Last checked at 11 Mar 2020 12:23
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 10 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,832,982 | 0.19% | 4,247,389 | 0.29% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,198,983 | 0.15% | 552,566 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,691,200 | 0.11% | 1,549,200 | 0.10% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,723,165 | 0.45% | 6,349,155 | 0.43% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 85.0600 USD |
| Purchase | 5 | 84.4500 USD |
| Purchase | 13 | 85.6300 USD |
| Purchase | 16 | 87.5700 USD |
| Purchase | 28 | 87.6000 USD |
| Purchase | 100 | 87.5200 USD |
| Purchase | 100 | 87.4500 USD |
| Purchase | 100 | 84.0400 USD |
| Purchase | 100 | 84.3200 USD |
| Purchase | 100 | 87.3000 USD |
| Purchase | 100 | 86.1900 USD |
| Purchase | 100 | 87.0600 USD |
| Purchase | 100 | 86.2900 USD |
| Purchase | 100 | 86.2850 USD |
| Purchase | 100 | 85.6800 USD |
| Purchase | 100 | 85.8300 USD |
| Purchase | 100 | 84.7350 USD |
| Purchase | 101 | 87.5344 USD |
| Purchase | 150 | 85.8739 USD |
| Purchase | 182 | 84.7455 USD |
| Purchase | 185 | 87.4240 USD |
| Purchase | 187 | 85.4873 USD |
| Purchase | 187 | 84.5401 USD |
| Purchase | 188 | 84.9955 USD |
| Purchase | 200 | 87.4600 USD |
| Purchase | 200 | 84.1300 USD |
| Purchase | 200 | 84.7250 USD |
| Purchase | 200 | 85.1250 USD |
| Purchase | 200 | 85.9700 USD |
| Purchase | 200 | 86.0400 USD |
| Purchase | 200 | 86.9200 USD |
| Purchase | 201 | 87.5774 USD |
| Purchase | 202 | 84.5602 USD |
| Purchase | 300 | 87.5100 USD |
| Purchase | 300 | 85.9566 USD |
| Purchase | 341 | 87.5665 USD |
| Purchase | 400 | 86.2625 USD |
| Purchase | 432 | 87.2028 USD |
| Purchase | 500 | 86.7650 USD |
| Purchase | 500 | 86.7100 USD |
| Purchase | 586 | 86.1905 USD |
| Purchase | 587 | 87.0763 USD |
| Purchase | 600 | 85.5875 USD |
| Purchase | 603 | 86.1107 USD |
| Purchase | 681 | 85.4358 USD |
| Purchase | 730 | 87.5404 USD |
| Purchase | 799 | 87.5250 USD |
| Purchase | 800 | 86.8025 USD |
| Purchase | 800 | 85.7650 USD |
| Purchase | 832 | 85.4748 USD |
| Purchase | 901 | 86.7023 USD |
| Purchase | 910 | 85.7581 USD |
| Purchase | 948 | 86.3060 USD |
| Purchase | 1,001 | 87.5490 USD |
| Purchase | 1,045 | 86.3639 USD |
| Purchase | 1,110 | 86.5187 USD |
| Purchase | 1,261 | 85.7972 USD |
| Purchase | 1,300 | 87.5638 USD |
| Purchase | 1,372 | 85.9332 USD |
| Purchase | 1,416 | 87.1721 USD |
| Purchase | 1,464 | 86.5627 USD |
| Purchase | 1,504 | 86.4937 USD |
| Purchase | 1,640 | 85.7014 USD |
| Purchase | 1,662 | 86.0649 USD |
| Purchase | 1,735 | 86.7974 USD |
| Purchase | 1,741 | 86.5286 USD |
| Purchase | 1,800 | 86.1225 USD |
| Purchase | 1,977 | 87.2605 USD |
| Purchase | 2,070 | 85.7302 USD |
| Purchase | 2,332 | 86.0526 USD |
| Purchase | 2,900 | 86.4000 USD |
| Purchase | 2,924 | 87.2844 USD |
| Purchase | 2,953 | 86.9737 USD |
| Purchase | 2,985 | 85.9409 USD |
| Purchase | 3,200 | 85.9559 USD |
| Purchase | 3,999 | 85.7705 USD |
| Purchase | 4,100 | 87.5500 USD |
| Purchase | 4,182 | 86.0065 USD |
| Purchase | 4,776 | 87.1907 USD |
| Purchase | 7,299 | 85.0516 USD |
| Purchase | 7,871 | 87.5299 USD |
| Purchase | 12,800 | 85.8293 USD |
| Purchase | 19,800 | 86.0767 USD |
| Purchase | 20,245 | 85.7039 USD |
| Purchase | 23,146 | 85.4225 USD |
| Purchase | 40,900 | 86.0320 USD |
| Purchase | 44,362 | 87.4117 USD |
| Purchase | 48,589 | 87.3864 USD |
| Purchase | 53,207 | 86.1801 USD |
| Purchase | 59,303 | 87.1016 USD |
| Purchase | 63,550 | 87.4870 USD |
| Purchase | 75,095 | 87.5300 USD |
| Purchase | 172,110 | 86.7015 USD |
| Sale | 1 | 86.3400 USD |
| Sale | 9 | 84.8505 USD |
| Sale | 27 | 87.6366 USD |
| Sale | 62 | 87.4572 USD |
| Sale | 100 | 84.7500 USD |
| Sale | 100 | 84.6900 USD |
| Sale | 100 | 86.0880 USD |
| Sale | 100 | 84.8100 USD |
| Sale | 100 | 87.0600 USD |
| Sale | 100 | 84.5400 USD |
| Sale | 118 | 87.4809 USD |
| Sale | 134 | 87.4208 USD |
| Sale | 149 | 87.2624 USD |
| Sale | 171 | 87.4800 USD |
| Sale | 181 | 87.5922 USD |
| Sale | 182 | 84.7454 USD |
| Sale | 200 | 84.8200 USD |
| Sale | 200 | 84.7850 USD |
| Sale | 200 | 84.7800 USD |
| Sale | 200 | 84.7750 USD |
| Sale | 200 | 84.7700 USD |
| Sale | 200 | 86.3575 USD |
| Sale | 200 | 84.8850 USD |
| Sale | 210 | 85.9909 USD |
| Sale | 236 | 86.0720 USD |
| Sale | 248 | 85.9888 USD |
| Sale | 260 | 85.5146 USD |
| Sale | 300 | 84.8466 USD |
| Sale | 300 | 84.8766 USD |
| Sale | 300 | 84.8033 USD |
| Sale | 300 | 86.0300 USD |
| Sale | 300 | 85.9883 USD |
| Sale | 400 | 85.2175 USD |
| Sale | 400 | 86.2625 USD |
| Sale | 400 | 86.0437 USD |
| Sale | 400 | 84.8750 USD |
| Sale | 408 | 84.8659 USD |
| Sale | 415 | 87.5200 USD |
| Sale | 724 | 85.2197 USD |
| Sale | 783 | 84.9084 USD |
| Sale | 799 | 87.5250 USD |
| Sale | 864 | 86.1764 USD |
| Sale | 879 | 85.8343 USD |
| Sale | 900 | 85.9322 USD |
| Sale | 913 | 84.8676 USD |
| Sale | 1,002 | 86.5320 USD |
| Sale | 1,007 | 87.4664 USD |
| Sale | 1,030 | 87.5796 USD |
| Sale | 1,100 | 86.2563 USD |
| Sale | 1,316 | 87.3561 USD |
| Sale | 2,184 | 86.1921 USD |
| Sale | 2,200 | 86.7689 USD |
| Sale | 2,380 | 86.0796 USD |
| Sale | 2,416 | 86.0625 USD |
| Sale | 2,900 | 86.4000 USD |
| Sale | 3,014 | 86.4701 USD |
| Sale | 3,074 | 85.1554 USD |
| Sale | 3,764 | 86.1796 USD |
| Sale | 3,812 | 86.5120 USD |
| Sale | 4,000 | 87.5500 USD |
| Sale | 5,300 | 86.3860 USD |
| Sale | 5,711 | 87.1716 USD |
| Sale | 6,599 | 86.0227 USD |
| Sale | 7,092 | 86.0547 USD |
| Sale | 7,481 | 87.0366 USD |
| Sale | 8,100 | 86.3260 USD |
| Sale | 10,400 | 86.4905 USD |
| Sale | 10,555 | 86.4426 USD |
| Sale | 11,400 | 85.9933 USD |
| Sale | 11,906 | 86.0544 USD |
| Sale | 12,000 | 86.5098 USD |
| Sale | 17,400 | 85.7767 USD |
| Sale | 20,499 | 87.0361 USD |
| Sale | 24,033 | 85.8937 USD |
| Sale | 29,600 | 85.8664 USD |
| Sale | 42,103 | 86.0306 USD |
| Sale | 105,662 | 87.3567 USD |
| Sale | 114,719 | 86.3865 USD |
| Sale | 247,331 | 87.5300 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 8,800 | 88 USD | American | 15 May 2020 | 5.3500 USD |
| Call Option | Purchasing | 900 | 88 USD | American | 15 Jan 2021 | 8.0000 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 20 Mar 2020 | 0.9800 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 3 Apr 2020 | 2.8800 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 15 Jan 2021 | 6.8000 USD |
| Call Option | Purchasing | 800 | 93 USD | American | 17 Apr 2020 | 2.3500 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 3 Apr 2020 | 0.4600 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 17 Apr 2020 | 1.2900 USD |
| Call Option | Purchasing | 600 | 100 USD | American | 17 Apr 2020 | 0.5000 USD |
| Call Option | Purchasing | 2,400 | 100 USD | American | 15 May 2020 | 1.0208 USD |
| Call Option | Purchasing | 700 | 100 USD | American | 15 Jan 2021 | 3.9000 USD |
| Call Option | Purchasing | 100 | 110 USD | American | 15 May 2020 | 0.3500 USD |
| Call Option | Selling | 300 | 100 USD | American | 20 Mar 2020 | 0.0600 USD |
| Put Option | Purchasing | 100 | 70 USD | American | 24 Apr 2020 | 1.4100 USD |
| Put Option | Purchasing | 700 | 73 USD | American | 15 Jan 2021 | 6.7500 USD |
| Put Option | Purchasing | 100 | 83 USD | American | 13 Mar 2020 | 0.7000 USD |
| Put Option | Purchasing | 300 | 83 USD | American | 15 Jan 2021 | 10.9500 USD |
| Put Option | Purchasing | 1,000 | 84 USD | American | 13 Mar 2020 | 1.6000 USD |
| Put Option | Purchasing | 300 | 85 USD | American | 17 Apr 2020 | 3.9500 USD |
| Put Option | Purchasing | 500 | 86 USD | American | 20 Mar 2020 | 3.2240 USD |
| Put Option | Selling | 100 | 87 USD | American | 13 Mar 2020 | 1.8600 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 11 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 75.0000 | American | Apr 3, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 103.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 100.0000 | American | Mar 13, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,700 | 100.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 14,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 2,600 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 10,300 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,100 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,400 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -900 | 87.0000 | American | Mar 13, 2020 |
| Call Options | Written | -200 | 95.0000 | American | Mar 27, 2020 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -16,000 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -19,200 | 110.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 100.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,100 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 65.0000 | American | Mar 20, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 13,600 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 100 | 92.5000 | American | Apr 17, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 3,700 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,400 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 94.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Written | -13,100 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -17,600 | 80.0000 | American | Mar 13, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,800 | 100.0000 | American | Mar 13, 2020 |
| Call Options | Written | -5,100 | 125.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,900 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Call Options | Written | -18,400 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Mar 13, 2020 |
| Call Options | Written | -1,500 | 100.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -3,800 | 94.0000 | American | Mar 13, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -30,000 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 97.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -9,200 | 80.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,000 | 79.5000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 20,000 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 89.0000 | American | Mar 13, 2020 |
| Put Options | Written | 300 | 75.0000 | American | Mar 20, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,400 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,300 | 97.5000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 86.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 96.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 27, 2020 |
| Call Options | Written | -1,200 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -10,600 | 77.5000 | American | Mar 20, 2020 |
| Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -1,800 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 70.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 500 | 98.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 6,400 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,600 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 19,600 | 85.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,500 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 5,000 | 92.5000 | American | Mar 20, 2020 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 89.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 94.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,700 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,900 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 95.0000 | American | Apr 17, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 125.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -50,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 95.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -200 | 88.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,500 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -350,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 97.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Written | -100 | 92.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 83.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -76,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 80.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -1,100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,900 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 22,000 | 90.0000 | American | Mar 20, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 99.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 15,000 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 87.5000 | American | Mar 13, 2020 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 91.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 13,900 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 93.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,400 | 92.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 93.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 84.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 105.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,400 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 70.0000 | American | Apr 24, 2020 |
| Call Options | Purchased | 1,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,100 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 83.5000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 84.5000 | American | Mar 13, 2020 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Written | 5,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 92.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 75.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Call Options | Written | -33,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 96.0000 | American | Mar 13, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,300 | 87.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 20,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 80.5000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 90.0000 | American | Mar 27, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,500 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,500 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,700 | 90.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 93.5000 | American | Mar 27, 2020 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 27, 2020 |
| Call Options | Written | -13,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Mar 13, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Written | -19,400 | 105.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 94.0000 | American | Mar 27, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Put Options | Written | 3,300 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 7,500 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 6,800 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 13,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 11,700 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 700 | 97.5000 | American | Apr 17, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 90.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -21,500 | 85.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,600 | 110.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -600 | 92.5000 | American | Aug 21, 2020 |
| Call Options | Written | -700 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,000 | 83.5000 | American | Mar 13, 2020 |
| Call Options | Written | -2,600 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 85.0000 | American | Mar 13, 2020 |
| Call Options | Written | -4,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -60,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 95.0000 | American | Mar 13, 2020 |
| Call Options | Written | -4,400 | 95.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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