Last checked at 29 Aug 2019 10:17
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 26 August 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
2,546,160 | 0.17% | 3,169,284 | 0.21% | ||
| |||||
(2) | Derivatives (other than options): | ||||
2,337,013 | 0.16% | 25,396 | 0.00% | ||
| |||||
(3) | Options and agreements to | ||||
| purchase/sell: | 1,975,000 | 0.13% | 1,356,000 | 0.09% | |
| TOTAL: | |||||
6,858,173 | 0.46% | 4,550,680 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 66.2400 USD |
| Purchase | 51 | 66.2500 USD |
| Purchase | 70 | 66.1700 USD |
| Purchase | 98 | 66.2492 USD |
| Purchase | 100 | 66.2200 USD |
| Purchase | 100 | 66.3200 USD |
| Purchase | 100 | 66.3300 USD |
| Purchase | 100 | 66.3000 USD |
| Purchase | 100 | 66.7500 USD |
| Purchase | 130 | 66.2396 USD |
| Purchase | 230 | 66.5708 USD |
| Purchase | 357 | 66.2068 USD |
| Purchase | 400 | 66.3100 USD |
| Purchase | 400 | 66.4625 USD |
| Purchase | 594 | 66.4874 USD |
| Purchase | 900 | 66.4661 USD |
| Purchase | 1,035 | 66.4547 USD |
| Purchase | 1,062 | 66.3512 USD |
| Purchase | 1,176 | 66.6334 USD |
| Purchase | 1,200 | 66.3225 USD |
| Purchase | 1,375 | 66.5701 USD |
| Purchase | 1,575 | 66.5291 USD |
| Purchase | 1,700 | 66.5019 USD |
| Purchase | 1,761 | 66.6458 USD |
| Purchase | 2,179 | 66.5870 USD |
| Purchase | 2,300 | 66.5369 USD |
| Purchase | 2,528 | 66.5481 USD |
| Purchase | 2,681 | 66.5880 USD |
| Purchase | 3,300 | 66.3076 USD |
| Purchase | 3,700 | 66.2885 USD |
| Purchase | 4,224 | 66.6509 USD |
| Purchase | 4,709 | 66.6433 USD |
| Purchase | 5,200 | 66.2434 USD |
| Purchase | 6,900 | 66.4180 USD |
| Purchase | 6,971 | 66.6813 USD |
| Purchase | 7,759 | 66.3313 USD |
| Purchase | 10,500 | 66.3537 USD |
| Purchase | 11,485 | 66.4499 USD |
| Purchase | 11,756 | 66.4606 USD |
| Purchase | 14,767 | 66.6134 USD |
| Purchase | 21,650 | 66.4665 USD |
| Purchase | 25,112 | 66.5524 USD |
| Purchase | 25,723 | 66.6022 USD |
| Purchase | 25,932 | 66.4820 USD |
| Purchase | 28,437 | 66.4600 USD |
| Purchase | 35,190 | 66.4611 USD |
| Purchase | 38,970 | 66.5162 USD |
| Purchase | 51,400 | 66.2776 USD |
| Purchase | 152,298 | 66.5740 USD |
| Purchase | 173,592 | 66.2647 USD |
| Sale | 8 | 65.9700 USD |
| Sale | 92 | 66.3182 USD |
| Sale | 100 | 66.1750 USD |
| Sale | 100 | 66.2550 USD |
| Sale | 100 | 66.3400 USD |
| Sale | 100 | 66.7200 USD |
| Sale | 100 | 66.7700 USD |
| Sale | 113 | 66.3126 USD |
| Sale | 164 | 66.3260 USD |
| Sale | 200 | 66.3050 USD |
| Sale | 200 | 66.2850 USD |
| Sale | 200 | 66.2050 USD |
| Sale | 200 | 66.3100 USD |
| Sale | 235 | 66.3924 USD |
| Sale | 251 | 66.2500 USD |
| Sale | 285 | 66.4382 USD |
| Sale | 288 | 66.6300 USD |
| Sale | 300 | 66.7000 USD |
| Sale | 300 | 66.2633 USD |
| Sale | 300 | 66.6366 USD |
| Sale | 303 | 66.6864 USD |
| Sale | 375 | 66.7153 USD |
| Sale | 400 | 66.5100 USD |
| Sale | 400 | 66.5037 USD |
| Sale | 400 | 66.7100 USD |
| Sale | 410 | 66.2826 USD |
| Sale | 434 | 66.2566 USD |
| Sale | 500 | 66.3840 USD |
| Sale | 500 | 66.5190 USD |
| Sale | 500 | 66.6700 USD |
| Sale | 563 | 66.2474 USD |
| Sale | 582 | 66.4498 USD |
| Sale | 588 | 66.6334 USD |
| Sale | 600 | 66.2575 USD |
| Sale | 628 | 66.5886 USD |
| Sale | 694 | 66.3023 USD |
| Sale | 700 | 66.4428 USD |
| Sale | 700 | 66.3128 USD |
| Sale | 800 | 66.6975 USD |
| Sale | 805 | 66.4646 USD |
| Sale | 827 | 66.2239 USD |
| Sale | 855 | 66.5935 USD |
| Sale | 900 | 66.4688 USD |
| Sale | 959 | 66.5637 USD |
| Sale | 973 | 66.2510 USD |
| Sale | 987 | 66.5212 USD |
| Sale | 1,003 | 66.2288 USD |
| Sale | 1,052 | 66.2405 USD |
| Sale | 1,082 | 66.3462 USD |
| Sale | 1,200 | 66.5850 USD |
| Sale | 1,221 | 66.5281 USD |
| Sale | 1,272 | 66.2933 USD |
| Sale | 1,327 | 66.4440 USD |
| Sale | 1,363 | 66.5099 USD |
| Sale | 1,486 | 66.5234 USD |
| Sale | 1,503 | 66.3004 USD |
| Sale | 1,608 | 66.5081 USD |
| Sale | 1,625 | 66.4558 USD |
| Sale | 1,700 | 66.5558 USD |
| Sale | 1,774 | 66.4166 USD |
| Sale | 2,001 | 66.5895 USD |
| Sale | 2,968 | 66.3795 USD |
| Sale | 3,200 | 66.4946 USD |
| Sale | 3,362 | 66.2412 USD |
| Sale | 3,400 | 66.3589 USD |
| Sale | 3,684 | 66.4555 USD |
| Sale | 4,202 | 66.5391 USD |
| Sale | 4,215 | 66.2539 USD |
| Sale | 4,346 | 66.5428 USD |
| Sale | 4,693 | 66.6710 USD |
| Sale | 5,657 | 66.4406 USD |
| Sale | 5,900 | 66.5567 USD |
| Sale | 6,214 | 66.5214 USD |
| Sale | 7,900 | 66.5681 USD |
| Sale | 8,375 | 66.5048 USD |
| Sale | 8,698 | 66.5602 USD |
| Sale | 9,406 | 66.3758 USD |
| Sale | 9,948 | 66.3596 USD |
| Sale | 12,321 | 66.4936 USD |
| Sale | 16,100 | 66.6290 USD |
| Sale | 17,300 | 66.3695 USD |
| Sale | 19,198 | 66.6125 USD |
| Sale | 23,000 | 66.2996 USD |
| Sale | 25,700 | 66.2321 USD |
| Sale | 27,105 | 66.3071 USD |
| Sale | 31,523 | 66.5571 USD |
| Sale | 32,566 | 66.4982 USD |
| Sale | 32,900 | 66.2318 USD |
| Sale | 47,952 | 66.4600 USD |
| Sale | 52,577 | 66.4597 USD |
| Sale | 61,256 | 66.6069 USD |
| Sale | 64,190 | 66.5857 USD |
| Sale | 89,193 | 66.2452 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 100 | 67 USD | American | 20 Sep 2019 | 1.4700 USD |
| Call Option | Purchasing | 300 | 69 USD | American | 30 Aug 2019 | 0.1000 USD |
| Call Option | Purchasing | 900 | 69 USD | American | 6 Sep 2019 | 0.4855 USD |
| Call Option | Purchasing | 400 | 70 USD | American | 20 Sep 2019 | 0.6075 USD |
| Call Option | Purchasing | 300 | 71 USD | American | 6 Sep 2019 | 0.1400 USD |
| Call Option | Purchasing | 200 | 73 USD | American | 18 Oct 2019 | 0.5900 USD |
| Call Option | Purchasing | 2,500 | 75 USD | American | 17 Jan 2020 | 1.1688 USD |
| Call Option | Purchasing | 100 | 75 USD | American | 18 Sep 2020 | 3.0100 USD |
| Call Option | Purchasing | 1,200 | 78 USD | American | 17 Jan 2020 | 0.7616 USD |
| Call Option | Selling | 700 | 64 USD | American | 30 Aug 2019 | 2.9200 USD |
| Call Option | Selling | 3,800 | 66 USD | American | 30 Aug 2019 | 0.9200 USD |
| Call Option | Selling | 1,000 | 67 USD | American | 30 Aug 2019 | 0.4500 USD |
| Call Option | Selling | 500 | 78 USD | American | 17 Jan 2020 | 0.7600 USD |
| Call Option | Selling | 100 | 95 USD | American | 20 Sep 2019 | 0.7500 USD |
| Put Option | Purchasing | 700 | 60 USD | American | 15 Nov 2019 | 1.4000 USD |
| Put Option | Purchasing | 500 | 63 USD | American | 20 Sep 2019 | 0.5600 USD |
| Put Option | Purchasing | 100 | 65 USD | American | 6 Sep 2019 | 0.7100 USD |
| Put Option | Purchasing | 300 | 67 USD | American | 30 Aug 2019 | 0.8900 USD |
| Put Option | Selling | 100 | 35 USD | American | 18 Sep 2020 | 0.5900 USD |
| Put Option | Selling | 100 | 50 USD | American | 19 Jun 2020 | 1.7500 USD |
| Put Option | Selling | 300 | 58 USD | American | 20 Sep 2019 | 0.1300 USD |
| Put Option | Selling | 700 | 65 USD | American | 30 Aug 2019 | 0.3000 USD |
| Put Option | Selling | 300 | 66 USD | American | 30 Aug 2019 | 0.6600 USD |
| Put Option | Selling | 100 | 68 USD | American | 20 Sep 2019 | 2.4400 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 29 Aug 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Put Options | Written | 900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 60.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 68.5000 | American | Sep 13, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 57.5000 | American | Aug 30, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,300 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 14,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,100 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 19,700 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 9,000 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,300 | 68.5000 | American | Aug 30, 2019 |
| Call Options | Purchased | 200 | 71.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 900 | 65.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 100 | 65.5000 | American | Aug 30, 2019 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -900 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,400 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 72.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 65.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 68.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,700 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 66.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 65.0000 | American | Sep 6, 2019 |
| Call Options | Written | -200 | 71.5000 | American | Aug 30, 2019 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 138,000 | 72.5000 | American | Sep 20, 2019 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 30,200 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 13,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,900 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 600 | 70.0000 | American | Sep 13, 2019 |
| Put Options | Written | 300,900 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 68.0000 | American | Sep 13, 2019 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 72.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,900 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 400 | 69.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 15,300 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,200 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 700 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 72.5000 | American | Sep 20, 2019 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 68.0000 | American | Sep 6, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 69.5000 | American | Aug 30, 2019 |
| Call Options | Written | -2,100 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -700 | 70.0000 | American | Aug 30, 2019 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Written | -9,800 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,700 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,500 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 66.5000 | American | Aug 30, 2019 |
| Put Options | Purchased | -2,100 | 65.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,200 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,700 | 92.5000 | American | Sep 20, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 66.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 69.5000 | American | Sep 6, 2019 |
| Put Options | Written | 6,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 70.5000 | American | Sep 6, 2019 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 68.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 12,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,700 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 68.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 2,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Written | -1,200 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -130,000 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -27,800 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -25,600 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Written | -1,300 | 65.5000 | American | Sep 27, 2019 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -14,600 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Sep 6, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Sep 6, 2019 |
| Put Options | Written | 1,000 | 47.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 66.5000 | American | Sep 13, 2019 |
| Put Options | Written | 100 | 60.0000 | American | Sep 27, 2019 |
| Put Options | Written | 3,600 | 42.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 800 | 66.0000 | American | Aug 30, 2019 |
| Put Options | Written | 400 | 62.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 200 | 64.5000 | American | Aug 30, 2019 |
| Put Options | Written | 32,800 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 71.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 200 | 68.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 400 | 71.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -17,400 | 75.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 58.0000 | American | Aug 30, 2019 |
| Call Options | Written | -100 | 59.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -10,700 | 80.0000 | American | Sep 20, 2019 |
| Call Options | Written | -700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -16,800 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 64.0000 | American | Sep 6, 2019 |
| Call Options | Written | -1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,400 | 95.0000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 61.0000 | American | Sep 13, 2019 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -700 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 12,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 64.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 300 | 69.0000 | American | Sep 13, 2019 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 71.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 71.0000 | American | Sep 20, 2019 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Written | 600 | 65.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 200 | 70.5000 | American | Aug 30, 2019 |
| Call Options | Purchased | 3,000 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 60.5000 | American | Aug 30, 2019 |
| Call Options | Purchased | 600 | 70.5000 | American | Sep 13, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,400 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 600 | 69.0000 | American | Sep 6, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,200 | 57.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -700 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,000 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -49,400 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 66.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,700 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Sep 27, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -11,700 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 4,700 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,700 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 67.5000 | American | Aug 30, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,600 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 6,500 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 67.5000 | American | Aug 30, 2019 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -23,100 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 66.0000 | American | Sep 13, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Call Options | Written | -800 | 74.0000 | American | Sep 6, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Written | -61,400 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -14,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,600 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -24,100 | 77.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 63.5000 | American | Sep 6, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -9,100 | 82.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,400 | 87.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,100 | 64.5000 | American | Sep 13, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 60.0000 | American | Aug 30, 2019 |
| Call Options | Written | -74,500 | 85.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,900 | 62.5000 | American | Aug 30, 2019 |
| Call Options | Purchased | 1,800 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,300 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,000 | 67.5000 | American | Sep 13, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 64.5000 | American | Aug 30, 2019 |
| Call Options | Written | -68,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Aug 30, 2019 |
| Call Options | Written | -100 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -14,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -13,500 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 65.5000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,000 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 66.5000 | American | Aug 30, 2019 |
| Put Options | Purchased | -100 | 67.0000 | American | Aug 30, 2019 |
| Call Options | Written | -700 | 63.5000 | American | Aug 30, 2019 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,800 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -11,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -26,800 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,900 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 64.5000 | American | Sep 6, 2019 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 13,800 | 75.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,900 | 70.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 67.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,300 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Written | 400 | 62.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 12,000 | 65.0000 | American | Sep 20, 2019 |
| Put Options | Written | 17,400 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 3,000 | 57.5000 | American | Sep 20, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 67.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 2,800 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,000 | 68.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,000 | 57.5000 | American | Sep 27, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -3,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 63.0000 | American | Aug 30, 2019 |
| Put Options | Purchased | -1,000 | 65.5000 | American | Sep 13, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 67.5000 | American | Oct 18, 2019 |
| Call Options | Written | -14,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -14,700 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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