200 USD |
| Purchase | 100 | 74.6900 USD |
| Purchase | 100 | 74.7800 USD |
| Purchase | 100 | 74.8000 USD |
| Purchase | 125 | 74.6000 USD |
| Purchase | 135 | 74.7996 USD |
| Purchase | 200 | 74.8300 USD |
| Purchase | 210 | 74.7342 USD |
| Purchase | 241 | 74.7179 USD |
| Purchase | 300 | 74.8066 USD |
| Purchase | 346 | 74.7400 USD |
| Purchase | 400 | 74.7450 USD |
| Purchase | 400 | 74.7212 USD |
| Purchase | 423 | 74.7600 USD |
| Purchase | 500 | 74.7100 USD |
| Purchase | 600 | 74.7166 USD |
| Purchase | 700 | 74.7178 USD |
| Purchase | 700 | 74.7442 USD |
| Purchase | 1,000 | 74.7070 USD |
| Purchase | 1,195 | 74.7396 USD |
| Purchase | 1,266 | 74.6600 USD |
| Purchase | 1,818 | 74.7277 USD |
| Purchase | 2,500 | 74.6888 USD |
| Purchase | 2,900 | 74.7224 USD |
| Purchase | 3,217 | 74.7581 USD |
| Purchase | 3,263 | 74.7238 USD |
| Purchase | 3,314 | 74.7353 USD |
| Purchase | 3,389 | 74.7237 USD |
| Purchase | 3,543 | 74.7199 USD |
| Purchase | 3,922 | 74.7099 USD |
| Purchase | 4,968 | 74.7116 USD |
| Purchase | 5,604 | 74.7061 USD |
| Purchase | 5,751 | 74.7130 USD |
| Purchase | 6,158 | 74.6936 USD |
| Purchase | 6,964 | 74.6748 USD |
| Purchase | 7,218 | 74.8253 USD |
| Purchase | 8,586 | 74.7194 USD |
| Purchase | 8,619 | 74.7132 USD |
| Purchase | 9,756 | 74.6817 USD |
| Purchase | 12,146 | 74.6948 USD |
| Purchase | 14,802 | 74.6728 USD |
| Purchase | 16,432 | 74.6963 USD |
| Purchase | 16,800 | 74.7273 USD |
| Purchase | 16,842 | 74.8730 USD |
| Purchase | 21,650 | 74.6998 USD |
| Purchase | 22,631 | 74.6543 USD |
| Purchase | 27,321 | 74.7486 USD |
| Purchase | 27,962 | 74.7147 USD |
| Purchase | 38,125 | 74.7268 USD |
| Purchase | 44,939 | 74.6537 USD |
| Purchase | 53,602 | 74.7351 USD |
| Purchase | 94,200 | 74.6986 USD |
| Purchase | 256,264 | 74.6994 USD |
| Sale | 23 | 74.7600 USD |
| Sale | 56 | 74.6600 USD |
| Sale | 100 | 74.7550 USD |
| Sale | 100 | 74.7500 USD |
| Sale | 100 | 74.8201 USD |
| Sale | 100 | 74.7150 USD |
| Sale | 100 | 74.7000 USD |
| Sale | 100 | 74.6500 USD |
| Sale | 131 | 74.7300 USD |
| Sale | 154 | 74.7200 USD |
| Sale | 200 | 74.7350 USD |
| Sale | 200 | 74.7050 USD |
| Sale | 200 | 74.6750 USD |
| Sale | 200 | 74.6700 USD |
| Sale | 200 | 74.6650 USD |
| Sale | 200 | 74.7900 USD |
| Sale | 200 | 74.8250 USD |
| Sale | 213 | 74.7967 USD |
| Sale | 219 | 74.8400 USD |
| Sale | 241 | 74.8217 USD |
| Sale | 246 | 74.7118 USD |
| Sale | 247 | 74.7700 USD |
| Sale | 280 | 74.5864 USD |
| Sale | 299 | 74.7001 USD |
| Sale | 300 | 74.8233 USD |
| Sale | 400 | 74.6275 USD |
| Sale | 400 | 74.7275 USD |
| Sale | 439 | 74.6977 USD |
| Sale | 462 | 74.7370 USD |
| Sale | 472 | 74.8300 USD |
| Sale | 483 | 74.7066 USD |
| Sale | 500 | 74.7740 USD |
| Sale | 500 | 74.8200 USD |
| Sale | 522 | 74.5994 USD |
| Sale | 550 | 74.5736 USD |
| Sale | 600 | 74.7166 USD |
| Sale | 627 | 74.8215 USD |
| Sale | 650 | 74.6738 USD |
| Sale | 700 | 74.7185 USD |
| Sale | 818 | 74.8360 USD |
| Sale | 873 | 74.7146 USD |
| Sale | 1,000 | 74.7400 USD |
| Sale | 1,014 | 74.7381 USD |
| Sale | 1,026 | 74.7304 USD |
| Sale | 1,054 | 74.7271 USD |
| Sale | 1,114 | 74.6599 USD |
| Sale | 1,135 | 74.5900 USD |
| Sale | 1,185 | 74.6800 USD |
| Sale | 1,300 | 74.7276 USD |
| Sale | 1,500 | 74.6080 USD |
| Sale | 1,670 | 74.6858 USD |
| Sale | 1,700 | 74.7250 USD |
| Sale | 1,761 | 74.7266 USD |
| Sale | 1,799 | 74.5930 USD |
| Sale | 1,837 | 74.7230 USD |
| Sale | 1,900 | 74.7260 USD |
| Sale | 1,908 | 74.5966 USD |
| Sale | 1,954 | 74.6581 USD |
| Sale | 2,067 | 74.7206 USD |
| Sale | 2,078 | 74.7193 USD |
| Sale | 2,200 | 74.6718 USD |
| Sale | 2,244 | 74.7089 USD |
| Sale | 2,318 | 74.6310 USD |
| Sale | 2,485 | 74.8316 USD |
| Sale | 2,507 | 74.7422 USD |
| Sale | 2,565 | 74.8214 USD |
| Sale | 2,888 | 74.6127 USD |
| Sale | 2,976 | 74.6243 USD |
| Sale | 3,041 | 74.7259 USD |
| Sale | 3,592 | 74.7225 USD |
| Sale | 3,700 | 74.7278 USD |
| Sale | 3,900 | 74.6601 USD |
| Sale | 4,544 | 74.6833 USD |
| Sale | 4,800 | 74.7434 USD |
| Sale | 5,600 | 74.7501 USD |
| Sale | 6,000 | 74.6120 USD |
| Sale | 6,500 | 74.6867 USD |
| Sale | 7,218 | 74.8253 USD |
| Sale | 12,732 | 74.7290 USD |
| Sale | 13,750 | 74.7687 USD |
| Sale | 15,600 | 74.7292 USD |
| Sale | 16,842 | 74.8730 USD |
| Sale | 21,023 | 74.6956 USD |
| Sale | 23,800 | 74.6953 USD |
| Sale | 23,950 | 74.6899 USD |
| Sale | 26,007 | 74.7224 USD |
| Sale | 30,310 | 74.7493 USD |
| Sale | 32,318 | 74.6513 USD |
| Sale | 36,108 | 74.7414 USD |
| Sale | 42,681 | 74.7132 USD |
| Sale | 64,757 | 74.7093 USD |
| Sale | 70,400 | 74.6917 USD |
| Sale | 70,510 | 74.6769 USD |
| Sale | 83,216 | 74.7129 USD |
| Sale | 83,700 | 74.6986 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | ||
| SWAP | Long | 785 | 74.6500 USD |
| SWAP | Long | 8,182 | 74.8430 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money | |
| selling, | securities |
|
|
| paid/ | |
| varying etc | to which |
|
|
| received | |
option |
|
|
|
| ||
relates |
|
|
|
| ||
| Call Option | Purchasing | 1,400 | 75 USD | American | 18 Oct 2019 | 0.2835 USD |
| Call Option | Purchasing | 100 | 76 USD | American | 18 Oct 2019 | 0.1800 USD |
| Call Option | Purchasing | 500 | 78 USD | American | 15 Nov 2019 | 0.9160 USD |
| Call Option | Selling | 100 | 74 USD | American | 18 Oct 2019 | 1.0100 USD |
| Call Option | Selling | 300 | 76 USD | American | 18 Oct 2019 | 0.0800 USD |
| Call Option | Selling | 200 | 130 USD | American | 17 Jan 2020 | 0.0200 USD |
| Put Option | Purchasing | 100 | 65 USD | American | 21 Feb 2020 | 1.4400 USD |
| Put Option | Purchasing | 100 | 74 USD | American | 25 Oct 2019 | 0.3900 USD |
| Put Option | Purchasing | 1,000 | 75 USD | American | 18 Oct 2019 | 0.5800 USD |
| Put Option | Purchasing | 200 | 75 USD | American | 21 Feb 2020 | 4.9700 USD |
| Put Option | Selling | 800 | 38 USD | American | 21 Jan 2022 | 1.9900 USD |
| Put Option | Selling | 800 | 55 USD | American | 17 Jan 2020 | 0.2000 USD |
| Put Option | Selling | 2,100 | 65 USD | American | 15 Nov 2019 | 0.2095 USD |
| Put Option | Selling | 1,000 | 73 USD | American | 18 Oct 2019 | 0.0700 USD |
| Put Option | Selling | 100 | 73 USD | American | 25 Oct 2019 | 0.3200 USD |
| Put Option | Selling | 100 | 73 USD | American | 1 Nov 2019 | 0.8700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 18 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option |
|
| |||
or derivative |
|
| |||
relates |
|
| |||
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 18,200 | 62.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,000 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 78.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 74.5000 | American | Oct 18, 2019 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,500 | 72.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -3,400 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -8,500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 73.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 700 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,600 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 75.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 37,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -900 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,100 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 69.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 100 | 78.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 72.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 18,600 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -29,000 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,600 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 105,400 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 73.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,300 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 80.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 800 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 30,700 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 8,800 | 74.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 800 | 75.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,300 | 76.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 76.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 18,600 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Written | -3,200 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 18, 2019 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -20,200 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 71.0000 | American | Oct 18, 2019 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Put Options | Written | 900 | 73.0000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 60.0000 | American | Oct 18, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 15,200 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 26,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,900 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 25,400 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 76.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 75.5000 | American | Nov 29, 2019 |
| Put Options | Written | 2,800 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 25, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -11,400 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -39,400 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -14,300 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -11,700 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -11,900 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 14,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,500 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 700 | 74.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 400 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,500 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 15,900 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 69.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -15,000 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -200 | 71.5000 | American | Oct 18, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 25, 2019 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -14,200 | 67.5000 | American | Oct 18, 2019 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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