Last checked at 3 Dec 2019 16:37
Ap19
FORM 8.3 - Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,389,540 | 0.16% | 5,001,590 | 0.34% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,881,405 | 0.26% | 474,700 | 0.03% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 2,503,700 | 0.17% | 908,100 | 0.06% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
8,774,645 | 0.59% | 6,384,390 | 0.43% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 60 | 87.8600 USD |
| Purchase | 100 | 87.2900 USD |
| Purchase | 100 | 87.7600 USD |
| Purchase | 101 | 87.6098 USD |
| Purchase | 168 | 87.9947 USD |
| Purchase | 185 | 87.5943 USD |
| Purchase | 199 | 87.2648 USD |
| Purchase | 200 | 87.2700 USD |
| Purchase | 300 | 87.2875 USD |
| Purchase | 400 | 87.8700 USD |
| Purchase | 400 | 87.4175 USD |
| Purchase | 400 | 87.6900 USD |
| Purchase | 618 | 87.6458 USD |
| Purchase | 700 | 88.0000 USD |
| Purchase | 800 | 83.0000 USD |
| Purchase | 976 | 87.2968 USD |
| Purchase | 1,201 | 87.2829 USD |
| Purchase | 1,300 | 87.5119 USD |
| Purchase | 1,900 | 86.5000 USD |
| Purchase | 2,000 | 87.9870 USD |
| Purchase | 2,100 | 86.0000 USD |
| Purchase | 2,200 | 87.5823 USD |
| Purchase | 2,406 | 87.8050 USD |
| Purchase | 2,483 | 87.2400 USD |
| Purchase | 2,500 | 85.0000 USD |
| Purchase | 2,856 | 87.8935 USD |
| Purchase | 3,039 | 87.5607 USD |
| Purchase | 3,200 | 87.5684 USD |
| Purchase | 3,500 | 70.5000 USD |
| Purchase | 4,350 | 87.6877 USD |
| Purchase | 5,800 | 87.7358 USD |
| Purchase | 6,528 | 87.4689 USD |
| Purchase | 7,000 | 87.6121 USD |
| Purchase | 8,471 | 87.8864 USD |
| Purchase | 9,200 | 87.6136 USD |
| Purchase | 14,048 | 87.6835 USD |
| Purchase | 17,707 | 87.7300 USD |
| Purchase | 18,826 | 87.5556 USD |
| Purchase | 24,038 | 87.6173 USD |
| Purchase | 33,218 | 87.5700 USD |
| Purchase | 36,031 | 87.6996 USD |
| Sale | 21 | 87.8400 USD |
| Sale | 60 | 87.8600 USD |
| Sale | 100 | 87.8450 USD |
| Sale | 100 | 87.8000 USD |
| Sale | 100 | 87.4500 USD |
| Sale | 100 | 78.0000 USD |
| Sale | 100 | 87.4900 USD |
| Sale | 110 | 87.5463 USD |
| Sale | 156 | 87.8300 USD |
| Sale | 168 | 87.9947 USD |
| Sale | 200 | 80.0000 USD |
| Sale | 200 | 87.3150 USD |
| Sale | 200 | 87.4400 USD |
| Sale | 200 | 87.4600 USD |
| Sale | 200 | 87.5225 USD |
| Sale | 200 | 87.6900 USD |
| Sale | 200 | 87.7100 USD |
| Sale | 200 | 87.7700 USD |
| Sale | 226 | 87.3203 USD |
| Sale | 261 | 87.7351 USD |
| Sale | 300 | 87.7566 USD |
| Sale | 300 | 87.6633 USD |
| Sale | 311 | 87.7890 USD |
| Sale | 332 | 87.5313 USD |
| Sale | 386 | 87.5854 USD |
| Sale | 400 | 87.3925 USD |
| Sale | 400 | 87.4100 USD |
| Sale | 400 | 87.6500 USD |
| Sale | 447 | 87.6404 USD |
| Sale | 478 | 87.4781 USD |
| Sale | 500 | 87.4450 USD |
| Sale | 600 | 87.5916 USD |
| Sale | 600 | 80.5000 USD |
| Sale | 600 | 87.7250 USD |
| Sale | 600 | 87.6166 USD |
| Sale | 601 | 87.5950 USD |
| Sale | 800 | 84.0000 USD |
| Sale | 800 | 82.5000 USD |
| Sale | 900 | 87.7677 USD |
| Sale | 1,145 | 87.3779 USD |
| Sale | 1,241 | 87.5124 USD |
| Sale | 1,300 | 87.5119 USD |
| Sale | 1,529 | 87.5576 USD |
| Sale | 1,557 | 87.5040 USD |
| Sale | 1,700 | 87.5348 USD |
| Sale | 1,700 | 87.5411 USD |
| Sale | 1,800 | 87.5827 USD |
| Sale | 2,200 | 87.0000 USD |
| Sale | 2,200 | 87.6972 USD |
| Sale | 2,379 | 87.5889 USD |
| Sale | 2,457 | 87.5323 USD |
| Sale | 2,737 | 87.5873 USD |
| Sale | 3,401 | 87.5812 USD |
| Sale | 3,577 | 88.0000 USD |
| Sale | 3,887 | 87.4821 USD |
| Sale | 5,400 | 87.3315 USD |
| Sale | 5,781 | 87.6354 USD |
| Sale | 7,600 | 87.5925 USD |
| Sale | 7,800 | 87.6225 USD |
| Sale | 12,679 | 87.7267 USD |
| Sale | 16,612 | 87.5700 USD |
| Sale | 21,682 | 87.6001 USD |
| Sale | 22,607 | 87.7300 USD |
| Sale | 32,017 | 87.6871 USD |
| Sale | 33,041 | 87.6600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 100 | 50 USD | American | 21 Jan 2022 | 37.4300 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 20 Dec 2019 | 1.6500 USD |
| Call Option | Purchasing | 1,000 | 89 USD | American | 6 Dec 2019 | 0.4400 USD |
| Call Option | Purchasing | 200 | 89 USD | American | 3 Jan 2020 | 1.6800 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 6 Dec 2019 | 0.1500 USD |
| Call Option | Purchasing | 300 | 90 USD | American | 15 May 2020 | 4.2000 USD |
| Call Option | Purchasing | 200 | 91 USD | American | 6 Dec 2019 | 0.0900 USD |
| Call Option | Purchasing | 200 | 91 USD | American | 27 Dec 2019 | 0.6600 USD |
| Call Option | Purchasing | 300 | 92 USD | American | 6 Dec 2019 | 0.0400 USD |
| Call Option | Selling | 100 | 38 USD | American | 21 Jan 2022 | 49.9700 USD |
| Call Option | Selling | 100 | 83 USD | American | 17 Jan 2020 | 6.9500 USD |
| Call Option | Selling | 2,300 | 87 USD | American | 29 Nov 2019 | 0.4586 USD |
| Call Option | Selling | 1,100 | 87 USD | American | 6 Dec 2019 | 1.4536 USD |
| Call Option | Selling | 8,300 | 88 USD | American | 29 Nov 2019 | 0.1425 USD |
| Call Option | Selling | 200 | 88 USD | American | 3 Jan 2020 | 2.1800 USD |
| Call Option | Selling | 1,800 | 88 USD | American | 17 Jan 2020 | 3.2611 USD |
| Call Option | Selling | 100 | 89 USD | American | 6 Dec 2019 | 0.6900 USD |
| Call Option | Selling | 100 | 89 USD | American | 20 Dec 2019 | 1.4600 USD |
| Call Option | Selling | 600 | 89 USD | American | 27 Dec 2019 | 1.7200 USD |
| Call Option | Selling | 300 | 90 USD | American | 20 Dec 2019 | 1.0400 USD |
| Call Option | Selling | 200 | 90 USD | American | 27 Dec 2019 | 0.9500 USD |
| Call Option | Selling | 500 | 90 USD | American | 17 Jan 2020 | 1.9800 USD |
| Call Option | Selling | 100 | 92 USD | American | 27 Dec 2019 | 0.7600 USD |
| Put Option | Purchasing | 400 | 80 USD | American | 17 Jan 2020 | 0.8200 USD |
| Put Option | Purchasing | 100 | 88 USD | American | 29 Nov 2019 | 0.1500 USD |
| Put Option | Purchasing | 100 | 89 USD | American | 27 Dec 2019 | 2.7400 USD |
| Put Option | Purchasing | 100 | 90 USD | American | 21 Feb 2020 | 5.4000 USD |
| Put Option | Selling | 500 | 40 USD | American | 21 Jan 2022 | 1.3300 USD |
| Put Option | Selling | 100 | 86 USD | American | 27 Dec 2019 | 1.3400 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 362,700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,100 | 91.0000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,700 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 800 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 87.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 87.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 86.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 88.0000 | American | Dec 20, 2019 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 91.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 3,400 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,900 | 86.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 6, 2019 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 49,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 287,500 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 88.0000 | American | Dec 13, 2019 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 89.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 5,700 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 87.0000 | American | Dec 20, 2019 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 80.0000 | American | Nov 29, 2019 |
| Call Options | Written | -2,100 | 95.0000 | American | Nov 29, 2019 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 80.5000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 81.0000 | American | Dec 6, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,900 | 79.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -4,400 | 78.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -9,400 | 88.0000 | American | Nov 29, 2019 |
| Call Options | Written | -100 | 78.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 16,300 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,200 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 700 | 88.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 4,400 | 92.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 83.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,100 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 92.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -6,900 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 81.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,400 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -200 | 87.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,700 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,800 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 77.0000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 83.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -500 | 84.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,800 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 86.0000 | American | Nov 29, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -1,000 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,500 | 85.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 300 | 92.0000 | American | Dec 6, 2019 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Written | 155,700 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 84.0000 | American | Dec 6, 2019 |
| Call Options | Written | -50,800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -800 | 82.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -200 | 82.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -500 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -8,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 80.0000 | American | Dec 6, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,100 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 85.0000 | American | Dec 6, 2019 |
| Put Options | Written | 100 | 86.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Dec 13, 2019 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 86.0000 | American | Dec 20, 2019 |
| Put Options | Written | 2,800 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 21,900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,100 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 86.5000 | American | Dec 13, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 5,100 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 83.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -2,400 | 89.0000 | American | Dec 6, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 87.0000 | American | Nov 29, 2019 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 81.5000 | American | Dec 6, 2019 |
| Call Options | Written | -600 | 80.5000 | American | Nov 29, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 86.0000 | American | Dec 6, 2019 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,800 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Nov 29, 2019 |
| Put Options | Written | 700 | 87.0000 | American | Nov 29, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 82.5000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 29,400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 9,200 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 17,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 15,600 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 89.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 300 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 75.0000 | American | Dec 13, 2019 |
| Call Options | Written | -53,000 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,900 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 83.0000 | American | Dec 20, 2019 |
| Call Options | Written | -800 | 84.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 86.0000 | American | Dec 13, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 90.0000 | American | Dec 6, 2019 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 86.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Written | 14,600 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,500 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,100 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,600 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 74.0000 | American | Nov 29, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 19,700 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 300 | 90.0000 | American | Nov 29, 2019 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 80.0000 | American | Nov 29, 2019 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Written | -12,100 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -67,100 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 91.5000 | American | Dec 27, 2019 |
| Call Options | Written | -1,800 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,600 | 91.0000 | American | Nov 29, 2019 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -9,500 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,400 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 82.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 2,100 | 86.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 6,000 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 84.0000 | American | Nov 29, 2019 |
| Put Options | Written | 11,600 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 9,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 72.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 9,600 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,200 | 95.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -4,800 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,200 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,900 | 95.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191203005817/en/
Copyright Business Wire 2019