Last checked at 6 Mar 2020 12:22
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 05 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
2,802,684 | 0.19% | 4,155,737 | 0.28% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,185,696 | 0.15% | 560,929 | 0.04% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 1,709,800 | 0.12% | 1,576,700 | 0.11% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
6,698,180 | 0.45% | 6,293,366 | 0.43% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 90.2400 USD |
| Purchase | 2 | 90.8150 USD |
| Purchase | 3 | 90.6566 USD |
| Purchase | 3 | 90.7033 USD |
| Purchase | 4 | 90.6675 USD |
| Purchase | 5 | 90.6480 USD |
| Purchase | 5 | 90.2800 USD |
| Purchase | 5 | 90.7660 USD |
| Purchase | 6 | 90.8300 USD |
| Purchase | 6 | 90.4083 USD |
| Purchase | 10 | 90.7820 USD |
| Purchase | 25 | 90.3584 USD |
| Purchase | 100 | 89.6500 USD |
| Purchase | 100 | 89.7700 USD |
| Purchase | 100 | 90.0000 USD |
| Purchase | 100 | 90.2900 USD |
| Purchase | 100 | 90.2200 USD |
| Purchase | 100 | 90.1100 USD |
| Purchase | 100 | 90.0900 USD |
| Purchase | 102 | 89.9500 USD |
| Purchase | 113 | 90.7000 USD |
| Purchase | 131 | 89.7800 USD |
| Purchase | 156 | 90.0100 USD |
| Purchase | 200 | 90.3100 USD |
| Purchase | 200 | 90.2300 USD |
| Purchase | 200 | 90.1650 USD |
| Purchase | 200 | 90.0450 USD |
| Purchase | 210 | 89.8090 USD |
| Purchase | 255 | 90.1467 USD |
| Purchase | 275 | 90.3081 USD |
| Purchase | 292 | 89.8700 USD |
| Purchase | 300 | 90.3023 USD |
| Purchase | 300 | 90.4033 USD |
| Purchase | 348 | 89.7972 USD |
| Purchase | 400 | 90.2075 USD |
| Purchase | 440 | 89.8050 USD |
| Purchase | 457 | 90.6054 USD |
| Purchase | 500 | 90.1920 USD |
| Purchase | 500 | 90.1600 USD |
| Purchase | 500 | 90.1800 USD |
| Purchase | 500 | 89.7940 USD |
| Purchase | 502 | 90.2050 USD |
| Purchase | 559 | 90.3042 USD |
| Purchase | 587 | 90.3500 USD |
| Purchase | 600 | 89.8000 USD |
| Purchase | 621 | 90.1348 USD |
| Purchase | 699 | 90.3565 USD |
| Purchase | 700 | 90.1614 USD |
| Purchase | 753 | 90.1772 USD |
| Purchase | 756 | 90.1802 USD |
| Purchase | 759 | 89.9408 USD |
| Purchase | 800 | 90.0775 USD |
| Purchase | 900 | 90.2000 USD |
| Purchase | 976 | 89.8063 USD |
| Purchase | 1,038 | 90.1651 USD |
| Purchase | 1,101 | 89.8057 USD |
| Purchase | 1,300 | 90.3730 USD |
| Purchase | 1,312 | 90.2056 USD |
| Purchase | 1,411 | 90.5600 USD |
| Purchase | 1,700 | 89.8082 USD |
| Purchase | 2,000 | 90.6546 USD |
| Purchase | 2,027 | 90.6400 USD |
| Purchase | 3,165 | 90.1347 USD |
| Purchase | 3,900 | 90.3369 USD |
| Purchase | 4,589 | 90.2140 USD |
| Purchase | 4,667 | 90.1260 USD |
| Purchase | 4,928 | 90.5813 USD |
| Purchase | 5,676 | 90.1665 USD |
| Purchase | 5,993 | 90.1701 USD |
| Purchase | 8,055 | 90.1680 USD |
| Purchase | 8,800 | 90.3807 USD |
| Purchase | 11,600 | 90.1400 USD |
| Purchase | 14,937 | 90.1981 USD |
| Purchase | 15,600 | 89.9800 USD |
| Purchase | 16,713 | 90.6100 USD |
| Purchase | 20,921 | 90.1787 USD |
| Purchase | 34,100 | 90.4075 USD |
| Purchase | 37,999 | 90.3661 USD |
| Purchase | 47,794 | 90.5817 USD |
| Purchase | 49,500 | 90.4171 USD |
| Purchase | 106,376 | 90.4114 USD |
| Purchase | 159,719 | 90.6432 USD |
| Sale | 1 | 91.1100 USD |
| Sale | 2 | 90.4300 USD |
| Sale | 10 | 91.4300 USD |
| Sale | 47 | 91.1200 USD |
| Sale | 66 | 90.0300 USD |
| Sale | 100 | 91.3200 USD |
| Sale | 100 | 89.9700 USD |
| Sale | 100 | 90.9700 USD |
| Sale | 100 | 90.5500 USD |
| Sale | 100 | 91.1300 USD |
| Sale | 100 | 90.1700 USD |
| Sale | 100 | 90.2100 USD |
| Sale | 106 | 89.7800 USD |
| Sale | 190 | 90.3900 USD |
| Sale | 191 | 89.8700 USD |
| Sale | 200 | 90.1400 USD |
| Sale | 200 | 89.9550 USD |
| Sale | 200 | 90.1250 USD |
| Sale | 213 | 90.2226 USD |
| Sale | 256 | 90.0100 USD |
| Sale | 300 | 90.1618 USD |
| Sale | 400 | 90.2550 USD |
| Sale | 400 | 90.7775 USD |
| Sale | 400 | 90.5700 USD |
| Sale | 400 | 90.5262 USD |
| Sale | 425 | 90.7272 USD |
| Sale | 560 | 90.3034 USD |
| Sale | 623 | 90.3983 USD |
| Sale | 700 | 90.4360 USD |
| Sale | 900 | 90.3922 USD |
| Sale | 900 | 90.6928 USD |
| Sale | 900 | 90.4711 USD |
| Sale | 959 | 90.9037 USD |
| Sale | 1,000 | 90.5415 USD |
| Sale | 1,129 | 90.5338 USD |
| Sale | 1,178 | 90.4797 USD |
| Sale | 1,200 | 90.4975 USD |
| Sale | 1,337 | 90.6326 USD |
| Sale | 1,368 | 90.9185 USD |
| Sale | 1,427 | 90.3016 USD |
| Sale | 1,500 | 90.5013 USD |
| Sale | 1,700 | 90.5394 USD |
| Sale | 1,907 | 90.3821 USD |
| Sale | 2,000 | 90.2810 USD |
| Sale | 2,027 | 90.6400 USD |
| Sale | 2,608 | 90.4419 USD |
| Sale | 3,563 | 90.7765 USD |
| Sale | 4,165 | 90.2157 USD |
| Sale | 4,310 | 90.8446 USD |
| Sale | 5,715 | 90.4175 USD |
| Sale | 5,996 | 90.5864 USD |
| Sale | 6,000 | 89.8039 USD |
| Sale | 6,404 | 90.0618 USD |
| Sale | 7,200 | 90.5731 USD |
| Sale | 8,379 | 90.6100 USD |
| Sale | 8,442 | 90.4055 USD |
| Sale | 8,532 | 90.1322 USD |
| Sale | 9,006 | 90.4192 USD |
| Sale | 9,577 | 90.7704 USD |
| Sale | 11,500 | 90.4000 USD |
| Sale | 15,600 | 89.9800 USD |
| Sale | 16,200 | 90.3621 USD |
| Sale | 19,632 | 90.7981 USD |
| Sale | 19,906 | 90.4003 USD |
| Sale | 21,650 | 90.1672 USD |
| Sale | 24,000 | 90.4441 USD |
| Sale | 24,800 | 90.3714 USD |
| Sale | 25,562 | 90.4232 USD |
| Sale | 29,000 | 90.3975 USD |
| Sale | 30,000 | 90.4311 USD |
| Sale | 40,994 | 90.6038 USD |
| Sale | 79,198 | 90.2366 USD |
| Sale | 119,564 | 90.5914 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
|
| relates |
|
|
| |
Call Option | Purchasing | 700 | 90 USD | American | 6 Mar 2020 | 1.1800 USD |
Call Option | Purchasing | 700 | 90 USD | American | 17 Apr 2020 | 4.0200 USD |
Call Option | Purchasing | 2,100 | 92 USD | American | 6 Mar 2020 | 0.7228 USD |
Call Option | Purchasing | 100 | 93 USD | American | 6 Mar 2020 | 0.4000 USD |
Call Option | Purchasing | 300 | 93 USD | American | 20 Mar 2020 | 1.4766 USD |
Call Option | Purchasing | 100 | 93 USD | American | 17 Apr 2020 | 3.0000 USD |
Call Option | Purchasing | 100 | 93 USD | American | 15 May 2020 | 3.6500 USD |
Call Option | Purchasing | 500 | 98 USD | American | 20 Mar 2020 | 0.5200 USD |
Call Option | Purchasing | 300 | 98 USD | American | 20 Mar 2020 | 0.5400 USD |
Call Option | Purchasing | 600 | 100 USD | American | 17 Apr 2020 | 1.0500 USD |
Call Option | Purchasing | 100 | 100 USD | American | 15 Jan 2021 | 4.9000 USD |
Call Option | Purchasing | 100 | 103 USD | American | 20 Mar 2020 | 0.1000 USD |
Call Option | Purchasing | 6,400 | 105 USD | American | 17 Apr 2020 | 0.3968 USD |
Call Option | Purchasing | 600 | 105 USD | American | 15 May 2020 | 0.8033 USD |
Call Option | Purchasing | 3,500 | 110 USD | American | 15 May 2020 | 0.4500 USD |
Call Option | Selling | 100 | 75 USD | American | 15 Jan 2021 | 17.8700 USD |
Call Option | Selling | 2,000 | 85 USD | American | 13 Mar 2020 | 6.5000 USD |
Call Option | Selling | 100 | 87 USD | American | 13 Mar 2020 | 4.0000 USD |
Call Option | Selling | 800 | 93 USD | American | 6 Mar 2020 | 0.6000 USD |
Call Option | Selling | 100 | 93 USD | American | 17 Apr 2020 | 3.3500 USD |
Call Option | Selling | 100 | 95 USD | American | 20 Mar 2020 | 0.9000 USD |
Call Option | Selling | 700 | 95 USD | American | 9 Apr 2020 | 1.8400 USD |
Put Option | Purchasing | 20,100 | 80 USD | American | 13 Mar 2020 | 0.1702 USD |
Put Option | Purchasing | 500 | 80 USD | American | 17 Apr 2020 | 1.6400 USD |
Put Option | Purchasing | 100 | 85 USD | American | 13 Mar 2020 | 0.6100 USD |
Put Option | Purchasing | 100 | 89 USD | American | 6 Mar 2020 | 0.7000 USD |
Put Option | Purchasing | 1,000 | 90 USD | American | 6 Mar 2020 | 0.9800 USD |
Put Option | Selling | 1,000 | 70 USD | American | 6 Mar 2020 | 0.0100 USD |
Put Option | Selling | 100 | 80 USD | American | 20 Mar 2020 | 0.4900 USD |
Put Option | Selling | 100 | 81 USD | American | 13 Mar 2020 | 0.2000 USD |
Put Option | Selling | 2,900 | 83 USD | American | 15 May 2020 | 3.1344 USD |
Put Option | Selling | 1,900 | 85 USD | American | 15 May 2020 | 3.9000 USD |
Put Option | Selling | 20,100 | 86 USD | American | 13 Mar 2020 | 0.6573 USD |
Put Option | Selling | 200 | 100 USD | American | 21 Jan 2022 | 25.5000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 10,300 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 5,300 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 3,100 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Written | 5,300 | 80.0000 | American | Mar 6, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 100.0000 | American | Mar 13, 2020 |
| Put Options | Written | 3,100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 93.0000 | American | Mar 6, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,000 | 100.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,900 | 90.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 100 | 103.0000 | American | Mar 20, 2020 |
| Call Options | Written | -800 | 105.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -16,000 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -19,200 | 110.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -3,300 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,400 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 89.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 85.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 95.0000 | American | Mar 27, 2020 |
| Call Options | Written | -200 | 100.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,800 | 105.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -100 | 86.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 13,500 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 3,500 | 90.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 700 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 65.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 87.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 300 | 84.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 5,500 | 87.5000 | American | Mar 20, 2020 |
| Put Options | Written | 1,200 | 94.0000 | American | Mar 13, 2020 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 4,100 | 87.5000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 91.0000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 94.5000 | American | Apr 3, 2020 |
| Call Options | Written | -1,500 | 100.0000 | American | Mar 27, 2020 |
| Call Options | Written | -3,700 | 94.0000 | American | Mar 13, 2020 |
| Call Options | Written | -500 | 89.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -500 | 97.5000 | American | May 15, 2020 |
| Call Options | Written | -13,100 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,900 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,200 | 80.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,100 | 125.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,500 | 97.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,800 | 100.0000 | American | Mar 13, 2020 |
| Call Options | Written | -200 | 94.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -700 | 70.0000 | American | Apr 17, 2020 |
| Call Options | Written | -18,400 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -30,000 | 62.5000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 96.0000 | American | Mar 13, 2020 |
| Call Options | Written | -100 | 102.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -17,500 | 80.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -100 | 89.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 100 | 96.0000 | American | Apr 3, 2020 |
| Put Options | Written | 2,000 | 79.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,300 | 97.5000 | American | Mar 20, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,400 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 75.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Put Options | Written | 200 | 79.0000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 20,000 | 97.5000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Mar 13, 2020 |
| Call Options | Written | -1,200 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,600 | 77.5000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 96.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,700 | 95.0000 | American | Mar 6, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 90.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,800 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 96.0000 | American | Mar 27, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Apr 3, 2020 |
| Call Options | Written | -2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,500 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 89.5000 | American | Mar 6, 2020 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 93.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 300 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,700 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 98.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 89.0000 | American | Mar 20, 2020 |
| Put Options | Written | 20,100 | 85.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 7,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,000 | 92.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,400 | 92.5000 | American | Mar 6, 2020 |
| Put Options | Written | 700 | 70.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,600 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 7,100 | 81.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 94.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,900 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 95.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 600 | 110.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Apr 9, 2020 |
| Put Options | Purchased | -200 | 88.0000 | American | Mar 20, 2020 |
| Call Options | Written | -400 | 88.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -76,800 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,400 | 97.0000 | American | Mar 6, 2020 |
| Call Options | Written | -50,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 95.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -350,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 89.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Mar 27, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -2,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 97.5000 | American | Mar 6, 2020 |
| Call Options | Written | -100 | 98.0000 | American | Mar 6, 2020 |
| Call Options | Written | -400 | 97.0000 | American | Mar 13, 2020 |
| Call Options | Written | -600 | 125.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 70.0000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 93.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 15,300 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 85.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 13,900 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 800 | 67.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 88.5000 | American | Mar 6, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 22,000 | 90.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,400 | 92.0000 | American | Mar 13, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,000 | 84.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -21,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 85.0000 | American | Mar 6, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 82.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 105.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 84.5000 | American | Mar 13, 2020 |
| Put Options | Written | 100 | 92.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,400 | 100.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 86.0000 | American | Mar 6, 2020 |
| Put Options | Written | 600 | 83.0000 | American | Mar 6, 2020 |
| Put Options | Written | 5,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,300 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 96.0000 | American | Mar 20, 2020 |
| Put Options | Written | 9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 88.5000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 88.0000 | American | Mar 6, 2020 |
| Put Options | Written | 100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 75.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -300 | 96.0000 | American | Mar 13, 2020 |
| Call Options | Written | -600 | 96.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -9,600 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 92.0000 | American | Mar 20, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,700 | 100.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 94.0000 | American | Mar 6, 2020 |
| Call Options | Written | -33,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,400 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -2,300 | 87.5000 | American | Mar 20, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 82.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,500 | 90.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,400 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,500 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 90.0000 | American | Apr 17, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 90.0000 | American | Mar 13, 2020 |
| Put Options | Written | 20,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 91.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 3,500 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 90.0000 | American | Mar 27, 2020 |
| Put Options | Written | 100 | 80.5000 | American | Mar 13, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -7,300 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 87.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -300 | 84.0000 | American | Mar 6, 2020 |
| Call Options | Written | -500 | 94.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -19,400 | 105.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Mar 13, 2020 |
| Call Options | Written | -2,600 | 94.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -300 | 67.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 93.5000 | American | Mar 27, 2020 |
| Put Options | Purchased | -300 | 76.0000 | American | Mar 6, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Written | 7,500 | 92.5000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,300 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,100 | 92.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 11,700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 81.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,300 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 10,700 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 6,500 | 85.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 700 | 97.5000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 91.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -21,500 | 85.0000 | American | Mar 20, 2020 |
| Call Options | Written | -400 | 93.5000 | American | Mar 6, 2020 |
| Call Options | Written | -700 | 95.0000 | American | Apr 9, 2020 |
| Call Options | Written | -60,600 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -4,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 95.0000 | American | Mar 13, 2020 |
| Call Options | Written | -700 | 96.0000 | American | Mar 6, 2020 |
| Call Options | Written | -4,400 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 98.5000 | American | Mar 6, 2020 |
| Call Options | Written | -1,100 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,000 | 85.0000 | American | Mar 13, 2020 |
| Call Options | Written | -2,700 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 97.5000 | American | Aug 21, 2020 |
| Call Options | Written | -2,600 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 92.5000 | American | Aug 21, 2020 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 90.0000 | American | Apr 3, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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